-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M7do4BjGrt2rKnK53/p6vZ6YDWi1imCSsxvgt6IsjEypFATbe+z27rYy6ZDB15VR IJ4jTuT7uSrbW2ND6S5XMQ== 0000072741-96-000121.txt : 19960816 0000072741-96-000121.hdr.sgml : 19960816 ACCESSION NUMBER: 0000072741-96-000121 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960814 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-07111 FILM NUMBER: 96612587 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 2036655000 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 35-CERT 1 CERTIFICATES OF PARTIAL CONSUMMATIONS UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly The Connecticut Light and Power Company Certificate as Western Massachusetts Electric Company to Partial Holyoke Water Power Company Consummation Northeast Nuclear Energy Company of Northeast Utilities Service Company Transaction Rocky River Realty Company Berlin, Connecticut File No. 70-7111 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies issued and sold short-term debt, entered into system money pool transactions, and made capital contributions, all in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration filed by the Company is this proceeding and the Securities and Exchange Commission Order dated December 27, 1990 with respect thereto. The following attachments contain the required information regarding the issuance and sale of short-term debt, system money pool transactions, and capital contributions for the second quarter of 1996: ATTACHMENT 1 NORTHEAST UTILITIES SUMMARY SHEET NORTHEAST UTILITIES BANK BORROWINGS 2 THE CONNECTICUT LIGHT AND POWER COMPANY SUMMARY SHEET THE CONNECTICUT LIGHT AND POWER COMPANY COMMERCIAL PAPER TRANSACTIONS LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC. THE CONNECTICUT LIGHT AND POWER COMPANY BANK BORROWINGS 3 WESTERN MASSACHUSETTS ELECTRIC COMPANY SUMMARY SHEET WESTERN MASSACHUSETTS ELECTRIC COMPANY COMMERCIAL PAPER TRANSACTIONS LETTER FROM SHEARSON LEHMAN COMMERCIAL PAPER, INC. WESTERN MASSACHUSETTS ELECTRIC COMPANY BANK BORROWINGS 4 HOLYOKE WATER POWER COMPANY SUMMARY SHEET 5 NORTHEAST NUCLEAR ENERGY COMPANY SUMMARY SHEET 6 NORTHEAST UTILITIES SERVICE COMPANY SUMMARY SHEET NORTHEAST UTILITIES SERVICE COMPANY BANK BORROWINGS 7 ROCKY RIVER REALTY COMPANY SUMMARY SHEET 8 NORTH ATLANTIC ENERGY COMPANY SUMMARY SHEET 9 PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE 10 NORTHEAST UTILITIES MONEY POOL 11 CAPITAL CONTRIBUTIONS Dated as of June 30, 1996 Northeast Utilities Service Company /s/ Robert C. Aronson Assistant Treasurer ATTACHMENT 1 COMPANY: Northeast Utilities PERIOD: April 1, 1996 through June 30, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $70,000,000 THERE WAS $0 OF COMMERCIAL PAPER AND $40,000,000 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1996. MONEY POOL BALANCE ON June 30, 1996: Invested ($7,225,000) AMOUNT NAME OF BANK $ DATE SOLD INDUSTRIAL BANK OF JAPAN 10,000,000 04/10/96 HARTFORD NATIONAL BANK & TRUST 20,000,000 04/12/96 INDUSTRIAL BANK OF JAPAN 20,000,000 04/12/96 CONNECTICUT BANK & TRUST CO. 20,000,000 04/15/96 *HARTFORD NATIONAL BANK & TRUST 20,000,000 04/19/96 *INDUSTRIAL BANK OF JAPAN 20,000,000 