FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
OMB APPROVAL |
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OMB Number: 3235-0287 |
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__ Check this box if no longer subject toSection 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b) (Print or Type Responses) |
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person* |
2. Issuer Name and Ticker or Trading Symbol
Global Casinos, Inc. (GBCS) |
6. Relationship of Reporting Person(s) to Issuer _X Director X 10% Owner ___ Officer (give title ___ Other below) (specify below) ___________________________ |
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1507 Pine Street |
3. IRS Identification Number of Reporting |
4. Statement for Month/YearMay, 2001 |
7. If Amendment, Date of |
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(Street) Boulder Colorado 80302 |
5. If Amendment, Date of Original (Month/Year) |
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Table 1 - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Security |
2. Trans- (Month /Day/ Year) |
3. Trans- Code (Instr. 8) |
4. Securities Acquired (A) or |
5. Amount of of Month (Instr. 3 and 4) |
6. Ownership Indirect (I) (Instr. 4) |
7. Nature of Indirect (Instr. 4) |
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Code |
Amount |
(A) or |
Price |
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Common Stock |
5/7/01 |
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100,000 |
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Ratna Enterprises, LLC |
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100,000 |
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Sovereign Capital, LLC |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
(Over)
SEC 1474 (7-97)
FORM 4 (continued)
Table II - Derivative Securities Acquired, Disposed of, of Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Securities |
2.Conver- |
3. Trans- (Month Day/ Year) |
4. Trans- (Instr. 8) |
5. Number of Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercis- Date (Month/Day/ Year) |
7. Title and Amount of (Instr. 3 and 4) |
8. Price of Deriva- 5) |
9.Number of
Derivative |
10. Own- |
11. Nature ofIndirect Benefi- cial Owner- ship (Instr. 4) |
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Date |
Expira- |
Title |
Amount or |
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Code |
V |
(A) |
(D) |
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Explanation of Responses:
/s/ Clifford L. Neuman October 16, 2001
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations **Signature of Reporting Person Date
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB Number.
Page 2
SEC 1472 (7-97)