-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NoaFaPTaLiSyz/Oapr8slWgziV9HMvWqIfOWMLad7zqhmUX8464X6TzNePFKDuQO yD/LJzH2J8geSZG7vuTFRw== 0000072741-99-000058.txt : 19990304 0000072741-99-000058.hdr.sgml : 19990304 ACCESSION NUMBER: 0000072741-99-000058 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990303 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-07111 FILM NUMBER: 99556387 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 35-CERT 1 CERTIFICATES OF PARTIAL CONSUMMATIONS UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly The Connecticut Light and Power Company Certificate as Western Massachusetts Electric Company to Partial Holyoke Water Power Company Consummation Northeast Nuclear Energy Company of Northeast Utilities Service Company Transaction Rocky River Realty Company Berlin, Connecticut File No. 70-7111 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies issued and sold short-term debt, entered into system money pool transactions, and made capital contributions, all in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration filed by the Company in this proceeding and the Securities and Exchange Commission Order dated December 27, 1990 with respect thereto. The following attachments contain the required information regarding the issuance and sale of short-term debt, system money pool transactions, and capital contributions for the fourth quarter of 1998: ATTACHMENT 1 NORTHEAST UTILITIES SUMMARY SHEET NORTHEAST UTILITIES BANK BORROWINGS 2 THE CONNECTICUT LIGHT AND POWER COMPANY SUMMARY SHEET THE CONNECTICUT LIGHT AND POWER COMPANY BANK BORROWINGS 3 WESTERN MASSACHUSETTS ELECTRIC COMPANY SUMMARY SHEET WESTERN MASSACHUSETTS ELECTRIC COMPANY BANK BORROWINGS 4 HOLYOKE WATER POWER COMPANY SUMMARY SHEET 5 NORTHEAST NUCLEAR ENERGY COMPANY SUMMARY SHEET 6 NORTHEAST UTILITIES SERVICE COMPANY SUMMARY SHEET 7 ROCKY RIVER REALTY COMPANY SUMMARY SHEET 8 NORTH ATLANTIC ENERGY COMPANY SUMMARY SHEET 9 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE 10 NIANTIC BAY FUEL TRUST SUMMARY SHEET NIANTIC BAY FUEL TRUST BANK BORROWINGS 11 NORTHEAST UTILITIES MONEY POOL 12 CAPITAL CONTRIBUTIONS Dated as of December 31, 1998 Northeast Utilities Service Company /s/ John J. Roman Vice President and Controller ATTACHMENT 1 COMPANY: Northeast Utilities PERIOD: October 1, 1998 through December 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1998. MONEY POOL BALANCE ON December 31, 1998: Invested $34,400,000 AMOUNT NAME OF BANK $ DATE SOLD 0 *REPRESENTING REFINANCING OF MATURING LOANS NORTHEAST UTILITIES BY/s/John J. Roman ITS Vice President and Controller DATED December 31, 1998 ATTACHMENT 2 COMPANY: The Connecticut Light and Power Company PERIOD: October 1, 1998 through December 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $ 10,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $10,000,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1998. MONEY POOL BALANCE ON December 31, 1998: Invested $6,600,000 AMOUNT NAME OF BANK $ DATE SOLD *CITIBANK 10,000,000 10/21/98 *CITIBANK 10,000,000 11/23/98 *CITIBANK 10,000,000 12/23/98 *REPRESENTING REFINANCING OF MATURING LOANS DATED December 31, 1998 THE CONNECTICUT LIGHT AND POWER COMPANY BY/s/John J. Roman ITS Vice President and Controller ATTACHMENT 3 COMPANY: Western Massachusetts Electric Company PERIOD: October 1, 1998 through December 