04/19/96 *INDUSTRIAL BANK OF JAPAN 10,000,000 05/01/96 HARTFORD NATIONAL BANK & TRUST 1,000,000 05/13/96 HARTFORD NATIONAL BANK & TRUST 3,000,000 05/24/96 HARTFORD NATIONAL BANK & TRUST 5,000,000 06/03/96 *INDUSTRIAL BANK OF JAPAN 10,000,000 06/03/96 CONNECTICUT BANK & TRUST CO. 3,000,000 06/04/96 HARTFORD NATIONAL BANK & TRUST 4,000,000 06/12/96 CONNECTICUT BANK & TRUST CO. 20,000,000 06/28/96 *REPRESENTING REFINANCING OF MATURING LOANS NORTHEAST UTILITIES BY/s/Robert C. Aronson ITS ASSISTANT TREASURER DATED June 30, 1996 ATTACHMENT 2 COMPANY: The Connecticut Light and Power Company PERIOD: April 1, 1996 through June 30, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1996. MONEY POOL BALANCE ON June 30, 1996: Invested ($187,950,000) AMOUNT NAME OF BANK $ DATE SOLD CHEMICAL BANK 75,000,000 05/08/96 CHEMICAL BANK 50,000,000 06/10/96 *REPRESENTING REFINANCING OF MATURING LOANS DATED June 30, 1996 THE CONNECTICUT LIGHT AND POWER COMPANY BY/s/Robert C. Aronson ITS ASSISTANT TREASURER August 6, 1996 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141 Re: The Connecticut Light and Power Company Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Connecticut Light and Power company as specified by the Securities and Exchange Commission. In connection with the private distribution of commercial paper of Connecticut Light and Power Company, from April 1, 1996 to June 30, 1996, all sales and resales have been made only to those customers of Lehman Commercial Paper Inc. included on the Confidential List submitted in the original program and in accordance with the provisions of that program. Sincerely, /s/Geoffrey F. Feldkamp Lehman Brothers ATTACHMENT 3 COMPANY: Western Massachusetts Electric Company PERIOD: April 1, 1996 through June 30, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $0 THERE WAS $0 OF COMMERCIAL PAPER AND $0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1996 MONEY POOL BALANCE ON June 30, 1996: Borrowed $3,000,000 AMOUNT NAME OF BANK $ DATE SOLD *REPRESENTS REFINANCING OF MATURITY LOANS DATED June 30, 1996 WESTERN MASSACHUSETTS ELECTRIC COMPANY BY /s/Robert C. Aronson ITS ASSISTANT TREASURER August 6, 1996 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141 Re: Western Massachusetts Electric Company Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Western Massachusetts Electric Company as specified by the Securities and Exchange Commission. In connection with the private distribution of commercial paper of Western Massachusetts Electric Company, from April 1, 1996 to June 30, 1996, all sales and resales have been made only to those customers of Lehman Commercial Paper Inc. included on the Confidential List submitted in the original program and in accordance with the provisions of that program. Sincerely, /s/Geoffrey F. Feldkamp Lehman Brothers ATTACHMENT 4 COMPANY: Holyoke Water Power Company PERIOD: April 1, 1996 through June 30, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1996. MONEY POOL BALANCE ON June 30, 1996: Invested ($8,750,000) ATTACHMENT 5 COMPANY: Northeast Nuclear Energy Company PERIOD: April 1, 1996 through June 30, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1996. MONEY