-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NC4+fB0y+yoYP0vL/AHFnSC+BSXH7StMS9KnMp922Veh6sZKAWQeyVIcxsiSfDkk bW6nHq6vR1edTtyKZB5yKw== 0000072741-97-000087.txt : 19970522 0000072741-97-000087.hdr.sgml : 19970522 ACCESSION NUMBER: 0000072741-97-000087 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970521 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-07111 FILM NUMBER: 97612423 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 2036655000 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 35-CERT 1 CERTIFICATES OF PARTIAL CONSUMMATIONS UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly The Connecticut Light and Power Company Certificate as Western Massachusetts Electric Company to Partial Holyoke Water Power Company Consummation Northeast Nuclear Energy Company of Northeast Utilities Service Company Transaction Rocky River Realty Company Berlin, Connecticut File No. 70-7111 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies issued and sold short-term debt, entered into system money pool transactions, and made capital contributions, all in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration filed by the Company in this proceeding and the Securities and Exchange Commission Order dated December 27, 1990 with respect thereto. The following attachments contain the required information regarding the issuance and sale of short-term debt, system money pool transactions, and capital contributions for the first quarter of 1997: ATTACHMENT 1 NORTHEAST UTILITIES SUMMARY SHEET NORTHEAST UTILITIES BANK BORROWINGS 2 THE CONNECTICUT LIGHT AND POWER COMPANY SUMMARY SHEET THE CONNECTICUT LIGHT AND POWER COMPANY COMMERCIAL PAPER TRANSACTIONS LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC. THE CONNECTICUT LIGHT AND POWER COMPANY BANK BORROWINGS 3 WESTERN MASSACHUSETTS ELECTRIC COMPANY SUMMARY SHEET WESTERN MASSACHUSETTS ELECTRIC COMPANY COMMERCIAL PAPER TRANSACTIONS LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC. WESTERN MASSACHUSETTS ELECTRIC COMPANY BANK BORROWINGS 4 HOLYOKE WATER POWER COMPANY SUMMARY SHEET 5 NORTHEAST NUCLEAR ENERGY COMPANY SUMMARY SHEET 6 NORTHEAST UTILITIES SERVICE COMPANY SUMMARY SHEET NORTHEAST UTILITIES SERVICE COMPANY BANK BORROWINGS 7 ROCKY RIVER REALTY COMPANY SUMMARY SHEET 8 NORTH ATLANTIC ENERGY COMPANY SUMMARY SHEET 9 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE 10 NIANTIC BAY FUEL TRUST 11 NORTHEAST UTILITIES MONEY POOL 12 CAPITAL CONTRIBUTIONS Dated as of March 31, 1997 Northeast Utilities Service Company /s/ Robert C. Aronson Assistant Treasurer ATTACHMENT 1 COMPANY: Northeast Utilities PERIOD: January 1, 1997 through March 31, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $68,250,000 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1997. MONEY POOL BALANCE ON March 31, 1997: Invested ($39,975,000) AMOUNT NAME OF BANK $ DATE SOLD INDUSTRIAL BANK OF JAPAN 30,000,000 01/02/97 INDUSTRIAL BANK OF JAPAN 15,000,000 01/09/97 INDUSTRIAL BANK OF JAPAN 15,000,000 01/09/97 *INDUSTRIAL BANK OF JAPAN 15,000,000 01/16/97 INDUSTRIAL BANK OF JAPAN 30,000,000 01/23/97 CITIBANK 27,000,000 01/24/97 *INDUSTRIAL BANK OF JAPAN 30,000,000 02/06/97 *INDUSTRIAL BANK OF JAPAN 30,000,000 02/13/97 *INDUSTRIAL BANK OF JAPAN 30,000,000 02/21/97 *STATE STREET BANK 11,250,000 02/27/97 *CITIBANK 27,000,000 02/28/97 *INDUSTRIAL BANK OF JAPAN 30,000,000 02/28/97 *CITIBANK 27,000,000 03/05/97 *STATE STREET BANK 11,250,000 03/27/97 *REPRESENTING REFINANCING OF MATURING LOANS NORTHEAST UTILITIES BY/s/Robert C. Aronson ITS ASSISTANT TREASURER DATED March 31, 1997 ATTACHMENT 2 COMPANY: The Connecticut Light