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $20,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $20,000,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1998 MONEY POOL BALANCE ON December 31, 1998: Borrowed $30,900,000 AMOUNT NAME OF BANK $ DATE SOLD *CITIBANK 5,000,000 10/08/98 *CITIBANK 15,000,000 10/19/98 *CITIBANK 5,000,000 11/09/98 *CITIBANK 15,000,000 11/19/98 *CITIBANK 5,000,000 12/09/98 *CITIBANK 15,000,000 12/21/98 *REPRESENTS REFINANCING OF MATURITY LOANS DATED December 31, 1998 WESTERN MASSACHUSETTS ELECTRIC COMPANY BY /s/John J. Roman ITS Vice President and Controller ATTACHMENT 4 COMPANY: Holyoke Water Power Company PERIOD: October 1, 1998 through December 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1998. MONEY POOL BALANCE ON December 31, 1998: Invested $10,100,000 ATTACHMENT 5 COMPANY: Northeast Nuclear Energy Company PERIOD: October 1, 1998 through December 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1998. MONEY POOL BALANCE ON December 31, 1998: Invested $25,900,000 ATTACHMENT 6 COMPANY: Northeast Utilities Service Company PERIOD: October 1, 1998 through December 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1998. MONEY POOL BALANCE ON December 31, 1998: $0 ATTACHMENT 7 COMPANY: Rocky River Realty Company PERIOD: October 1, 1998 through December 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1998. MONEY POOL BALANCE ON December 31, 1998: Borrowed $16,050,000 ATTACHMENT 8 COMPANY: North Atlantic Energy Company PERIOD: October 1, 1998 through December 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1998. MONEY POOL BALANCE ON December 31, 1998: Invested: $30,350,000 ATTACHMENT 9 COMPANY: Public Service Company of New Hampshire PERIOD: October 1, 1998 through December 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $10,000,000 THERE WAS NO COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1998. MONEY POOL BALANCE ON December 31, 1998: $0 TEMPORARY CASH INVESTMENTS ON December 31, 1998: $58,700,000 NAME OF BANK AMOUNT DATE SOLD $0 *representing refinancing of maturing loans dated December 31, 1998 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE BY /S/ John J. Roman ITS Vice President and Controller ATTACHMENT 10 COMPANY: NIANTIC BAY FUEL TRUST PERIOD: October 1, 1998 through December 31, 1998 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS $0 OF COMMERCIAL PAPER AND NO SHORT-TERM NOTES TO BANKS OUTSTANDING ON December 31, 1998. NAME OF BANK AMOUNT DATE SOLD $0 *representing refinancing of maturing loans dated December 31, 1998 NIANTIC BAY FUEL TRUST BY /S/ John J. Roman ITS Vice President and Controller ATTACHMENT 11 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: October 1998 NUMBER OF DAYS: 31
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> 28550 -26600 9350 29400 -15750 -5700 0 47050 -1000 15900 1 Begin Bal 41250 -27700 11000 32100 -16000 -5700 0 35100 -2350 28200 -95900 0 Contributed 6600 1100 0 0 0 0 0 0 0 0 37800 45500 Borrowed 20100 2000 200 2900 0 0 0 10600 0 0 9700 45500 1 End Bal 27750 -28600 10800 29200 -16000 -5700 0 24500 -2350 28200 -67800 Contributed 3500 0 0 0 0 0 0 0 0 0 0 3500 Borrowed 0 1500 0 1500 0 0 0 0 0 0 500 3500 2 End Bal 31250 -30100 10800 27700 -16000 -5700 0 24500 -2350 28200 -68300 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 3 End Bal 31250 -30100 10800 27700 -16000 -5700 