-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WCASP1chHMmpNhMayTQGVlaHVJlIfi6t2Z/M4EXVnrahJsSMMNApXWvM2YHukj2J 3o6I3HRRBzM9/Ppizy2j0Q== 0000072741-98-000050.txt : 19980202 0000072741-98-000050.hdr.sgml : 19980202 ACCESSION NUMBER: 0000072741-98-000050 CONFORMED SUBMISSION TYPE: U-12-IB PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980130 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEC INC CENTRAL INDEX KEY: 0000875017 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 043089503 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB SEC ACT: SEC FILE NUMBER: 012-00081 FILM NUMBER: 98517819 BUSINESS ADDRESS: STREET 1: 24 PRIME PARKWAY CITY: NATICK STATE: MA ZIP: 01760 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 U-12-IB 1 FORM U-12(I)-B (THREE-YEAR STATEMENT) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. Three-Year Period Ending 2001 FORM U-12(I)-B (Three-Year Statement) STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES AS SPECIFIED IN RULE U-71(b). (To be filed in DUPLICATE. If acknowledgement is desired, file in triplicate) (SEE INSTRUCTIONS ON BACK OF THIS FORM) 1.NAME AND BUSINESS ADDRESS OF PERSON FILING STATEMENT. H. Donald Burbank, Vice President - Customer Service HEC Inc. 24 Prime Parkway, Natick MA 01760 2.NAME AND BUSINESS ADDRESSES OF ANY PERSONS THROUGH WHOM THE UNDERSIGNED PROPOSES TO ACT IN MATTERS INCLUDED WITHIN THE EXEMPTION PROVIDED BY PARAGRAPH (B) OF RULE U-71. None. 3.REGISTERED HOLDING COMPANIES AND SUBSIDIARY COMPANIES BY WHICH THE UNDERSIGNED IS REGULARLY EMPLOYED OR RETAINED. HEC Inc. is a non-utility subsidiary of Northeast Utilities. HEC Inc. provides Energy Management for commercial, industrial and institutional customers. 4.POSITION OR RELATIONSHIP IN WHICH THE UNDERSIGNED IS EMPLOYED OR RETAINED BY EACH OF THE COMPANIES NAMED IN ITEM 3, AND BRIEF DESCRIPTION OF NATURE OF SERVICES TO BE RENDERED IN EACH SUCH POSITION OR RELATIONSHIP. The undersigned is Vice President - Customer Service of HEC Inc. He will represent HEC Inc. as and when appropriate in connection with matters concerning its business before the Securities and Exchange Commission, the Department of Energy and Congress or some of such bodies. 5.(a) COMPENSATION RECEIVED DURING THE CURRENT YEAR AND ESTIMATED TO BE RECEIVED OVER THE NEXT TWO CALENDAR YEARS BY THE UNDERSIGNED OR OTHERS, DIRECTLY OR INDIRECTLY, FOR SERVICES RENDERED BY THE UNDERSIGNED, FROM EACH OF THE COMPANIES DESIGNATED IN ITEM 3. (USE COLUMN (a) AS SUPPLEMENTARY STATEMENT ONLY.) Name of recipient Salary or other To be received Person or company compensation from whom received or to be received (a) (b) H. Donald Burbank $125,000 To be included HEC Inc. in supplemental statement. (b) Basis for compensation if other than salary. 6.(TO BE ANSWERED IN SUPPLEMENTARY STATEMENT ONLY. SEE INSTRUCTIONS.) EXPENSES INCURRED BY THE UNDERSIGNED OR ANY PERSON NAMED IN ITEM 2, ABOVE, DURING THE CALENDAR YEAR IN CONNECTION WITH THE ACTIVITIES DESCRIBED IN ITEM 4, ABOVE, AND THE SOURCE OR SOURCES OF REIMBURSEMENT FOR SAME. (a) Total amount of routine expenses charged to client: $ none (b) Itemized list of all other expenses: No other expenses. Date January 30, 1998 (Signed) /s/ H. Donald Burbank -----END PRIVACY-ENHANCED MESSAGE-----