and Power Company PERIOD: January 1, 1997 through March 31, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $207,500,000 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1997. MONEY POOL BALANCE ON March 31, 1997: Invested ($225,300,000) AMOUNT NAME OF BANK $ DATE SOLD CITIBANK 2,500,000 02/18/97 CITIBANK 7,500,000 02/18/97 CITIBANK 49,375,000 03/18/97 CITIBANK 58,125,000 03/18/97 CITIBANK 90,000,000 03/18/97 *REPRESENTING REFINANCING OF MATURING LOANS DATED March 31, 1997 THE CONNECTICUT LIGHT AND POWER COMPANY BY/s/Robert C. Aronson ITS ASSISTANT TREASURER May 9, 1997 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141 Re: The Connecticut Light and Power Company Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Connecticut Light and Power company as specified by the Securities and Exchange Commission. In connection with the private distribution of commercial paper of Connecticut Light and Power Company, from January 1, 1997 to March 31, 1997, all sales and resales have been made only to those customers of Lehman Commercial Paper Inc. included on the Confidential List submitted in the original program and in accordance with the provisions of that program. Sincerely, /s/Geoffrey F. Feldkamp Lehman Brothers ATTACHMENT 3 COMPANY: Western Massachusetts Electric Company PERIOD: January 1, 1997 through March 31, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $15,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1997 MONEY POOL BALANCE ON March 31, 1997: Borrowed $75,900,000 AMOUNT NAME OF BANK $ DATE SOLD SWISS BANK CORP. 15,000,000 02/13/97 *SWISS BANK CORP. 15,000,000 03/18/97 *REPRESENTS REFINANCING OF MATURITY LOANS DATED March 31, 1997 WESTERN MASSACHUSETTS ELECTRIC COMPANY BY /s/Robert C. Aronson ITS ASSISTANT TREASURER May 9, 1997 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141 Re: Western Massachusetts Electric Company Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Western Massachusetts Electric Company as specified by the Securities and Exchange Commission. In connection with the private distribution of commercial paper of Western Massachusetts Electric Company, from January 1, 1997 to March 31, 1997, all sales and resales have been made only to those customers of Lehman Commercial Paper Inc. included on the Confidential List submitted in the original program and in accordance with the provisions of that program. Sincerely, /s/Geoffrey F. Feldkamp Lehman Brothers ATTACHMENT 4 COMPANY: Holyoke Water Power Company PERIOD: January 1, 1997 through March 31, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1997. MONEY POOL BALANCE ON March 31, 1997: Invested ($5,750,000) ATTACHMENT 5 COMPANY: Northeast Nuclear Energy Company PERIOD: January 1, 1997 through March 31, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1997. MONEY POOL BALANCE ON March 31, 1997: Invested ($70,000,000) ATTACHMENT 6 COMPANY: Northeast Utilities Service Company PERIOD: January 1, 1997 through March 31, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1997. MONEY POOL BALANCE ON March 31, 1997: $0 ATTACHMENT 7 COMPANY: Rocky River Realty Company PERIOD: January 1, 1997 through March 31, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1997. MONEY POOL BALANCE ON March 31, 1997: Borrowed $16,400,000 ATTACHMENT 8 COMPANY: North Atlantic Energy Company PERIOD: January 1, 1997 through March 31, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1997. MONEY POOL BALANCE ON March 31, 1997: Borrowed: $20,750,000 ATTACHMENT 9 COMPANY: Public Service Company of New Hampshire PERIOD: January 1, 1997 through March 31, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1997. MONEY