0 24500 -2350 28200 -68300 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 4 End Bal 31250 -30100 10800 27700 -16000 -5700 0 24500 -2350 28200 -68300 Contributed 12000 1400 150 0 0 0 0 0 0 0 0 13550 Borrowed 0 0 0 3500 0 0 0 0 0 0 10050 13550 5 End Bal 43250 -28700 10950 24200 -16000 -5700 0 24500 -2350 28200 -78350 Contributed 9000 1800 0 1100 0 0 0 0 0 0 0 11900 Borrowed 0 0 0 0 0 0 0 100 0 0 11800 11900 6 End Bal 52250 -26900 10950 25300 -16000 -5700 0 24400 -2350 28200 -90150 Contributed 12400 2000 0 1100 0 0 0 0 0 0 0 15500 Borrowed 0 0 0 0 0 0 0 0 0 0 15500 15500 7 End Bal 64650 -24900 10950 26400 -16000 -5700 0 24400 -2350 28200 -105650 Contributed 0 0 0 0 0 0 0 0 0 0 27500 27500 Borrowed 200 600 0 6700 0 0 0 0 0 20000 0 27500 8 End Bal 64450 -25500 10950 19700 -16000 -5700 0 24400 -2350 8200 -78150 Contributed 6500 400 0 0 0 0 0 0 0 0 0 6900 Borrowed 0 0 0 1900 0 0 0 0 0 0 5000 6900 9 End Bal 70950 -25100 10950 17800 -16000 -5700 0 24400 -2350 8200 -83150 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 10 End Bal 70950 -25100 10950 17800 -16000 -5700 0 24400 -2350 8200 -83150 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 11 End Bal 70950 -25100 10950 17800 -16000 -5700 0 24400 -2350 8200 -83150 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 12 End Bal 70950 -25100 10950 17800 -16000 -5700 0 24400 -2350 8200 -83150 Contributed 13200 1400 0 0 0 0 0 0 0 0 0 14600 Borrowed 0 0 100 2400 1300 0 0 0 0 0 10800 14600 13 End Bal 84150 -23700 10850 15400 -17300 -5700 0 24400 -2350 8200 -93950 Contributed 4900 2700 0 0 1200 0 0 0 0 0 0 8800 Borrowed 0 0 100 600 0 0 0 0 0 0 8100 8800 14 End Bal 89050 -21000 10750 14800 -16100 -5700 0 24400 -2350 8200 -102050 Contributed 0 400 0 0 0 0 0 0 0 7300 43800 51500 Borrowed 39000 0 200 3600 0 0 0 0 0 0 8700 51500 15 End Bal 50050 -20600 10550 11200 -16100 -5700 0 24400 -2350 15500 -66950 Contributed 5200 0 0 0 0 0 0 0 0 400 1500 7100 Borrowed 0 0 0 3900 100 0 0 0 0 0 3100 7100 16 End Bal 55250 -20600 10550 7300 -16200 -5700 0 24400 -2350 15900 -68550 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 17 End Bal 55250 -20600 10550 7300 -16200 -5700 0 24400 -2350 15900 -68550 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 18 End Bal 55250 -20600 10550 7300 -16200 -5700 0 24400 -2350 15900 -68550 Contributed 8900 3500 400 0 0 0 0 0 0 0 0 12800 Borrowed 0 0 0 1000 0 0 0 200 0 0 11600 12800 19 End Bal 64150 -17100 10950 6300 -16200 -5700 0 24200 -2350 15900 -80150 Contributed 19300 3700 2100 16000 0 0 0 0 0 0 0 41100 Borrowed 0 0 0 0 0 0 0 0 0 0 41100 41100 20 End Bal 83450 -13400 13050 22300 -16200 -5700 0 24200 -2350 15900 -121250 Contributed 0 0 0 16600 0 0 0 0 1350 1200 39300 58450 Borrowed 43300 10000 3300 0 0 0 0 0 0 1850 0 58450 21 End Bal 40150 -23400 9750 38900 -16200 -5700 0 24200 -1000 15250 -81950 Contributed 600 0 0 0 0 0 0 0 0 0 19300 19900 Borrowed 6900 2200 0 10800 0 0 0 0 0 0 0 19900 22 End Bal 33850 -25600 9750 28100 -16200 -5700 0 24200 -1000 15250 -62650 Contributed 0 0 0 0 450 0 0 23600 0 0 0 24050 Borrowed 5500 800 0 2300 0 0 0 0 0 0 15450 24050 23 End Bal 28350 -26400 9750 25800 -15750 -5700 0 47800 -1000 15250 -78100 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 24 End Bal 28350 -26400 9750 25800 -15750 -5700 0 47800 -1000 15250 -78100 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 25 End Bal 28350 -26400 