-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RRHhlqClTVBOA6FRCcG6nG2dFzq6LgRKj3zkqirL6N5GUrUfNc1wrAr0Qf+WuIaJ ze6svzSjEtlmjZ+wu6HDKg== 0000072741-98-000104.txt : 19980512 0000072741-98-000104.hdr.sgml : 19980512 ACCESSION NUMBER: 0000072741-98-000104 CONFORMED SUBMISSION TYPE: U-6B-2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980511 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-6B-2 SEC ACT: SEC FILE NUMBER: 040-00443 FILM NUMBER: 98615579 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 U-6B-2 1 U-6B-2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM U-6B-2 Certificate of Notification Certificate is filed by: Connecticut Yankee Atomic Power Company (the "Company") This certificate is notice that the above-named company has issued, renewed or guaranteed the security or securities described herein which issue, renewal or guaranty was exempted from the provisions of Section 6(a) of the Act and was neither the subject of a declaration or application on Form U-1 nor included within the exemption provided by Rule U-48. 1. Type of the security or securities: Secured short-term notes (the "Notes") issued pursuant to the Credit Agreement between the Company and a group of lenders, including Toronto Dominion (Texas), Inc., as Agent Bank and as Collateral Agent, dated as of March 7, 1997 (the "Credit Agreement"). 2. Issue, renewal or guaranty: Renewal 3. Principal amount of each security: Up to $90,000,000 aggregate principal amount 4. Rate of interest per annum of each security: Variable, depending upon borrowing option and interest period chosen from time to time. 5. Date of issue, renewal or guaranty of each security: March 7, 1997. 6. If renewal of security, give date of original issue: August 1990 7. Date of maturity of each security: The Credit Agreement expires August 14, 1998 8. Name of the person to whom each security was issued, renewed or guaranteed: Toronto-Dominion (Agent) $30,000,000 Canadian Imperial Bank of Commerce $20,000,000 Societe Generale $20,000,000 Westdeutsche Landesbank $20,000,000 9. Collateral given with each security, if any: on a pro rata basis, with certain other debtholders, a first priority perfected security interest in the Company's right, title and interest in, to and under the following agreements: Power Contracts dated as of July 1, 1964 Capital Funds Agreements dated as of September 1, 1964 Additional Power Contracts dated as of April 30, 1984 1987 Supplementary Power Contracts dated as of April 1, 1987 1996 Amendatory Agreement dated as of December 4, 1996 and all of the Company's rights to receive any federal or state income tax refund and all proceeds of any and all of the foregoing. 10. Consideration received for each security: Principal amount of each Note (See Item 8 above). 11. Application of proceeds of each security: To redeem first mortgage bonds of the Company and to fund normal working capital requirements. 12. Indicate by a check after the applicable statement below whether the issue, renewal or guaranty of each security was exempt from the provisions of Section 6(a) because of: a. the provisions contained in the first sentence of Section 6(b): Not applicable b. the provisions contained in the fourth sentence of Section 6(b): Not applicable c. the provisions contained in any rule of the Commission other than Rule U-48: X 13. If the security or securities were exempt from the provisions of Section 6(a) by virtue of the first sentence of Section 6(b), give the figures which indicate that the security or securities aggregate (together with all other than outstanding notes and drafts of a maturity of nine months or less, exclusive of days of grace, as to which such company is primarily or secondarily liable) not more than 5 per centum of the principal amount and par value of the other securities of such company then outstanding. (Demand notes, regardless of how long they may have been outstanding, shall be considered as maturing in not more than nine months for purposes of the exemption from Section 6(a) of the Act granted by the first sentence of Section 6(b).) Not applicable 14. If the security or securities are exempt from the provisions of Section 6(a) because of the fourth sentence of Section 6(b), name the security outstanding on January 1, 1935, pursuant to the terms of which the security or securities herein described have been issued: Not applicable 15. If the security or securities are exempt from the provisions of Section 6(a) because of any rule of the Commission other than Rule U-48, designate the rule under which exemption is claimed: Rule 52 CONNECTICUT YANKEE ATOMIC POWER COMPANY By /s/Debra F. Guss Northeast Utilities Service Company Its Attorney Date: May 11, 1998 -----END PRIVACY-ENHANCED MESSAGE-----