POOL BALANCE ON March 31, 1997: Borrowed: ($250,000) ATTACHMENT 10 COMPANY: NIANTIC BAY FUEL TRUST PERIOD: January 1, 1997 through March 31, 1997 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $87,500,000 THERE WAS NO COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON March 31, 1997. NAME OF BANK AMOUNT DATE SOLD $ CONTINENTAL ILLINOIS NATIONAL BANK 9,500,000 01/03/97 *CONTINENTAL ILLINOIS NATIONAL BANK 8,000,000 01/09/97 *CONTINENTAL ILLINOIS NATIONAL BANK 54,000,000 01/07/97 *CONTINENTAL ILLINOIS NATIONAL BANK 9,000,000 01/23/97 *CONTINENTAL ILLINOIS NATIONAL BANK 8,000,000 01/27/97 *CONTINENTAL ILLINOIS NATIONAL BANK 9,500,000 02/03/97 CONTINENTAL ILLINOIS NATIONAL BANK 6,000,000 02/10/97 CONTINENTAL ILLINOIS NATIONAL BANK 54,500,000 02/18/97 *CONTINENTAL ILLINOIS NATIONAL BANK 9,000,000 02/24/97 *CONTINENTAL ILLINOIS NATIONAL BANK 8,000,000 02/27/97 *CONTINENTAL ILLINOIS NATIONAL BANK 9,500,000 03/03/97 *CONTINENTAL ILLINOIS NATIONAL BANK 6,000,000 03/10/97 CONTINENTAL ILLINOIS NATIONAL BANK 9,500,000 03/03/97 CONTINENTAL ILLINOIS NATIONAL BANK 6,000,000 03/10/97 *CONTINENTAL ILLINOIS NATIONAL BANK 55,000,000 03/18/97 *CONTINENTAL ILLINOIS NATIONAL BANK 9,000,000 03/24/97 *CONTINENTAL ILLINOIS NATIONAL BANK 8,000,000 03/27/97 *representing refinancing of maturing loans dated March 31, 1997 NIANTIC BAY FUEL TRUST BY /S/ Robert C. Aronson ITS ASSISTANT TREASURER ATTACHMENT 11 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: January 1997 NUMBER OF DAYS: 31
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> 46050 -56900 7500 77000 -17900 -5000 50750 -6500 -225 225 1 Begin Bal 109050 -47400 8500 75000 -16900 -5000 18250 -2500 -475 5475 -144000 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 1 End Bal 109050 -47400 8500 75000 -16900 -5000 18250 -2500 -475 5475 -144000 Contributed 0 0 0 0 0 0 0 0 0 0 79500 79500 Borrowed 35000 2500 0 5000 0 0 0 20000 0 0 17000 79500 2 End Bal 74050 -49900 8500 70000 -16900 -5000 18250 -22500 -475 5475 -81500 Contributed 0 0 0 0 0 0 0 0 0 0 34000 34000 Borrowed 0 1500 0 7000 0 0 0 500 0 3500 21500 34000 3 End Bal 74050 -51400 8500 63000 -16900 -5000 18250 -23000 -475 1975 -69000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 4 End Bal 74050 -51400 8500 63000 -16900 -5000 18250 -23000 -475 1975 -69000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 5 End Bal 74050 -51400 8500 63000 -16900 -5000 18250 -23000 -475 1975 -69000 Contributed 0 0 0 0 0 0 3000 0 0 4000 54000 61000 Borrowed 0 3500 1000 1500 0 0 0 0 0 0 55000 61000 6 End Bal 74050 -54900 7500 61500 -16900 -5000 21250 -23000 -475 5975 -70000 Contributed 12000 2500 0 0 0 0 8000 0 0 0 55000 77500 Borrowed 0 0 0 0 0 0 0 0 0 1500 76000 77500 7 End Bal 86050 -52400 7500 61500 -16900 -5000 29250 -23000 -475 4475 -91000 Contributed 10000 0 0 0 0 0 2000 0 0 0 38000 50000 Borrowed 0 0 0 0 0 0 0 0 0 0 50000 50000 8 End Bal 96050 -52400 7500 61500 -16900 -5000 31250 -23000 -475 4475 -103000 Contributed 6000 2000 0 0 0 0 3000 0 0 0 53000 64000 Borrowed 0 0 0 0 0 0 0 0 0 0 64000 64000 9 End Bal 102050 -50400 7500 61500 -16900 -5000 34250 -23000 -475 4475 -114000 Contributed 4000 0 0 0 0 0 2000 0 0 0 50000 56000 Borrowed 0 0 0 3000 0 0 0 0 0 0 53000 56000 10 End Bal 106050 -50400 7500 58500 -16900 -5000 36250 -23000 -475 4475 -117000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 11 End Bal 106050 -50400 7500 58500 -16900 -5000 36250 -23000 -475 4475 -117000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 12 End Bal 106050 -50400 7500 58500 -16900 -5000 36250 -23000 -475 4475 -117000 Contributed 10000 2000 0 0 0 