-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dk9bAV3Iu9NEooI3rI7juV8efzvn19a+soBmUq/i97umX1ZPCcWBjpeNFSkGOUCU avkkgf64LxAu/RF7y5GkpQ== 0001015402-01-501431.txt : 20010528 0001015402-01-501431.hdr.sgml : 20010528 ACCESSION NUMBER: 0001015402-01-501431 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20010523 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 20010525 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAFEGUARD HEALTH ENTERPRISES INC CENTRAL INDEX KEY: 0000727303 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 521528581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-12050 FILM NUMBER: 1648211 BUSINESS ADDRESS: STREET 1: 95 ENTERPRISE T CITY: ALISO VIEJO STATE: CA ZIP: 92656-2601 BUSINESS PHONE: 9494254110 8-K 1 doc1.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - -------------------------------------------------------------------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) MAY 23, 2001 SAFEGUARD HEALTH ENTERPRISES, INC. -------------------------------------------------------- (Exact Name of registrant as specified in its charter) DELAWARE 0-12050 52-1528581 ---------------------------- ---------- ------------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 95 ENTERPRISE, ALISO VIEJO, CALIFORNIA 92656-2605 ---------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: 949.425.4110 ------------ ITEM 5. OTHER EVENTS On May 23, 2001, the Annual Meeting of the Stockholders of SafeGuard Health Enterprises, Inc. (the "Company"), was adjourned to be reconvened at the executive offices of the Company located at 95 Enterprise, Aliso Viejo, California 92656-2605 on Wednesday, June 20, 2001, at 4:00 pm, Pacific Daylight Time. The Annual Meeting of Stockholders was adjourned because the Company learned that a number of beneficial owners of Common Stock of the Company did not receive the notice and proxy statement for the Annual Meeting of Stockholders in a timely manner. As a result, even though a quorum of the stockholders was present at the Annual Meeting, the Company considered it appropriate to adjourn the Annual Meeting of Stockholders to a later date so that all stockholders of the Company are provided an adequate opportunity to vote their shares of stock of the Company. The record date for, and purposes of the Annual Meeting have not changed. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits. Exhibit No. Description - ----------- ------------ 4.1 Notice of Adjournment and Reconvening of Annual Meeting of Stockholders of the Company Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: May 23, 2001 SAFEGUARD HEALTH ENTERPRISES, INC. (Registrant) By: /s/Dennis L. Gates ----------------------------------- DENNIS L. GATES Senior Vice President and Secretary By: /s/ Ronald I. Brendzel ----------------------------------- RONALD I. BRENDZEL Senior Vice President and Secretary 1 EX-4.1 2 doc2.txt SAFEGUARD HEALTH ENTERPRISES, INC. 95 ENTERPRISE ALISO VIEJO, CALIFORNIA 92656-2605 NOTICE OF ADJOURNMENT AND RECONVENING OF ANNUAL MEETING OF STOCKHOLDERS TO BE HELD WEDNESDAY, JUNE 20, 2001 TO THE STOCKHOLDERS OF SAFEGUARD HEALTH ENTERPRISES, INC.: PLEASE BE ADVISED that the Annual Meeting of the Stockholders of SafeGuard Health Enterprises, Inc. (the "Company") held on May 23, 2001, was adjourned to be reconvened at the executive offices of the Company located at 95 Enterprise, Aliso Viejo, California 92656-2605 on Wednesday, June 20, 2001, at 4:00 pm, Pacific Daylight Time. The Annual Meeting of Stockholders was adjourned because the Company learned that a number of beneficial owners of Common Stock of the Company did not receive the notice and proxy statement for the Annual Meeting of Stockholders in a timely manner. As a result, even though a quorum of the stockholders was present at the Annual Meeting, the Company considered it appropriate to adjourn the Annual Meeting of Stockholders to a later date so that all stockholders of the Company are provided an adequate opportunity to vote their shares of stock of the Company. The record date for, and purposes of the Annual Meeting have not changed. You are cordially invited to attend the reconvened Annual Meeting. Whether or not you plan to attend the reconvened Annual Meeting, please complete, sign and return the enclosed proxy card as soon as possible to ensure your participation in the meeting. If you have already voted your shares of Common Stock by proxy and do not wish to change your vote, it is not necessary that you do anything further as your previously voted shares will be counted as voted by your proxy. By order of the Board of Directors, RONALD I. BRENDZEL Senior Vice President and Secretary May 23, 2001 YOUR VOTE IS IMPORTANT. PLEASE COMPLETE, SIGN, DATE AND RETURN THE ENCLOSED PROXY. A RETURN ENVELOPE THAT REQUIRES NO POSTAGE IF MAILED IN THE UNITED STATES HAS BEEN PROVIDED FOR YOUR USE. RETURNING THE ENCLOSED PROXY WILL NOT PREVENT YOU FROM VOTING IN PERSON IF YOU CHOOSE TO ATTEND THE RECONVENED ANNUAL MEETING ON JUNE 20, 2001. -----END PRIVACY-ENHANCED MESSAGE-----