-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gyc44FEg9JmQFbmcP7XnXWUIHwOIZvODFWKMr3gFAXnvkOODmn+c03z707rRdOa7 iPn4bmGH9DgTZ90Q00eW0A== 0000072741-98-000035.txt : 19980202 0000072741-98-000035.hdr.sgml : 19980202 ACCESSION NUMBER: 0000072741-98-000035 CONFORMED SUBMISSION TYPE: U-12-IB PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980130 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SERVICE CO CENTRAL INDEX KEY: 0000205716 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 060810627 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB SEC ACT: SEC FILE NUMBER: 012-00024 FILM NUMBER: 98517796 BUSINESS ADDRESS: STREET 1: SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037 BUSINESS PHONE: 0000000000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 U-12-IB 1 FORM U-12(I)-B (THREE-YEAR STATEMENT) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. Three-Year Period Ending 2001 FORM U-12(I)-B (Three-Year Statement) STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A EGISTERED HOLDING COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES AS SPECIFIED IN RULE U-71(b). (To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate) (SEE INSTRUCTIONS ON BACK OF THIS FORM) 1.NAME AND BUSINESS ADDRESS OF PERSON FILING STATEMENT. John B. Keane, Vice President and Treasurer Northeast Utilities Service Company P.O. Box 270, Hartford, Connecticut 06141-0270 2.NAME AND BUSINESS ADDRESSES OF ANY PERSONS THROUGH WHOM THE UNDERSIGNED PROPOSES TO ACT IN MATTERS INCLUDED WITHIN THE EXEMPTION PROVIDED BY PARAGRAPH (B) OF RULE U-71. None. 3.REGISTERED HOLDING COMPANIES AND SUBSIDIARY COMPANIES BY WHICH THE UNDERSIGNED IS REGULARLY EMPLOYED OR RETAINED. Northeast Utilities Service Company, a subsidiary of Northeast Utilities. The Service Company provides services for Northeast Utilities and its subsidiaries. 4.POSITION OR RELATIONSHIP IN WHICH THE UNDERSIGNED IS EMPLOYED OR RETAINED BY EACH OF THE COMPANIES NAMED IN ITEM 3, AND BRIEF DESCRIPTION OF NATURE OF SERVICES TO BE RENDERED IN EACH SUCH POSITION OR RELATIONSHIP. The undersigned is Vice President and Treasurer of Northeast Utilities Service Company. He will represent Northeast Utilities system companies, as and when appropriate, in connection with the issuance of securities, rate matters, affiliations, acquisitions and dispositions, the licensing of hydroelectric projects, and other matters before the Securities and Exchange Commission, the Department of Energy and Congress or some of such bodies. 5.(a) COMPENSATION RECEIVED DURING THE CURRENT YEAR AND ESTIMATED TO BE RECEIVED OVER THE NEXT TWO CALENDAR YEARS BY THE UNDERSIGNED OR OTHERS, DIRECTLY OR INDIRECTLY, FOR SERVICES RENDERED BY THE UNDERSIGNED, FROM EACH OF THE COMPANIES DESIGNATED IN ITEM 3. (USE COLUMN (a) AS SUPPLEMENTARY STATEMENT ONLY.) Name of Recipient Salary or other To be received Person or company compensation from whom received or to be received (a) (b) John B. Keane $160,994.10 To be included Northeast Utilities in supplemental Service Company statement. (b) Basis for compensation if other than salary. 6.(TO BE ANSWERED IN SUPPLEMENTARY STATEMENT ONLY. SEE INSTRUCTIONS.) EXPENSES INCURRED BY THE UNDERSIGNED OR ANY PERSON NAMED IN ITEM 2, ABOVE, DURING THE CALENDAR YEAR IN CONNECTION WITH THE ACTIVITIES DESCRIBED IN ITEM 4, ABOVE, AND THE SOURCE OR SOURCES OF REIMBURSEMENT FOR SAME. (a) Total amount of routine expenses charged to client: $ none (b) Itemized list of all other expenses: No other expenses. Date 1/23/98 (Signed) /s/ John B. Keane -----END PRIVACY-ENHANCED MESSAGE-----