0 3500 0 0 0 51000 66500 Borrowed 0 0 0 2000 0 0 0 0 0 2500 62000 66500 13 End Bal 116050 -48400 7500 56500 -16900 -5000 39750 -23000 -475 1975 -128000 Contributed 9000 2500 0 0 0 0 2500 0 0 0 77000 91000 Borrowed 0 0 0 3000 1000 0 0 0 0 0 87000 91000 14 End Bal 125050 -45900 7500 53500 -17900 -5000 42250 -23000 -475 1975 -138000 Contributed 2500 0 0 0 0 0 0 0 0 0 11000 13500 Borrowed 0 0 500 2500 0 0 1000 0 0 0 9500 13500 15 End Bal 127550 -45900 7000 51000 -17900 -5000 41250 -23000 -475 1975 -136500 Contributed 0 1500 0 0 0 0 1000 0 0 0 44500 47000 Borrowed 3000 0 0 2500 0 0 0 0 0 0 41500 47000 16 End Bal 124550 -44400 7000 48500 -17900 -5000 42250 -23000 -475 1975 -133500 Contributed 0 0 0 0 0 0 0 0 250 0 91500 91750 Borrowed 3000 0 0 9000 0 0 2000 0 0 750 77000 91750 17 End Bal 121550 -44400 7000 39500 -17900 -5000 40250 -23000 -225 1225 -119000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 18 End Bal 121550 -44400 7000 39500 -17900 -5000 40250 -23000 -225 1225 -119000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 19 End Bal 121550 -44400 7000 39500 -17900 -5000 40250 -23000 -225 1225 -119000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 20 End Bal 121550 -44400 7000 39500 -17900 -5000 40250 -23000 -225 1225 -119000 Contributed 3500 1000 2500 8000 0 0 32000 0 0 0 75000 122000 Borrowed 0 0 0 0 0 0 0 0 0 0 122000 122000 21 End Bal 125050 -43400 9500 47500 -17900 -5000 72250 -23000 -225 1225 -166000 Contributed 0 3000 0 0 0 0 9000 0 0 0 83000 95000 Borrowed 40000 0 0 0 0 0 0 0 0 0 55000 95000 22 End Bal 85050 -40400 9500 47500 -17900 -5000 81250 -23000 -225 1225 -138000 Contributed 0 1500 0 28500 0 0 0 0 0 0 69000 99000 Borrowed 0 0 1000 0 0 0 0 0 0 0 98000 99000 23 End Bal 85050 -38900 8500 76000 -17900 -5000 81250 -23000 -225 1225 -167000 Contributed 0 0 0 0 0 0 3500 0 0 0 127000 130500 Borrowed 27500 1500 0 7500 0 0 0 0 0 0 94000 130500 24 End Bal 57550 -40400 8500 68500 -17900 -5000 84750 -23000 -225 1225 -134000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 25 End Bal 57550 -40400 8500 68500 -17900 -5000 84750 -23000 -225 1225 -134000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 26 End Bal 57550 -40400 8500 68500 -17900 -5000 84750 -23000 -225 1225 -134000 Contributed 6000 0 0 0 0 0 0 0 0 0 50000 56000 Borrowed 0 17000 0 0 0 0 5000 0 0 0 34000 56000 27 End Bal 63550 -57400 8500 68500 -17900 -5000 79750 -23000 -225 1225 -118000 Contributed 15000 3500 0 0 0 0 0 16500 0 0 59000 94000 Borrowed 0 0 500 0 0 0 3000 0 0 0 90500 94000 28 End Bal 78550 -53900 8000 68500 -17900 -5000 76750 -6500 -225 1225 -149500 Contributed 6000 1000 0 0 0 0 0 0 0 0 47500 54500 Borrowed 0 0 0 0 0 0 22000 0 0 0 32500 54500 29 End Bal 84550 -52900 8000 68500 -17900 -5000 54750 -6500 -225 1225 -134500 Contributed 0 2000 0 0 0 0 2000 0 0 0 72500 76500 Borrowed 3500 0 0 2500 0 0 0 0 0 1000 69500 76500 30 End Bal 81050 -50900 8000 66000 -17900 -5000 56750 -6500 -225 225 -131500 Contributed 0 0 0 11000 0 0 0 0 0 0 87500 98500 Borrowed 35000 6000 500 0 0 0 6000 0 0 0 51000 98500 31 End Bal 46050 -56900 7500 77000 -17900 -5000 50750 -6500 -225 225 -95000 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: FEBRUARY 1997 NUMBER OF DAYS: 28 CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> 25800 -59400 8750 75750 -17150 -5000 -11500 -26250 -225 130725 1 Begin Bal 46050 -56900 7500 77000 -17900 -5000 50750 -6500 -225 225 -95000 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 1 End Bal 46050 -56900 7500 77000 -17900 -5000 50750 -6500 -225 225 -95000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 2 End Bal 46050 -56900 7500 77000 -17900 -5000 