POOL BALANCE ON June 30, 1996: Invested ($57,500,000) ATTACHMENT 6 COMPANY: Northeast Utilities Service Company PERIOD: April 1, 1996 through June 30, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1996. MONEY POOL BALANCE ON June 30, 1996: $0 ATTACHMENT 7 COMPANY: Rocky River Realty Company PERIOD: April 1, 1996 through June 30, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1996. MONEY POOL BALANCE ON June 30, 1996: Borrowed $16,900,000 ATTACHMENT 8 COMPANY: North Atlantic Energy Company PERIOD: April 1, 1996 through June 30, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $-0- THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1996. MONEY POOL BALANCE ON June 30, 1996: Borrowed: $6,500,000 ATTACHMENT 9 COMPANY: Public Service Company of New Hampshire PERIOD: April 1, 1996 through June 30, 1996 MAXIMUM COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: NONE MAXIMUM COMBINED AMOUNT OF SHORT-TERM NOTES TO BANKS AND COMMERCIAL PAPER OUTSTANDING AT ANY ONE TIME: $75,000,000 THERE WAS NO COMMERCIAL PAPER AND $ 0 SHORT-TERM NOTES TO BANKS OUTSTANDING ON June 30, 1996. MONEY POOL BALANCE ON June 30, 1996: Borrowed $1,400,000 ATTACHMENT 10 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: APR 1996 NUMBER OF DAYS: 30
CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL -3000 -12550 9000 29750 -17150 -4900 116850 23000 -325 325 -14100 0 1 Begin Bal 12250 -13050 10000 26250 -17000 -4800 86850 6500 -925 925 -10700 0 Contributed 0 0 0 0 0 0 2000 2000 0 0 97000 101000 Borrowed 9500 0 500 3000 0 0 0 0 0 0 88000 101000 1 End Bal 2750 -13050 9500 23250 -17000 -4800 88850 8500 -925 925 -98000 Contributed 10000 1000 0 0 0 0 0 5000 0 3000 98000 117000 Borrowed 0 0 0 0 0 0 8000 0 0 0 109000 117000 2 End Bal 12750 -12050 9500 23250 -17000 -4800 80850 13500 -925 3925 -10900 Contributed 10500 0 0 0 0 0 2500 0 0 0 64000 77000 Borrowed 0 0 0 2000 0 0 0 0 0 0 75000 77000 3 End Bal 23250 -12050 9500 21250 -17000 -4800 83350 13500 -925 3925 -12000 Contributed 1000 1750 0 0 250 0 0 0 0 0 50000 53000 Borrowed 0 0 0 0 0 0 0 0 0 3000 50000 53000 4 End Bal 24250 -10300 9500 21250 -16750 -4800 83350 13500 -925 925 -12000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 5 End Bal 24250 -10300 9500 21250 -16750 -4800 83350 13500 -925 925 -12000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 6 End Bal 24250 -10300 9500 21250 -16750 -4800 83350 13500 -925 925 -12000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 7 End Bal 24250 -10300 9500 21250 -16750 -4800 83350 13500 -925 925 -12000 Contributed 7000 0 0 0 0 0 3000 0 0 0 50000 60000 Borrowed 0 0 0 0 0 0 0 0 0 0 60000 60000 8 End Bal 31250 -10300 9500 21250 -16750 -4800 86350 13500 -925 925 -13000 Contributed 17500 3250 0 0 0 0 8000 0 0 0 10000 38750 Borrowed 10000 0 250 500 0 0 0 0 0 0 28000 38750 9 End Bal 38750 -7050 9250 20750 -16750 -4800 94350 13500 -925 925 -14800 Contributed 24000 4000 0 0 0 0 7000 0 0 0 53000 88000 Borrowed 0 0 0 0 0 0 0 0 0 0 88000 88000 10 End Bal 62750 -3050 9250 20750 -16750 -4800 101350 13500 -925 925 -18300 Contributed 4500 1000 0 0 0 0 1000 0 0 0 133000 139500 Borrowed 0 0 0 1500 0 0 0 0 0 0 138000 139500 