-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NsJRR8CYVpNrt1zA1St2RfYI5iZP6kr0ACguB7PK7U0WkUz/yacg6X/hSsVdvUmz sQBsmAfZG9tntQMaNnHYcw== 0000912057-96-028012.txt : 19961203 0000912057-96-028012.hdr.sgml : 19961203 ACCESSION NUMBER: 0000912057-96-028012 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961125 ITEM INFORMATION: Other events FILED AS OF DATE: 19961202 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAFEGUARD HEALTH ENTERPRISES INC CENTRAL INDEX KEY: 0000727303 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 521528581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-12050 FILM NUMBER: 96674820 BUSINESS ADDRESS: STREET 1: 505 N EUCLID ST STREET 2: PO BOX 3210 CITY: ANAHEIM STATE: CA ZIP: 92803-3210 BUSINESS PHONE: 7147781005 8-K 1 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------------------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) NOVEMBER 25, 1996 SAFEGUARD HEALTH ENTERPRISES, INC. -------------------------------------------------------- (Exact Name of registrant as specified in its charter) DELAWARE 0-12050 52-1528581 -------- ------- ---------- (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) 505 NORTH EUCLID STREET, P. O. BOX 3210, ANAHEIM, CALIFORNIA 92803-3210 ----------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (714) 778-1005 --------------- ITEM 5. OTHER EVENTS On November 25, 1996, Safeguard Health Enterprises, Inc. ("Enterprises" or the "Company"), executed a definitive Stock Purchase Agreement to acquire all of the issued and outstanding stock of Advantage Dental HealthPlans, and its affiliated entities ("Advantage"), which are privately held dental managed care companies operating in Florida, Missouri, Kansas, Illinois, Ohio, Georgia, Delaware, and the District of Columbia. The acquisition, which was initiated with the signing of a letter of intent on October 22, 1996, is expected to be completed within the next sixty (60) days. The closing of the transaction is subject to certain conditions, including the approval of both the Florida and Missouri Departments of Insurance. It is anticipated that the acquisition will add approximately Sixty Thousand (60,000) members to the Company's existing Nine Hundred Eighty Thousand (980,000) member dental program. The terms and conditions of the acquisition, as well as other information, will be disclosed in Enterprises' Form 8-K Report pursuant to Item 2, to be filed within fifteen (15) calendar days after the closing. The closing is expected to occur within the next sixty (60) days. -2- SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. SAFEGUARD HEALTH ENTERPRISES, INC. By: STEVEN J. BAILEYS, D.D.S. ------------------------------ STEVEN J. BAILEYS, D.D.S., Chairman of the Board, President, and Chief Executive Officer DATE: December 2, 1996 By: RONALD I. BRENDZEL, J.D. ------------------------------ RONALD I. BRENDZEL, J.D. Senior Vice President and Secretary -3- -----END PRIVACY-ENHANCED MESSAGE-----