50750 -6500 -225 225 -95000 Contributed 0 0 0 0 0 0 0 0 0 0 95000 95000 Borrowed 32000 4000 0 7000 0 0 3000 9000 0 0 40000 95000 3 End Bal 14050 -60900 7500 70000 -17900 -5000 47750 -15500 -225 225 -40000 Contributed 7000 3000 0 0 0 0 3000 0 0 0 40000 53000 Borrowed 0 0 0 1500 500 0 0 0 0 0 51000 53000 4 End Bal 21050 -57900 7500 68500 -18400 -5000 50750 -15500 -225 225 -51000 Contributed 8500 1500 0 0 0 0 4000 0 0 0 51000 65000 Borrowed 0 0 500 1500 0 0 0 0 0 0 63000 65000 5 End Bal 29550 -56400 7000 67000 -18400 -5000 54750 -15500 -225 225 -63000 Contributed 5000 0 0 2000 0 0 3000 0 0 30000 63000 103000 Borrowed 5000 0 0 0 0 0 25000 0 0 0 73000 103000 6 End Bal 29550 -56400 7000 69000 -18400 -5000 32750 -15500 -225 30225 -73000 Contributed 6000 1000 0 1000 0 0 3500 0 0 0 73000 84500 Borrowed 0 0 0 0 0 0 0 0 0 500 84000 84500 7 End Bal 35550 -55400 7000 70000 -18400 -5000 36250 -15500 -225 29725 -84000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 8 End Bal 35550 -55400 7000 70000 -18400 -5000 36250 -15500 -225 29725 -84000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 9 End Bal 35550 -55400 7000 70000 -18400 -5000 36250 -15500 -225 29725 -84000 Contributed 4000 2000 0 0 0 0 4000 0 0 1000 50000 61000 Borrowed 0 0 0 2000 0 0 0 0 0 0 59000 61000 10 End Bal 39550 -53400 7000 68000 -18400 -5000 40250 -15500 -225 30725 -93000 Contributed 6500 1000 0 0 0 0 6000 0 0 0 68000 81500 Borrowed 0 0 0 1500 0 0 0 0 0 0 80000 81500 11 End Bal 46050 -52400 7000 66500 -18400 -5000 46250 -15500 -225 30725 -105000 Contributed 3000 1500 0 0 0 0 1000 0 0 0 25000 30500 Borrowed 0 0 500 2500 0 0 0 0 0 0 27500 30500 12 End Bal 49050 -50900 6500 64000 -18400 -5000 47250 -15500 -225 30725 -107500 Contributed 3000 15000 0 0 0 0 0 0 0 30000 50000 98000 Borrowed 0 0 0 500 0 0 32000 0 0 0 65500 98000 13 End Bal 52050 -35900 6500 63500 -18400 -5000 15250 -15500 -225 60725 -123000 Contributed 0 500 0 0 1000 0 0 0 0 0 65500 67000 Borrowed 9500 0 500 7500 0 0 4500 0 0 0 45000 67000 14 End Bal 42550 -35400 6000 56000 -17400 -5000 10750 -15500 -225 60725 -102500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 15 End Bal 42550 -35400 6000 56000 -17400 -5000 10750 -15500 -225 60725 -102500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 16 End Bal 42550 -35400 6000 56000 -17400 -5000 10750 -15500 -225 60725 -102500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 17 End Bal 42550 -35400 6000 56000 -17400 -5000 10750 -15500 -225 60725 -102500 Contributed 20000 1750 250 0 0 0 2500 0 0 500 25000 50000 Borrowed 0 0 0 3000 0 0 0 0 0 0 47000 50000 18 End Bal 62550 -33650 6250 53000 -17400 -5000 13250 -15500 -225 61225 -124500 Contributed 10000 2000 0 0 0 0 2500 0 0 0 67000 81500 Borrowed 1000 0 0 3500 0 0 0 0 0 500 76500 81500 19 End Bal 71550 -31650 6250 49500 -17400 -5000 15750 -15500 -225 60725 -134000 Contributed 0 0 2500 0 0 0 20250 0 0 0 125000 147750 Borrowed 28500 10000 0 4500 250 0 0 0 0 0 104500 147750 20 End Bal 43050 -41650 8750 45000 -17650 -5000 36000 -15500 -225 60725 -113500 Contributed 5000 2000 0 23500 0 0 0 0 0 35000 56000 121500 Borrowed 0 0 0 0 0 0 27000 5000 0 0 89500 121500 21 End Bal 48050 -39650 8750 68500 -17650 -5000 9000 -20500 -225 95725 -147000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 22 End Bal 48050 -39650 8750 68500 -17650 -5000 9000 -20500 -225 95725 -147000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 23 End Bal 48050 -39650 8750 68500 -17650 -5000 9000 -20500 -225 95725 -147000 Contributed 3000 0 500 4500 500 0 0 0 0 0 40000 48500 Borrowed 0 4500 0 0 0 0 0 0 0 0 44000 48500 24 End Bal 51050 -44150 9250 73000 -17150 -5000 9000 -20500 -225 95725 -151000 Contributed 0 0 250 0 0 0 5500 0 0 35000 51500 92250 Borrowed 24000 12250 0 4750 0 0 0 5750 0 0 45500 92250 25 End Bal 27050 -56400 9500 68250 -17150 -5000 14500 -26250 -225 130725 -145000 Contributed 11500 3000 3000 3500 0 0 0 0 0 0 82000 103000 Borrowed 0 0 0 0 0 0 23000 0 0 0 80000 103000 26 End Bal 38550 -53400 12500 71750 -17150 -5000 -8500 -26250 -225 130725 -143000 Contributed 3250 0 0 0 0 0 0 0 0 0 110500 113750 Borrowed 0 4500 3750 2000 0 0 1000 0 0 0 102500 113750 27 End Bal 41800 -57900 8750 69750 -17150 -5000 -9500 -26250 -225 130725 -135000 Contributed 500 500 0 6000 0 0 1000 0 0 0 80000 88000 Borrowed 16500 2000 0 0 0 0 3000 0 0 0 66500 88000 28 End Bal 25800 -59400 8750 75750 -17150 -5000 -11500 -26250 -225 130725 -121500 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: March 1997 NUMBER OF DAYS: 31 CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL> 225300 -75900 5750 70000 -16400 -5000 -250 -20750 -225 39975 1 Begin Bal 25800 -59400 8750 75750 -17150 -5000 -11500 -26250 -225 130725 -121500 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 1 End Bal 25800 -59400 8750 75750 -17150 -5000 -11500 -26250 -225 130725 -121500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 2 End Bal 25800 -59400 8750 75750 -17150 -5000 -11500 -26250 -225 130725 -121500 Contributed 4000 1500 0 1000 0 0 3500 0 0 0 51000 61000 Borrowed 15000 20000 250 2000 0 0 0 4000 0 8000 11750 61000 3 End Bal 14800 -77900 8500 74750 -17150 -5000 -8000 -30250 -225 122725 -82250 Contributed 6000 0 0 0 0 0 4500 0 0 0 50500 61000 Borrowed 0 500 500 1000 0 0 0 0 0 0 59000 61000 4 End Bal 20800 -78400 8000 73750 -17150 -5000 -3500 -30250 -225 122725 -90750 Contributed 9500 1000 0 0 0 0 3000 0 0 0 0 13500 Borrowed 0 0 0 4500 0 0 0 0 0 0 9000 13500 5 End Bal 30300 -77400 8000 69250 -17150 -5000 -500 -30250 -225 122725 -99750 Contributed 5500 500 0 0 0 0 500 0 0 0 0 6500 Borrowed 0 0 0 500 0 0 1500 0 0 500 4000 6500 6 End Bal 35800 -76900 8000 68750 -17150 -5000 -1500 -30250 -225 122225 -103750 Contributed 3000 1500 0 0 0 0 1000 0 0 0 30000 35500 Borrowed 0 0 0 2500 0 0 2000 0 0 30000 1000 35500 7 End Bal 38800 -75400 8000 66250 -17150 -5000 -2500 -30250 -225 92225 -74750 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 8 End Bal 38800 -75400 8000 66250 -17150 -5000 -2500 -30250 -225 92225 -74750 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 9 End Bal 38800 -75400 8000 66250 -17150 -5000 -2500 -30250 -225 92225 -74750 Contributed 10000 500 0 500 0 0 9000 0 0 0 0 20000 Borrowed 0 0 0 0 0 0 0 0 0 0 20000 20000 10 End Bal 48800 -74900 8000 66750 -17150 -5000 6500 -30250 -225 92225 -94750 Contributed 9750 1500 0 0 0 0 1500 0 0 0 0 12750 Borrowed 0 0 250 750 0 0 0 3750 0 0 8000 12750 11 End Bal 58550 -73400 7750 66000 -17150 -5000 8000 -34000 -225 92225 -102750 Contributed 10750 1000 0 750 1000 0 2250 0 0 0 0 15750 Borrowed 0 0 0 0 250 0 2000 0 0 500 13000 15750 12 End Bal 69300 -72400 7750 66750 -16400 -5000 8250 -34000 -225 91725 -115750 Contributed 6500 500 0 0 0 0 0 0 0 0 0 7000 Borrowed 0 0 0 1000 0 0 0 0 0 0 6000 7000 13 End Bal 75800 -71900 7750 65750 -16400 -5000 8250 -34000 -225 91725 -121750 Contributed 2500 500 0 0 0 0 0 0 0 0 44000 47000 Borrowed 22000 3500 1500 12750 250 0 4000 0 0 0 3000 47000 14 End Bal 56300 -74900 6250 53000 -16650 -5000 4250 -34000 -225 91725 -80750 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 15 End Bal 56300 -74900 6250 53000 -16650 -5000 4250 -34000 -225 91725 -80750 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 16 End Bal 56300 -74900 6250 53000 -16650 -5000 4250 -34000 -225 91725 -80750 