11 End Bal 67250 -2050 9250 19250 -16750 -4800 102350 13500 -925 925 -18800 Contributed 0 0 0 0 0 0 0 0 0 0 118000 118000 Borrowed 0 2000 0 4000 0 0 2000 0 0 0 110000 118000 12 End Bal 67250 -4050 9250 15250 -16750 -4800 100350 13500 -925 925 -18000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 13 End Bal 67250 -4050 9250 15250 -16750 -4800 100350 13500 -925 925 -18000 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 14 End Bal 67250 -4050 9250 15250 -16750 -4800 100350 13500 -925 925 -18000 Contributed 0 0 0 0 0 0 0 0 0 0 135000 135000 Borrowed 5750 0 500 1500 250 0 0 0 0 0 127000 135000 15 End Bal 61500 -4050 8750 13750 -17000 -4800 100350 13500 -925 925 -17200 Contributed 0 2000 0 0 0 0 5000 0 0 0 147000 154000 Borrowed 0 0 0 1000 0 0 0 0 0 0 153000 154000 16 End Bal 61500 -2050 8750 12750 -17000 -4800 105350 13500 -925 925 -17800 Contributed 0 3000 0 3000 0 0 5000 7000 0 0 93000 111000 Borrowed 0 0 0 0 0 0 0 0 0 0 111000 111000 17 End Bal 61500 950 8750 15750 -17000 -4800 110350 20500 -925 925 -19600 Contributed 0 0 0 30000 0 0 0 750 0 1000 101000 132750 Borrowed 20000 7000 750 0 0 0 9000 0 0 0 96000 132750 18 End Bal 41500 -6050 8000 45750 -17000 -4800 101350 21250 -925 1925 -19100 Contributed 0 0 0 0 0 0 1000 0 0 0 71000 72000 Borrowed 0 2000 0 2000 0 0 0 0 0 0 68000 72000 19 End Bal 41500 -8050 8000 43750 -17000 -4800 102350 21250 -925 1925 -18800 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 20 End Bal 41500 -8050 8000 43750 -17000 -4800 102350 21250 -925 1925 -18800 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 21 End Bal 41500 -8050 8000 43750 -17000 -4800 102350 21250 -925 1925 -18800 Contributed 0 0 1500 0 0 0 8000 0 0 0 110000 119500 Borrowed 19500 2500 0 4500 0 0 0 0 0 0 93000 119500 22 End Bal 22000 -10550 9500 39250 -17000 -4800 110350 21250 -925 1925 -17100 Contributed 17000 3000 0 0 0 0 7000 0 0 0 103000 130000 Borrowed 0 0 0 5000 0 0 0 0 0 0 125000 130000 23 End Bal 39000 -7550 9500 34250 -17000 -4800 117350 21250 -925 1925 -19300 Contributed 6500 1000 0 0 0 0 0 0 0 0 50000 57500 Borrowed 0 0 0 2500 0 0 0 0 0 1000 54000 57500 24 End Bal 45500 -6550 9500 31750 -17000 -4800 117350 21250 -925 925 -19700 Contributed 0 0 0 0 0 0 0 0 0 0 36000 36000 Borrowed 10000 0 0 3000 0 0 2000 0 0 0 21000 36000 25 End Bal 35500 -6550 9500 28750 -17000 -4800 115350 21250 -925 925 -18200 Contributed 0 0 0 0 0 0 1500 0 0 0 21000 22500 Borrowed 4000 3000 0 3000 150 100 0 250 0 0 12000 22500 26 End Bal 31500 -9550 9500 25750 -17150 -4900 116850 21000 -925 925 -17300 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 27 End Bal 31500 -9550 9500 25750 -17150 -4900 116850 21000 -925 925 -17300 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 28 End Bal 31500 -9550 9500 25750 -17150 -4900 116850 21000 -925 925 -17300 Contributed 14000 1000 0 0 0 0 3000 0 0 0 100000 118000 Borrowed 0 0 0 0 0 0 0 0 0 0 118000 118000 29 End Bal 45500 -8550 9500 25750 -17150 -4900 119850 21000 -925 925 -19100 Contributed 0 0 0 4000 0 0 0 2000 600 0 93000 99600 Borrowed 48500 4000 500 0 0 0 3000 0 0 600 43000 99600 30 End Bal -3000 -12550 9000 29750 -17150 -4900 116850 23000 -325 325 -14100 