9750 25800 -15750 -5700 0 47800 -1000 15250 -78100 Contributed 0 1100 0 0 0 0 0 0 0 0 1750 2850 Borrowed 2000 0 0 100 0 0 0 750 0 0 0 2850 26 End Bal 26350 -25300 9750 25700 -15750 -5700 0 47050 -1000 15250 -76350 Contributed 6700 2000 0 0 0 0 0 0 0 0 100 8800 Borrowed 0 0 200 1400 0 0 0 0 0 0 7200 8800 27 End Bal 33050 -23300 9550 24300 -15750 -5700 0 47050 -1000 15250 -83450 Contributed 4900 1000 100 0 0 0 0 0 0 0 0 6000 Borrowed 0 0 0 600 0 0 0 0 0 250 5150 6000 28 End Bal 37950 -22300 9650 23700 -15750 -5700 0 47050 -1000 15000 -88600 Contributed 2900 0 0 0 0 0 0 0 0 0 0 2900 Borrowed 0 1100 0 800 0 0 0 0 0 0 1000 2900 29 End Bal 40850 -23400 9650 22900 -15750 -5700 0 47050 -1000 15000 -89600 Contributed 0 0 0 6500 0 0 0 0 0 900 8400 15800 Borrowed 12300 3200 300 0 0 0 0 0 0 0 0 15800 30 End Bal 28550 -26600 9350 29400 -15750 -5700 0 47050 -1000 15900 -81200 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 31 End Bal 28550 -26600 9350 29400 -15750 -5700 0 47050 -1000 15900 -81200 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: November 1998 NUMBER OF DAYS: 30 CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> 0 0 0 0 0 0 0 0 0 0 1 Begin Bal 28550 -26600 9350 29400 -15750 -5700 0 47050 -1000 15900 -81200 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 1 End Bal 28550 -26600 9350 29400 -15750 -5700 0 47050 -1000 15900 -81200 Contributed 0 0 0 0 0 0 0 0 0 0 42350 42350 Borrowed 28550 2700 100 3600 0 0 0 7400 0 0 0 42350 2 End Bal 0 -29300 9250 25800 -15750 -5700 0 39650 -1000 15900 -38850 Contributed 10000 1900 0 0 0 0 0 0 0 0 0 11900 Borrowed 0 0 500 1900 0 0 0 0 0 0 9500 11900 3 End Bal 10000 -27400 8750 23900 -15750 -5700 0 39650 -1000 15900 -48350 Contributed 5200 1300 0 400 0 0 0 0 0 0 300 7200 Borrowed 0 0 400 0 0 0 0 0 0 0 6800 7200 4 End Bal 15200 -26100 8350 24300 -15750 -5700 0 39650 -1000 15900 -54850 Contributed 400 0 0 0 0 0 0 0 0 0 11600 12000 Borrowed 0 700 200 6500 0 0 0 0 0 0 4600 12000 5 End Bal 15600 -26800 8150 17800 -15750 -5700 0 39650 -1000 15900 -47850 Contributed 3600 0 0 0 0 0 0 0 0 0 700 4300 Borrowed 0 150 0 3300 0 0 0 0 0 0 850 4300 6 End Bal 19200 -26950 8150 14500 -15750 -5700 0 39650 -1000 15900 -48000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 7 End Bal 19200 -26950 8150 14500 -15750 -5700 0 39650 -1000 15900 -48000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 8 End Bal 19200 -26950 8150 14500 -15750 -5700 0 39650 -1000 15900 -48000 Contributed 7800 2400 0 0 0 0 0 0 0 0 0 10200 Borrowed 0 0 0 700 100 0 0 0 0 0 9400 10200 9 End Bal 27000 -24550 8150 13800 -15850 -5700 0 39650 -1000 15900 -57400 Contributed 12200 1100 0 0 0 0 0 0 0 0 0 13300 Borrowed 0 0 400 1600 0 0 0 0 0 0 11300 13300 10 End Bal 39200 -23450 7750 12200 -15850 -5700 0 39650 -1000 15900 -68700 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 11 End Bal 39200 -23450 7750 12200 -15850 -5700 0 39650 -1000 15900 -68700 Contributed 9500 1900 0 0 0 0 0 0 0 0 500 11900 Borrowed 0 500 100 2200 0 0 0 100 0 300 8700 11900 12 End Bal 48700 -22050 7650 10000 -15850 -5700 0 39550 -1000 15600 -76900 Contributed 0 0 0 0 0 0 0 0 0 300 6000 6300 Borrowed 900 0 150 3200 0 0 0 150 0 0 1900 6300 13 End Bal 47800 -22050 7500 6800 -15850 -5700 0 39400 -1000 15900 -72800 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 14 End Bal 47800 -22050 7500 6800 -15850 -5700 0 39400 -1000 15900 -72800 