Contributed 5000 2500 0 0 0 0 1500 0 0 0 0 9000 Borrowed 0 0 0 2000 0 0 0 0 0 0 7000 9000 17 End Bal 61300 -72400 6250 51000 -16650 -5000 5750 -34000 -225 91725 -87750 Contributed 7000 1000 0 0 500 0 1500 0 0 0 0 10000 Borrowed 0 0 0 3000 0 0 0 0 0 0 7000 10000 18 End Bal 68300 -71400 6250 48000 -16150 -5000 7250 -34000 -225 91725 -94750 Contributed 11500 2000 0 1000 0 0 1000 0 0 0 0 15500 Borrowed 0 0 0 0 0 0 1500 0 0 0 14000 15500 19 End Bal 79800 -69400 6250 49000 -16150 -5000 6750 -34000 -225 91725 -108750 Contributed 175000 0 2500 0 0 0 0 0 0 0 0 177500 Borrowed 0 2000 0 2000 0 0 2000 0 0 0 171500 177500 20 End Bal 254800 -71400 8750 47000 -16150 -5000 4750 -34000 -225 91725 -280250 Contributed 4000 3000 0 0 0 0 4000 0 0 0 0 11000 Borrowed 0 0 0 2500 0 0 0 0 0 0 8500 11000 21 End Bal 258800 -68400 8750 44500 -16150 -5000 8750 -34000 -225 91725 -288750 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 22 End Bal 258800 -68400 8750 44500 -16150 -5000 8750 -34000 -225 91725 -288750 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 23 End Bal 258800 -68400 8750 44500 -16150 -5000 8750 -34000 -225 91725 -288750 Contributed 17000 2500 0 11000 0 0 6000 0 0 0 0 36500 Borrowed 0 12000 0 0 0 0 0 0 0 0 24500 36500 24 End Bal 275800 -77900 8750 55500 -16150 -5000 14750 -34000 -225 91725 -313250 Contributed 0 2500 0 28500 0 0 0 0 0 0 50000 81000 Borrowed 41500 500 0 0 0 0 500 0 0 0 38500 81000 25 End Bal 234300 -75900 8750 84000 -16150 -5000 14250 -34000 -225 91725 -301750 Contributed 0 1000 0 0 0 0 1500 13500 0 0 56000 72000 Borrowed 6500 0 3000 13500 0 0 0 0 0 0 49000 72000 26 End Bal 227800 -74900 5750 70500 -16150 -5000 15750 -20500 -225 91725 -294750 Contributed 4000 0 0 0 0 0 0 0 0 0 37250 41250 Borrowed 0 1000 0 1000 250 0 11500 250 0 27250 0 41250 27 End Bal 231800 -75900 5750 69500 -16400 -5000 4250 -20750 -225 64475 -257500 Contributed 0 0 0 0 0 0 0 0 0 0 14500 14500 Borrowed 4000 1500 0 6000 0 0 3000 0 0 0 0 14500 28 End Bal 227800 -77400 5750 63500 -16400 -5000 1250 -20750 -225 64475 -243000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 29 End Bal 227800 -77400 5750 63500 -16400 -5000 1250 -20750 -225 64475 -243000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 30 End Bal 227800 -77400 5750 63500 -16400 -5000 1250 -20750 -225 64475 -243000 Contributed 0 1500 0 6500 0 0 0 0 0 0 45500 53500 Borrowed 2500 0 0 0 0 0 1500 0 0 24500 25000 53500 31 End Bal 225300 -75900 5750 70000 -16400 -5000 -250 -20750 -225 39975 -222500 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0
ATTACHMENT 12 CAPITAL CONTRIBUTIONS DURING THE FIRST QUARTER OF 1997, NORTHEAST UTILITIES MADE THE FOLLOWING CAPITAL CONTRIBUTIONS TO CHARTER OAK ENERGY: 01/24/97 $ 27,600,000 02/28/97 $ 200,000 03/06/97 $ 100,000 UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Quarterly Certificate as CONNECTICUT YANKEE ATOMIC POWER COMPANY to Partial Consummation of Berlin, Connecticut Transaction File No. 70-7255 File No. 70-7704 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Connecticut Yankee Atomic Power Company (The "Company") hereby certify that the Company entered into a $90 million Remarketable Eurodollar Credit and Letter of Credit Facility dated August 14, 1990 with the Toronto Dominion Bank and Trust Company as Agent Bank and The Tokai Bank, Limited, as issuing Bank (the "Credit Agreement"), in accordance with the Application/Declaration, as amended, filed by the Company; in this proceeding, and the Securities and Exchange Commission Order dated August 1, 1990 with respect thereto. During the period January 1, 1997 through March 31, 1997, the maximum commercial paper