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: MAY 1996 NUMBER OF DAYS: 31 CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL 94000 -800 8750 30750 -17150 -4900 28350 41500 -725 725 1 Begin Bal -3000 -12550 9000 29750 -17150 -4900 116850 23000 -325 325 -14100 0 Contributed 0 1000 0 0 0 0 0 7500 0 0 66000 74500 Borrowed 6500 0 500 2500 0 0 18000 0 0 0 47000 74500 1 End Bal -9500 -11550 8500 27250 -17150 -4900 98850 30500 -325 325 -12200 Contributed 13000 0 0 0 0 0 2000 0 0 0 60000 75000 Borrowed 0 0 0 0 0 0 0 0 0 0 75000 75000 2 End Bal 3500 -11550 8500 27250 -17150 -4900 100850 30500 -325 325 -13700 Contributed 10000 2000 0 0 0 0 1000 0 0 0 100000 113000 Borrowed 0 0 0 3000 0 0 0 0 0 0 110000 113000 3 End Bal 13500 -9550 8500 24250 -17150 -4900 101850 30500 -325 325 -14700 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 4 End Bal 13500 -9550 8500 24250 -17150 -4900 101850 30500 -325 325 -14700 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 5 End Bal 13500 -9550 8500 24250 -17150 -4900 101850 30500 -325 325 -14700 Contributed 5750 0 0 0 250 0 0 0 0 0 137000 143000 Borrowed 0 2500 500 3000 0 0 0 0 0 0 137000 143000 6 End Bal 19250 -12050 8000 21250 -16900 -4900 101850 30500 -325 325 -14700 Contributed 13500 3000 0 500 0 0 8000 0 0 0 50000 75000 Borrowed 0 0 0 0 0 0 0 0 0 0 75000 75000 7 End Bal 32750 -9050 8000 21750 -16900 -4900 109850 30500 -325 325 -17200 Contributed 3500 1500 0 0 0 0 76000 0 0 0 30000 111000 Borrowed 0 0 0 1000 0 0 0 0 0 0 110000 111000 8 End Bal 36250 -7550 8000 20750 -16900 -4900 185850 30500 -325 325 -25200 Contributed 5000 0 0 0 0 0 2000 0 0 0 80000 87000 Borrowed 0 0 0 0 0 0 0 0 0 0 87000 87000 9 End Bal 41250 -7550 8000 20750 -16900 -4900 187850 30500 -325 325 -25900 Contributed 2000 0 0 0 0 0 0 0 0 0 97000 99000 Borrowed 0 0 500 5500 0 0 1500 0 0 0 91500 99000 10 End Bal 43250 -7550 7500 15250 -16900 -4900 186350 30500 -325 325 -25350 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 11 End Bal 43250 -7550 7500 15250 -16900 -4900 186350 30500 -325 325 -25350 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 12 End Bal 43250 -7550 7500 15250 -16900 -4900 186350 30500 -325 325 -25350 Contributed 4500 1000 0 0 0 0 2000 0 0 0 125500 133000 Borrowed 0 0 0 2000 0 0 0 0 0 0 131000 133000 13 End Bal 47750 -6550 7500 13250 -16900 -4900 188350 30500 -325 325 -25900 Contributed 9500 2250 0 0 0 0 7000 0 0 0 161000 179750 Borrowed 0 0 0 1500 250 0 0 0 0 0 178000 179750 14 End Bal 57250 -4300 7500 11750 -17150 -4900 195350 30500 -325 325 -27600 Contributed 0 0 0 0 0 0 0 0 0 400 199000 199400 Borrowed 0 0 0 2500 0 0 188000 0 400 0 8500 199400 15 End Bal 57250 -4300 7500 9250 -17150 -4900 7350 30500 -725 725 -85500 Contributed 9500 2000 0 0 0 0 2000 0 0 0 33500 47000 Borrowed 0 0 0 0 0 0 0 0 0 0 47000 47000 16 End Bal 66750 -2300 7500 9250 -17150 -4900 9350 30500 -725 725 -99000 Contributed 5500 2000 0 12500 0 0 3000 0 0 0 79000 102000 Borrowed 0 0 0 0 0 0 0 0 0 0 102000 102000 17 End Bal 72250 -300 7500 21750 -17150 -4900 12350 30500 -725 725 -12200 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 18 End Bal 72250 -300 7500 21750 -17150 -4900 12350 30500 -725 725 -12200 