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 15 End Bal 47800 -22050 7500 6800 -15850 -5700 0 39400 -1000 15900 -72800 Contributed 9900 2100 0 0 0 0 0 0 0 0 6350 18350 Borrowed 0 0 300 13100 350 0 0 0 0 0 4600 18350 16 End Bal 57700 -19950 7200 -6300 -16200 -5700 0 39400 -1000 15900 -71050 Contributed 6300 900 0 0 250 0 0 0 0 0 0 7450 Borrowed 0 0 0 0 0 0 0 0 0 500 6950 7450 17 End Bal 64000 -19050 7200 -6300 -15950 -5700 0 39400 -1000 15400 -78000 Contributed 7600 1700 0 900 0 0 0 0 0 400 0 10600 Borrowed 0 0 0 0 0 0 0 0 0 0 10600 10600 18 End Bal 71600 -17350 7200 -5400 -15950 -5700 0 39400 -1000 15800 -88600 Contributed 0 0 0 0 0 0 0 0 0 0 18500 18500 Borrowed 7500 700 0 9800 0 0 0 100 0 0 400 18500 19 End Bal 64100 -18050 7200 -15200 -15950 -5700 0 39300 -1000 15800 -70500 Contributed 0 0 2900 28900 300 0 0 0 0 0 28500 60600 Borrowed 5000 1000 0 28500 0 0 0 0 0 0 26100 60600 20 End Bal 59100 -19050 10100 -14800 -15650 -5700 0 39300 -1000 15800 -68100 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 21 End Bal 59100 -19050 10100 -14800 -15650 -5700 0 39300 -1000 15800 -68100 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 22 End Bal 59100 -19050 10100 -14800 -15650 -5700 0 39300 -1000 15800 -68100 Contributed 11000 1500 300 25700 0 0 0 0 0 0 2900 41400 Borrowed 3000 200 100 0 0 0 0 0 0 0 38100 41400 23 End Bal 67100 -17750 10300 10900 -15650 -5700 0 39300 -1000 15800 -103300 Contributed 0 4400 0 6000 0 0 0 22700 0 500 0 33600 Borrowed 11700 0 0 0 0 0 0 0 0 0 21900 33600 24 End Bal 55400 -13350 10300 16900 -15650 -5700 0 62000 -1000 16300 -125200 Contributed 0 0 0 0 0 0 0 0 0 0 44800 44800 Borrowed 25900 8600 600 4800 0 0 0 0 0 600 4300 44800 25 End Bal 29500 -21950 9700 12100 -15650 -5700 0 62000 -1000 15700 -84700 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 26 End Bal 29500 -21950 9700 12100 -15650 -5700 0 62000 -1000 15700 -84700 Contributed 3500 0 0 0 0 0 0 0 0 0 4500 8000 Borrowed 4500 200 0 1500 0 0 0 0 0 0 1800 8000 27 End Bal 28500 -22150 9700 10600 -15650 -5700 0 62000 -1000 15700 -82000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 28 End Bal 28500 -22150 9700 10600 -15650 -5700 0 62000 -1000 15700 -82000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 29 End Bal 28500 -22150 9700 10600 -15650 -5700 0 62000 -1000 15700 -82000 Contributed 500 0 0 14900 0 0 0 0 0 14500 0 29900 Borrowed 0 100 0 0 0 0 0 20000 0 0 9800 29900 30 End Bal 29000 -22250 9700 25500 -15650 -5700 0 42000 -1000 30200 -91800 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 31 End Bal 0 0 0 0 0 0 0 0 0 0 0 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: December 1998 NUMBER OF DAYS: 31 CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> 6600 -30900 10100 25900 -16050 -5900 0 30350 -1000 34400 1 Begin Bal 29000 -22250 9700 25500 -15650 -5700 0 42000 -1000 30200 -91800 0 Contributed 0 0 0 200 0 0 0 0 0 0 73200 73400 Borrowed 26313 3494 200 4500 100 0 0 21444 0 17349 0 73400 1 End Bal 2687 -25744 9500 21200 -15750 -5700 0 20556 -1000 12851 -18600 Contributed 9613 1944 0 1100 0 0 0 0 0 700 0 13357 Borrowed 0 0 0 0 0 0 0 2656 0 851 9850 13357 2 End Bal 12300 -23800 9500 22300 -15750 -5700 0 17900 -1000 12700 -28450 Contributed 0 0 0 0 0 0 0 0 0 0 19200 19200 Borrowed 7400 3200 200 8400 0 0 0 0 0 0 0 19200 3 End Bal 4900 -27000 9300 13900 -15750 -5700 0 17900 -1000 12700 -9250 