outstanding at any one time was $0. Commercial paper outstanding on March 31, 1997 was $0. Maximum borrowings under the revolving credit portion of the agreement at any one time was $70,000,000 and $52,500,000 at March 31, 1997. Dated March 31, 1997 Connecticut Yankee Atomic Power Company /s/Robert C. Aronson Assistant Treasurer NAME OF BANK AMOUNT DATE SOLD $ TORONTO DOMINION BANK 5,000,000 01/02/97 TORONTO DOMINION BANK 5,000,000 01/06/97 TORONTO DOMINION BANK 60,000,000 01/09/97 TORONTO DOMINION BANK 2,000,000 01/15/97 TORONTO DOMINION BANK 2,500,000 02/05/97 TORONTO DOMINION BANK 2,500,000 02/10/97 TORONTO DOMINION BANK 67,500,000 02/10/97 TORONTO DOMINION BANK 67,500,000 03/07/97 TORONTO DOMINION BANK 47,500,000 03/10/97 TORONTO DOMINION BANK 2,000,000 03/17/97 TORONTO DOMINION BANK 5,000,000 03/20/97 *REPRESENTING REFINANCING OF MATURING LOANS DATED March 31, 1997 CONNECTICUT YANKEE ATOMIC POWER CO. BY/S/Robert C. Aronson ITS ASSISTANT TREASURER May 9, 1997 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141-0270 Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Connecticut Yankee Atomic Power Company ("CY"), as specified by the Securities and Exchange Commission. Please be advised that in connection with the private distribution of CY commercial paper from January 1, 1997 through March 31, 1997, all sales and resales have been made to customers included on the confidential list of investors held here at Citicorp. Regards, /s/ Pushkar Butani Citicorp UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Northeast Utilities Service Company Certificate as The Connecticut Light and Power Company to Partial Western Massachusetts Electric Company Consummation of Holyoke Water Power Company Transaction $56.25 Million Northeast Nuclear Energy Company Regional Revolving Credit Rocky River Realty Company Agreement Berlin, Connecticut File No. 70-8052 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies maintain a $56.25 million Regional Revolving Credit Agreement dated December 3, 1992 with Northeast Utilities Service Company, as Agent, in accordance with the terms and conditions or, and for the purposes represented by the Application/Declaration, as amended, filed by the Companies in this proceeding, and the Securities and Exchange Commission Order dated November 23, 1992 with respect thereto. During the period January 1, 1997 through March 31, 1997, Northeast Utilities had $11,250,000 outstanding for the quarter ending March 31, 1997. Dated March 31, 1997 Northeast Utilities /s/Robert C. Aronson Assistant Treasurer UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Certificate as The Connecticut Light and Power Company to Partial Western Massachusetts Electric Company Consummation of Transaction $313.75 Million Revolving Credit Agreement Berlin, Connecticut File No. 70-8052 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies maintain a $313.75 million Revolving Credit Agreement dated November 21, 1996 with Revolving Credit Agreement dated November 21, 1996 with Citicorp Securities, Inc. as arranger, Toronto Dominion Securities, Inc. as Syndication Agent, Fleet National Bank as Documentation Agent and Citibank, N.A. as Administrative Agent, in accordance with the terms and conditions filed with the Securities and Exchange Commission and ordered by them on November 20, 1996 with respect thereto. During the period January 1, 1997 through March 31, 1997, Northeast Utilities had $0 outstanding for the quarter ending March 31, 1997. Dated March 31, 1997 Northeast Utilities /s/Robert C. Aronson Assistant Treasurer -----END PRIVACY-ENHANCED MESSAGE-----