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 19 End Bal 72250 -300 7500 21750 -17150 -4900 12350 30500 -725 725 -12200 Contributed 0 0 2000 17000 0 0 5000 0 0 0 102000 126000 Borrowed 40000 8000 0 0 0 0 0 0 0 0 78000 126000 20 End Bal 32250 -8300 9500 38750 -17150 -4900 17350 30500 -725 725 -98000 Contributed 75000 2500 0 0 0 0 6000 0 0 0 75000 158500 Borrowed 0 0 0 1500 0 0 0 0 0 0 157000 158500 21 End Bal 107250 -5800 9500 37250 -17150 -4900 23350 30500 -725 725 -18000 Contributed 6500 2000 0 0 0 0 4000 0 0 0 128000 140500 Borrowed 0 0 0 3500 0 0 0 0 0 0 137000 140500 22 End Bal 113750 -3800 9500 33750 -17150 -4900 27350 30500 -725 725 -18900 Contributed 1250 0 0 0 0 0 0 0 0 0 102000 103250 Borrowed 0 0 750 2000 0 0 0 0 0 0 100500 103250 23 End Bal 115000 -3800 8750 31750 -17150 -4900 27350 30500 -725 725 -18750 Contributed 0 0 0 0 0 0 0 0 0 0 70500 70500 Borrowed 7000 0 0 0 0 0 0 0 0 0 63500 70500 24 End Bal 108000 -3800 8750 31750 -17150 -4900 27350 30500 -725 725 -18050 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 25 End Bal 108000 -3800 8750 31750 -17150 -4900 27350 30500 -725 725 -18050 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 26 End Bal 108000 -3800 8750 31750 -17150 -4900 27350 30500 -725 725 -18050 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 27 End Bal 108000 -3800 8750 31750 -17150 -4900 27350 30500 -725 725 -18050 Contributed 0 0 0 0 0 0 0 0 0 0 87000 87000 Borrowed 0 0 0 8000 0 0 0 0 0 0 79000 87000 28 End Bal 108000 -3800 8750 23750 -17150 -4900 27350 30500 -725 725 -17250 Contributed 8000 3000 0 0 0 0 5000 0 0 0 95000 111000 Borrowed 0 0 0 0 0 0 0 0 0 0 111000 111000 29 End Bal 116000 -800 8750 23750 -17150 -4900 32350 30500 -725 725 -18850 Contributed 3000 0 0 10000 0 0 0 0 0 0 136000 149000 Borrowed 0 0 0 0 0 0 0 0 0 0 149000 149000 30 End Bal 119000 -800 8750 33750 -17150 -4900 32350 30500 -725 725 -20150 Contributed 0 0 0 0 0 0 0 11000 0 0 61500 72500 Borrowed 25000 0 0 3000 0 0 4000 0 0 0 40500 72500 31 End Bal 94000 -800 8750 30750 -17150 -4900 28350 41500 -725 725 -18050 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0 NORTHEAST UTILITIES SYSTEM MONEY POOL $000s MONTH: JUN 1996 NUMBER OF DAYS: 30 CL&P WMECO HWP NNECO RRR QUINN PSNH NAEC HEC NU TCI AGENT CONS. BAL 187950 -3000 8750 57500 -16900 -4900 -1400 -6500 -725 7225 -22800 1 Begin Bal 94000 -800 8750 30750 -17150 -4900 28350 41500 -725 725 -18050 0 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 1 End Bal 94000 -800 8750 30750 -17150 -4900 28350 41500 -725 725 -18050 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 2 End Bal 94000 -800 8750 30750 -17150 -4900 28350 41500 -725 725 -18050 Contributed 0 0 0 0 0 0 0 0 0 0 40500 40500 Borrowed 0 4000 1000 2500 0 0 0 33000 0 0 0 40500 3 End Bal 94000 -4800 7750 28250 -17150 -4900 28350 8500 -725 725 -14000 Contributed 0 0 0 0 0 0 0 0 0 0 10000 10000 Borrowed 0 2500 250 0 250 0 2500 4500 0 0 0 10000 4 End Bal 94000 -7300 7500 28250 -17400 -4900 25850 4000 -725 725 -13000 Contributed 17500 3000 0 4000 500 0 1000 0 0 0 0 26000 Borrowed 0 0 0 0 0 0 0 0 0 0 26000 26000 5 End Bal 111500 -4300 7500 32250 -16900 -4900 26850 4000 -725 725 -15600 Contributed 0 