-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PllNVGM/Pynehn9c1HrEvNkx0hM+TE872qfW/bNIvzrk20sWsnHL3du2cXgXXRmu snd2w+y4sUEvBDiO1NWv4A== 0001015402-04-003005.txt : 20040727 0001015402-04-003005.hdr.sgml : 20040727 20040723151347 ACCESSION NUMBER: 0001015402-04-003005 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040723 EFFECTIVENESS DATE: 20040723 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAFEGUARD HEALTH ENTERPRISES INC CENTRAL INDEX KEY: 0000727303 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 521528581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 033-02226 FILM NUMBER: 04928945 BUSINESS ADDRESS: STREET 1: 95 ENTERPRISE T CITY: ALISO VIEJO STATE: CA ZIP: 92656-2601 BUSINESS PHONE: 9494254110 S-8 POS 1 doc1.txt AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JULY 23, 2004 REGISTRATION NO. 33-02226 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ________ POST-EFFECTIVE AMENDMENT NO. 6 TO FORM S-8/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ________ SAFEGUARD HEALTH ENTERPRISES, INC. (Exact name of registrant as specified in its charter) DELAWARE 52-1528581 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 95 ENTERPRISE, SUITE 100 ALISO VIEJO, CALIFORNIA 92656-2605 (Address of Principal Executive Offices) SAFEGUARD HEALTH ENTERPRISES, INC. STOCK OPTION PLAN (Full Title of the Plan) RONALD I. BRENDZEL, ESQ. SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY SAFEGUARD HEALTH ENTERPRISES, INC. 95 ENTERPRISE, SUITE 100 ALISO VIEJO, CALIFORNIA 92656-2605 TEL: (949) 425-4110 FAX: (949) 425-4586 (Name, address and telephone number, including area code, of agent for service) _____________________________________________ SafeGuard Health Enterprises, Inc., (the "Registrant") registered a total of 4 million shares of its common stock, $0.01 par value, (the "Common Stock") on a Registration Statement on Form S-8 (file number 33-02226) under the Securities Act of 1933, the last amendment Number 5 to which was filed on July 30, 2003 (collectively, the "S-8 Registration Statement"), to be issued pursuant to the SafeGuard Health Enterprises, Inc. Stock Option Plan (the "Plan"). On June 30, 2004, the Registrant filed a Form 15 with the Securities and Exchange Commission (the "SEC") certifying that as a result of a 1 for 1,500 reverse stock split of the Common Stock effective as of June 25, 2004 (the "Reverse Stock Split"), there were less than 300 Common Stock holders of the Registrant and that the Registrant was terminating the registration of the Registrant's Common Stock under the Securities Act of 1934 including the termination of the registration of the unissued and unsold shares of Common Stock of the Plan registered pursuant to the Registration Statement. Accordingly, the Registrant is filing this Post-Effective Amendment Number 6 to the Registration Statement to remove from registration each of the 469,259 shares of pre-split Common Stock in existence prior to the Reverse Stock Split that were previously registered under the Registration Statement but remain unissued and unsold as of the date hereof. SIGNATURES THE REGISTRANT. Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 6 to Registration Statement on Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Aliso Viejo, State of California, on July 22, 2004. SAFEGUARD HEALTH ENTERPRISES, INC. By: /s/ James E. Buncher --------------------------------------- JAMES E. BUNCHER President and Chief Executive Officer By: /s/ Ronald I. Brendzel --------------------------------------- RONALD I. BRENDZEL Senior Vice President, General Counsel and Secretary Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated. SIGNATURE CAPACITY DATE --------- -------- ---- /s/ James E. Buncher President, Chief Executive Officer and July 22, 2004 - ---------------------- Director (Principal Executive Officer) James E. Buncher /s/ Steven J. Baileys Chairman of the Board of Directors July 22, 2004 - ---------------------- Steven J. Baileys /s/ Ronald I. Brendzel Senior Vice President, General Counsel, July 22, 2004 - ---------------------- Secretary and Director Ronald I. Brendzel /s/ Dennis L. Gates Senior Vice President, Chief Financial July 22, 2004 - ---------------------- Officer and Director (Principal Dennis L. Gates Financial and Accounting Officer) /s/ Neil R. Anderson Director July 22, 2004 - ---------------------- Neil R. Anderson /s/ Stephen J. Blewitt Director July 22, 2004 - ---------------------- Steven J. Blewitt /s/ Leslie B. Daniels Director July 22, 2004 - ---------------------- Leslie B. Daniels -----END PRIVACY-ENHANCED MESSAGE-----