-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PhIX/HiiUTljQSj7wv3JhKtyRt9I3h0Mz6oji6PwU24KjTMJfahW56vBi6tF9a6A Sc2kGw5TobJH6+uIR551Nw== 0000072741-96-000110.txt : 19960712 0000072741-96-000110.hdr.sgml : 19960712 ACCESSION NUMBER: 0000072741-96-000110 CONFORMED SUBMISSION TYPE: U-1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960711 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-1/A SEC ACT: 1935 Act SEC FILE NUMBER: 070-08825 FILM NUMBER: 96593602 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 2036655000 MAIL ADDRESS: STREET 1: 107 SELDON ST CITY: BERLIN STATE: CT ZIP: 06037-1616 U-1/A 1 PRE-EFFECTIVE AMEND. NO. 3 TO FORM U-1 File No. 70-8825 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 AMENDMENT NO. 3 TO FORM U-1 APPLICATION/DECLARATION WITH RESPECT TO DIVERSIFICATION ACTIVITIES UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 NORTHEAST UTILITIES PUBLIC SERVICE COMPANY OF WESTERN MASSACHUSETTS ELECTRIC COMPANY NEW HAMPSHIRE THE QUINNEHTUK COMPANY NORTH ATLANTIC ENERGY 174 Brush Hill Avenue CORPORATION West Springfield, MA 01090 1000 Elm Street Manchester, NH 03105 NORTHEAST UTILITIES SERVICE COMPANY NORTH ATLANTIC ENERGY THE CONNECTICUT LIGHT AND POWER COMPANY SERVICE CORPORATION NORTHEAST NUCLEAR ENERGY COMPANY Route 1, Lafayette Road THE ROCKY RIVER REALTY COMPANY Seabrook, NH 03874 107 Selden Street Berlin, CT 06037 (Name of company or companies filing this statement and addresses of principal executive offices) NORTHEAST UTILITIES (Name of top registered holding company parent of each applicant or declarant) Robert P. Wax, Esq. Vice President, Secretary and General Counsel Northeast Utilities P. O. Box 270 Hartford, CT 06141-0270 (Name and address of agent for service) The Commission is requested to mail signed copies of all orders, notices and communications to: Jeffrey C. Miller, Esq. John T. Muro Assistant General Counsel Vice President - Retail Marketing Northeast Utilities Service Company Northeast Utilities Service Company 107 Selden Street 107 Selden Street Berlin, CT 06037 Berlin, CT 06037 The Application/Declaration in File No. 70-8825 is hereby amended as follows: The two sentences that currently read "Therefore, it is possible that PSNH will be providing such services to affiliates at a price either above or below 'cost' as defined in Rules 90 and 91 under the Act. PSNH specifically requests approval to comply with the NHPUC guidelines in performing such services, to the extent they are not performed at 'cost'." in the penultimate paragraph of section 1 of Item 1. Description of Proposed Transaction are hereby amended to read as follows: Therefore, it is possible, though it appears to PSNH at this time to be unlikely, that PSNH could be required by the NHPUC guidelines to provide such services to affiliates at a price either above or below "cost" as defined in Rules 90 and 91 under the Act. PSNH specifically undertakes to request approval from the Commission prior to performing any such services, to the extent they would not be performed at "cost". SIGNATURES Pursuant to the requirements of the Public Utility Holding Company Act of 1935, the undersigned companies have duly caused this amendment to be signed on their behalf by the undersigned thereunto duly authorized. NORTHEAST UTILITIES NORTHEAST UTILITIES SERVICE COMPANY NORTHEAST NUCLEAR ENERGY COMPANY THE ROCKY RIVER REALTY COMPANY THE QUINNEHTUK COMPANY NORTH ATLANTIC ENERGY SERVICE CORPORATION NORTH ATLANTIC ENERGY CORPORATION THE CONNECTICUT LIGHT AND POWER COMPANY PUBLIC SERVICE COMPANY OF NEW HAMPSHIRE WESTERN MASSACHUSETTS ELECTRIC COMPANY By:/s/ Richard M. Early Their Attorney Dated: July 11, 1996 -----END PRIVACY-ENHANCED MESSAGE-----