0 0 0 0 0 0 0 0 0 61000 61000 Borrowed 0 0 0 0 0 0 0 0 0 0 61000 61000 6 End Bal 111500 -4300 7500 32250 -16900 -4900 26850 4000 -725 725 -15600 Contributed 0 0 0 0 250 0 0 0 0 0 66000 66250 Borrowed 2750 0 0 7000 0 0 1000 0 0 0 55500 66250 7 End Bal 108750 -4300 7500 25250 -16650 -4900 25850 4000 -725 725 -14550 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 8 End Bal 108750 -4300 7500 25250 -16650 -4900 25850 4000 -725 725 -14550 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 9 End Bal 108750 -4300 7500 25250 -16650 -4900 25850 4000 -725 725 -14550 Contributed 7500 1500 0 0 0 0 0 0 0 0 90500 99500 Borrowed 0 0 0 1500 0 0 24000 0 0 0 74000 99500 10 End Bal 116250 -2800 7500 23750 -16650 -4900 1850 4000 -725 725 -12900 Contributed 11000 1500 0 750 0 0 4750 0 0 0 74000 92000 Borrowed 0 0 0 0 0 0 0 4000 0 0 88000 92000 11 End Bal 127250 -1300 7500 24500 -16650 -4900 6600 0 -725 725 -14300 Contributed 3000 2000 0 0 0 0 2000 0 0 0 103000 110000 Borrowed 0 0 0 0 0 0 0 0 0 0 110000 110000 12 End 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Contributed 8000 7500 0 46500 0 0 6500 0 0 0 63000 131500 Borrowed 0 0 0 0 0 0 0 4000 0 0 127500 131500 19 End Bal 111950 10000 7250 64500 -16900 -4900 20600 0 -725 725 -19250 Contributed 500 0 1500 0 0 0 2000 0 0 0 127500 131500 Borrowed 75000 10000 0 14000 0 0 0 0 0 0 32500 131500 20 End Bal 37450 0 8750 50500 -16900 -4900 22600 0 -725 725 -97500 Contributed 0 0 0 0 0 0 0 0 0 0 57500 57500 Borrowed 3500 3000 0 6500 0 0 0 0 0 0 44500 57500 21 End Bal 33950 -3000 8750 44000 -16900 -4900 22600 0 -725 725 -84500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 22 End Bal 33950 -3000 8750 44000 -16900 -4900 22600 0 -725 725 -84500 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 23 End Bal 33950 -3000 8750 44000 -16900 -4900 22600 0 -725 725 -84500 Contributed 5000 1000 0 0 0 0 1000 0 0 1500 59500 68000 Borrowed 0 0 0 1000 0 0 0 1500 0 0 65500 68000 24 End Bal 38950 -2000 8750 43000 -16900 -4900 23600 -1500 -725 2225 -90500 Contributed 150000 2000 0 0 0 0 4000 0 0 0 0 156000 Borrowed 0 0 0 1500 0 0 0 0 0 0 154500 156000 25 End Bal 188950 0 8750 41500 -16900 -4900 27600 -1500 -725 2225 -24500 Contributed 10000 1000 0 0 0 0 0 0 0 0 57000 68000 Borrowed 0 0 0 2000 0 0 2000 0 0 0 64000 68000 26 End Bal 198950 1000 8750 39500 -16900 -4900 25600 -1500 -725 2225 -25200 Contributed 8000 0 0 15000 0 0 3000 0 0 0 64000 90000 Borrowed 0 0 0 0 0 0 0 0 0 0 90000 90000 27 End Bal 206950 1000 8750 54500 -16900 -4900 28600 -1500 -725 2225 -27800 Contributed 0 0 0 3000 0 0 0 0 0 5000 90000 98000 Borrowed 19000 4000 0 0 0 0 30000 5000 0 0 40000 98000 28 End Bal 187950 -3000 8750 57500 -16900 -4900 -1400 -6500 -725 7225 -22800 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 29 End Bal 187950 -3000 8750 57500 -16900 -4900 -1400 -6500 -725 7225 -22800 Contributed 0 0 0 0 0 0 0 0 0 0 0 0 Borrowed 0 0 0 0 0 0 0 0 0 0 0 0 30 End Bal 187950 -3000 8750 57500 -16900 -4900 -1400 -6500 -725 7225 -22800 NU MONEY BALANCES 0 0 0 0 0 0 0 0 0 0 0