Contributed 900 1100 0 600 0 0 0 0 0 20000 0 22600 Borrowed 0 0 0 0 0 0 0 0 0 0 22600 22600 4 End Bal 5800 -25900 9300 14500 -15750 -5700 0 17900 -1000 32700 -31850 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 5 End Bal 5800 -25900 9300 14500 -15750 -5700 0 17900 -1000 32700 -31850 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 6 End Bal 5800 -25900 9300 14500 -15750 -5700 0 17900 -1000 32700 -31850 Contributed 4900 2300 0 1300 0 0 0 0 0 0 0 8500 Borrowed 0 0 0 0 0 0 0 0 0 0 8500 8500 7 End Bal 10700 -23600 9300 15800 -15750 -5700 0 17900 -1000 32700 -40350 Contributed 3600 0 0 0 0 0 0 0 0 400 0 4000 Borrowed 0 2500 350 100 0 0 0 0 0 0 1050 4000 8 End Bal 14300 -26100 8950 15700 -15750 -5700 0 17900 -1000 33100 -41400 Contributed 3500 1000 0 0 0 0 0 0 0 0 1000 5500 Borrowed 300 1000 100 2200 0 0 0 0 0 0 2200 5800 9 End Bal 17500 -26100 8850 13500 -15750 -5700 0 17900 -1000 33100 -42600 Contributed 4200 1300 0 0 0 0 0 0 0 0 300 5800 Borrowed 0 0 0 200 0 0 0 0 0 0 5300 5500 10 End Bal 21700 -24800 8850 13300 -15750 -5700 0 17900 -1000 33100 -47600 Contributed 1900 400 0 0 0 0 0 0 0 0 6000 8300 Borrowed 0 0 0 2200 300 0 0 3900 0 0 1800 8200 11 End Bal 23600 -24400 8850 11100 -16050 -5700 0 14000 -1000 33100 -43400 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 12 End Bal 23600 -24400 8850 11100 -16050 -5700 0 14000 -1000 33100 -43400 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 13 End Bal 23600 -24400 8850 11100 -16050 -5700 0 14000 -1000 33100 -43400 Contributed 8400 800 0 0 100 0 0 0 0 0 0 9300 Borrowed 0 0 100 1900 0 0 0 0 0 0 7400 9400 14 End Bal 32000 -23600 8750 9200 -15950 -5700 0 14000 -1000 33100 -50800 Contributed 200 1500 0 0 100 0 0 0 0 18500 19000 39300 Borrowed 0 0 200 2200 0 0 0 0 0 19000 17900 39300 15 End Bal 32200 -22100 8550 7000 -15850 -5700 0 14000 -1000 32600 -49700 Contributed 10600 1400 0 0 0 0 0 0 0 500 0 12500 Borrowed 0 0 200 800 0 0 0 6400 0 0 5100 12500 16 End Bal 42800 -20700 8350 6200 -15850 -5700 0 7600 -1000 33100 -54800 Contributed 0 0 0 0 0 0 0 0 0 0 27100 27100 Borrowed 15100 1100 300 10600 0 0 0 0 0 0 0 27100 17 End Bal 27700 -21800 8050 -4400 -15850 -5700 0 7600 -1000 33100 -27700 Contributed 1700 0 0 0 0 0 0 0 0 0 3400 5100 Borrowed 0 100 1250 3600 0 0 0 150 0 0 0 5100 18 End Bal 29400 -21900 6800 -8000 -15850 -5700 0 7450 -1000 33100 -24300 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 19 End Bal 29400 -21900 6800 -8000 -15850 -5700 0 7450 -1000 33100 -24300 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 20 End Bal 29400 -21900 6800 -8000 -15850 -5700 0 7450 -1000 33100 -24300 Contributed 0 0 4200 1700 0 0 0 0 0 0 0 5900 Borrowed 700 2900 0 0 0 0 0 0 0 0 2300 5900 21 End Bal 28700 -24800 11000 -6300 -15850 -5700 0 7450 -1000 33100 -26600 Contributed 8700 4600 0 32800 0 0 0 1100 0 0 0 47200 Borrowed 0 0 0 0 0 0 0 0 0 0 47200 47200 22 End Bal 37400 -20200 11000 26500 -15850 -5700 0 8550 -1000 33100 -73800 Contributed 6300 1700 0 0 0 0 0 22600 0 0 1500 32100 Borrowed 2100 0 200 17000 0 0 0 0 0 0 12800 32100 23 End Bal 41600 -18500 10800 9500 -15850 -5700 0 31150 -1000 33100 -85100 Contributed 0 0 0 1400 0 0 0 0 0 0 37100 38500 Borrowed 22000 13200 3300 0 0 0 0 0 0 0 0 38500 24 End Bal 19600 -31700 7500 10900 -15850 -5700 0 31150 -1000 33100 -48000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 25 End Bal 19600 -31700 7500 10900 -15850 -5700 0 31150 -1000 33100 -48000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 26 End Bal 19600 -31700 7500 10900 -15850 -5700 0 31150 -1000 33100 -48000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 27 End Bal 19600 -31700 7500 10900 -15850 -5700 0 31150 -1000 33100 -48000 Contributed 0 3700 200 5200 0 0 0 0 0 500 0 9600 Borrowed 2600 0 0 0 200 200 0 800 0 0 5800 9600 28 End Bal 17000 -28000 7700 16100 -16050 -5900 0 30350 -1000 33600 -53800 Contributed 0 300 0 0 0 0 0 0 0 0 7400 7700 Borrowed 5400 0 0 1700 0 0 0 0 0 600 0 7700 29 End Bal 11600 -27700 7700 14400 -16050 -5900 0 30350 -1000 33000 -46400 Contributed 8000 0 2600 0 0 0 0 0 0 0 0 10600 Borrowed 0 300 0 3000 0 0 0 0 0 0 7300 10600 30 End Bal 19600 -28000 10300 11400 -16050 -5900 0 30350 -1000 33000 -53700 Contributed 0 0 0 14500 0 0 0 0 0 1400 200 16100 Borrowed 13000 2900 200 0 0 0 0 0 0 0 0 16100 31 End Bal 6600 -30900 10100 25900 -16050 -5900 0 30350 -1000 34400 -53500 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0
ATTACHMENT 12 CAPITAL CONTRIBUTIONS DURING THE FOURTH QUARTER OF 1998, NORTHEAST UTILITIES MADE THE FOLLOWING CAPITAL CONTRIBUTIONS TO CHARTER OAK ENERGY: $0 UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Northeast Utilities Service Company Certificate as The Connecticut Light and Power Company to Partial Western Massachusetts Electric Company Consummation of Holyoke Water Power Company Transaction $56.25 Million Northeast Nuclear Energy Company Regional Revolving Credit Rocky River Realty Company Agreement Berlin, Connecticut File No. 70-8052 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies maintain a $56.25 million Regional Revolving Credit Agreement dated December 3, 1992 with Northeast Utilities Service Company, as Agent, in accordance with the terms and conditions of, and for the purposes represented by the Application/Declaration, as amended, filed by the Companies in this proceeding, and the Securities and Exchange Commission Order dated November 23, 1992 with respect thereto. During the period October 1, 1998 through December 31, 1998, Northeast Utilities had $0 outstanding for the quarter ending December 31, 1998. Dated December 31, 1998 Northeast Utilities /s/John J. Roman Vice President and Controller UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Certificate as The Connecticut Light and Power Company to Partial Western Massachusetts Electric Company Consummation of Transaction $313.75 Million Revolving Credit Agreement Berlin, Connecticut File No. 70-8052 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies maintain a $313.75 million Revolving Credit Agreement dated November 21, 1996 with Revolving Credit Agreement dated November 21, 1996 with Citicorp Securities, Inc. as arranger, Toronto Dominion Securities, Inc. as Syndication Agent, Fleet National Bank as Documentation Agent and Citibank, N.A. as Administrative Agent, in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration, as amended, filed by the Companies in this proceeding, and the Securities and Exchange Commission Order dated November 20, 1996, with respect thereto. During the period October 1, 1998 through December 31, 1998, Northeast Utilities had $0 outstanding for the quarter ending December 31, 1998. Dated December 31, 1998 Northeast Utilities /s/John J. Roman Vice President and Controller UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Certificate as to Partial Consummation of Transaction $25 Million NU Parent Credit Agreement Berlin, Connecticut File No. 70-8875 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities hereby certifies that it maintains a $25 million NU Parent Credit Agreement dated February 10, 1998 with Toronto-Dominion (Texas), Inc. as Administrative Agent, in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration, as amended, filed by the Companies in this proceeding, and the Securities and Exchange Commission Order dated January 16, 1998, with respect thereto. During the period February 10, 1998 through March 31, 1998, Northeast Utilities had $0 outstanding for the quarter ending March 31, 1998. Dated March 31, 1998 Northeast Utilities /s/Robert C. Aronson Assistant Treasurer UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Certificate as to Partial Consummation of Transaction $25 Million NU Parent Credit Agreement Berlin, Connecticut File No. 70-8875 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities hereby certifies that it maintains a $25 million NU Parent Credit Agreement dated February 10, 1998 with Toronto-Dominion (Texas), Inc. as Administrative Agent, in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration, as amended, filed by the Companies in this proceeding, and the Securities and Exchange Commission Order dated January 16, 1998, with respect thereto. During the period April 1, 1998 through June 30, 1998, Northeast Utilities had $0 outstanding for the quarter ending June 30, 1998. Dated June 30, 1998 Northeast Utilities /s/Robert C. Aronson Assistant Treasurer UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Certificate as to Partial Consummation of Transaction $25 Million NU Parent Credit Agreement Berlin, Connecticut File No. 70-8875 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities hereby certifies that it maintains a $25 million NU Parent Credit Agreement dated February 10, 1998 with Toronto-Dominion (Texas), Inc. as Administrative Agent, in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration, as amended, filed by the Companies in this proceeding, and the Securities and Exchange Commission Order dated January 16, 1998, with respect thereto. During the period July 1, 1998 through September 30, 1998, Northeast Utilities had $0 outstanding for the quarter ending September 30, 1998. Dated September 30, 1998 Northeast Utilities /s/Robert C. Aronson Assistant Treasurer UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Certificate as to Partial Consummation of Transaction $25 Million NU Parent Credit Agreement Berlin, Connecticut File No. 70-8875 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities hereby certifies that it maintains a $25 million NU Parent Credit Agreement dated February 10, 1998 with Toronto-Dominion (Texas), Inc. as Administrative Agent, in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration, as amended, filed by the Companies in this proceeding, and the Securities and Exchange Commission Order dated January 16, 1998, with respect thereto. During the period October 1, 1998 through December 1, 1998, Northeast Utilities had $0 outstanding for the quarter ending December 31, 1998. Dated December 31, 1998 Northeast Utilities /s/John J. Roman Vice President and Controller -----END PRIVACY-ENHANCED MESSAGE-----