0001854939-23-000004.txt : 20230621
0001854939-23-000004.hdr.sgml : 20230620
20230620190221
ACCESSION NUMBER: 0001854939-23-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230615
FILED AS OF DATE: 20230620
DATE AS OF CHANGE: 20230620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kennedy Susan P
CENTRAL INDEX KEY: 0001854939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40579
FILM NUMBER: 231026979
MAIL ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CADIZ INC
CENTRAL INDEX KEY: 0000727273
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 770313235
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-271-1600
MAIL ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CADIZ LAND CO INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC
DATE OF NAME CHANGE: 19920602
FORMER COMPANY:
FORMER CONFORMED NAME: ARIDTECH INC
DATE OF NAME CHANGE: 19880523
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0407
4
2023-06-15
0
0000727273
CADIZ INC
CDZI
0001854939
Kennedy Susan P
550 SOUTH HOPE STREET
SUITE 2850
LOS ANGELES
CA
90071
1
0
0
0
0
Common Stock
2023-06-20
4
P
0
2417
4.1295
A
75337
D
Common Stock
2023-06-15
4
G
0
20000
0
D
55337
D
Performance Rights
2027-02-04
Common Stock
450000
450000
D
This transaction involved a gift of securities by the Reporting Person to her brother and sister-in-law, neither of whom shares the Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares transferred by way of this gift.
Previously reported.
Each performance right represents a contingent right to receive one share of the Issuer's common stock. 200,000 of the performance rights vest upon the Issuer's common stock achieving a market price of $7 per share; 150,000 vest upon the Issuer's common stock achieving a market price of $9 per share; 50,000 vest upon the Issuer's common stock achieving a market price of$11 per share, and 50,000 vest upon the Issuer's common stock achieving a market price of $13 per share. Performance rights are payable in the form of either cash or common stock registered under a stockholder approved equity incentive plan under which a sufficient number of shares of common stock then remains available for issuance.
The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of these securities has vested.
Susan P. Kennedy
2023-06-20