ATTACHMENT 11 CAPITAL CONTRIBUTIONS DURING THE SECOND QUARTER OF 1996, NORTHEAST UTILITIES MADE THE FOLLOWING CAPITAL CONTRIBUTIONS TO CHARTER OAK ENERGY: (000's) 4/24/96 $ 1,100,000 5/24/96 $ 1,000,000 6/4/96 $ 750,000 6/26/96 $ 1,200,000 UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Quarterly Certificate as CONNECTICUT YANKEE ATOMIC POWER COMPANY to Partial Consummation of Berlin, Connecticut Transaction File No. 70-7255 File No. 70-7704 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Company Act of 1935 and Rule 24(a) thereunder, Connecticut Yankee Atomic Power Company (The "Company") hereby certify that the Company entered into a $90 million Remarketable Eurodollar Credit and Letter of Credit Facility dated August 14, 1990 with the Toronto Dominion Bank and Trust Company as Agent Bank and The Tokai Bank, Limited, as issuing Bank (the "Credit Agreement"), in accordance with the Application/Declaration, as amended, filed by the Company; in this proceeding, and the Securities and Exchange Commission Order dated August 1, 1990 with respect thereto. During the period April 1, 1996 through June 30, 1996, the maximum commercial paper outstanding at any one time was $27,500,000. Commercial paper outstanding on June 30, 1996 was $20,500,000. Dated June 30, 1996 Connecticut Yankee Atomic Power Company /s/Robert C. Aronson Assistant Treasurer August 5, 1996 Ms. Barbara Nieman Northeast Utilities P.O. Box 270 Hartford, Connecticut 06141-0270 Dear Ms. Nieman: This letter is submitted to you in compliance with certain requirements concerned with the commercial paper program of Connecticut Yankee Atomic Power Company ("CY"), as specified by the Securities and Exchange Commission. Please be advised that in connection with the private distribution of CY commercial paper from April 1, 1996 through June 30, 1996, all sales and resales have been made to customers included on the confidential list of investors held here at Citicorp. Sincerely, /s/ Barbara Dietrich Citicorp UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION In the Matter of Northeast Utilities Quarterly Northeast Utilities Service Company Certificate as The Connecticut Light and Power Company to Partial Western Massachusetts Electric Company Consummation of Holyoke Water Power Company Transaction $360 Million Northeast Nuclear Energy Company Regional Revolving Rocky River Realty Company Credit Agreement Berlin, Connecticut File No. 70-8052 (Public Utility Holding Company Act of 1935) Pursuant to the Public Utility Holding Act of 1935 and Rule 24(a) thereunder, Northeast Utilities and its system companies (the "Companies") hereby certify that the Companies entered into a $360 million Regional Revolving Credit Agreement dated December 3, 1992 with Northeast Utilities Service Company as Agent, in accordance with the terms and conditions or, and for the purposes represented by, the Application/ Declaration, as amended, filed by the Companies in this proceeding, and the Securities and Exchange Commission Order November 23, 1992 with respect thereto. During the period April 1, 1996 through June 30, 1996, Northeast Utilities had $40,000,000 for the quarter ending June 30, 1996. Dated June 30, 1996 Northeast Utilities /s/Robert C. Aronson Assistant Treasurer -----END PRIVACY-ENHANCED MESSAGE-----