0001374170-12-000002.txt : 20120120
0001374170-12-000002.hdr.sgml : 20120120
20120120101705
ACCESSION NUMBER: 0001374170-12-000002
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120120
DATE AS OF CHANGE: 20120120
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CADIZ INC
CENTRAL INDEX KEY: 0000727273
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 770313235
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-35468
FILM NUMBER: 12536010
BUSINESS ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-271-1600
MAIL ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CADIZ LAND CO INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC
DATE OF NAME CHANGE: 19920602
FORMER COMPANY:
FORMER CONFORMED NAME: ARIDTECH INC
DATE OF NAME CHANGE: 19880523
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Norges Bank
CENTRAL INDEX KEY: 0001374170
IRS NUMBER: 000000000
STATE OF INCORPORATION: Q8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: BANKPLASSEN2
STREET 2: P.O BOX 1179 SENTRUM
CITY: OSLO
STATE: Q8
ZIP: 0107
BUSINESS PHONE: 004724073120
MAIL ADDRESS:
STREET 1: BANKPLASSEN2
STREET 2: P.O BOX 1179 SENTRUM
CITY: OSLO
STATE: Q8
ZIP: 0107
SC 13G
1
efc12-2001_formsc13g.txt
UNITED STATES
SECURITIES EXCHANGE COMMISSION
Washington, D.C. 20549
-------------------------------------------------------------------------------
Please note that Norges Bank assumed that 628,180 new shares were to be issued
according to company press release December 15, 2011, making a total outstanding
shares in issue of 15,487,721. After correspondance between Norges Bank and the
issuer on January 17, 2012, Norges Bank were informed that only 570,000 of the
628,180 shares were issued making a total shares in issue of 15,429,541 taking
Norges Banks holding above 5% (5.00%).
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.)*
Cadiz Inc.
----------------------------------------------
(Name of Issuer)
Common Stock
-----------------------------------------------------
(Title of Class of Securities)
127537207
---------------------
(CUSIP Number)
December 15, 2011
----------------
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Continued on following pages
Page 1 of 5 Pages
SCHEDULE 13G
CUSIP No.: 127537207 Page 2 of 5 Pages
.................................................................................
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
NORGES BANK (THE CENTRAL BANK OF NORWAY)
.................................................................................
2. Check the Appropriate Box if a Member of a Group
(a) [ ]
(b) [ ] N/A
.................................................................................
3. SEC Use Only
.................................................................................
4. Citizenship or Place of Organization
NORWAY
.................................................................................
Number of 5. Sole Voting Power 771,982
Shares
Beneficially ................................................................
Owned by Each
Reporting 6. Shared Voting Power 0
Person With ................................................................
7. Sole Dispositive Power 0
................................................................
8. Shared Dispositive Power 771,982
.................................................................................
9. Aggregate Amount Beneficially Owned by Each Reporting Person
771,982
.................................................................................
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
N/A
.................................................................................
11. Percent of Class Represented by Amount in Row (9)
5.00% based on 15,429,541 outstanding common shares as per informed by
email correspondance with company as of January 17th 2012 after the
share issue of 628,180 shares 15 December 2011 where only 570,000 of
those shares were issued. As the remaining 58,180 shares are not
intended issued, we exceeded the threshold of 5%.
.................................................................................
12. Type of Reporting Person:
OO
CUSIP No.: 127537207 Page 3 of 5 Pages
Item 1(a). Name of Issuer:
Cadiz Inc. (the "Issuer").
Item 1(b). Address of Issuer's Principal Executive Offices:
550 South Hope Street, Suite 2850
Los Angeles, CA 90071
USA
Item 2(a). Name of Person Filing:
This Statement is filed on behalf of each of the following
persons (collectively, the "Reporting Persons"):
NORGES BANK (CENTRAL BANK OF NORWAY)
Item 2(b). Address of Principal Business Office or, if None, Residence:
Bankplassen 2
PO Box 1179 Sentrum
NO 0107 Oslo
Norway
Item 2(c). Citizenship:
Norwegian
Item 2(d). Title of Class of Securities:
Common Stock
Item 2(e). CUSIP Number:
127537207
Item 3. If This Statement is Filed Pursuant to ss.ss.240.13d-1(b) or
240.13d-2(b) or (c),
Check Whether the Person Filing is a:
This Item 3 is not applicable.
Item 4. Ownership:
Item 4(a) Amount Beneficially Owned
As of December 15 2011, Norges Bank may be deemed to be the
beneficial owner of 771,982 common shares.
Item 4(b) Percent of Class:
The number of Shares which Norges Bank may be deemed to be the
beneficial owner of constitutes approximately 5.00% of the total
number of common shares outstanding based upon the total outstanding
shares of 15,429,541.
Page 4 of 5 Pages
Item 4(c) Number of Shares of which such person has:
NORGES BANK (CENTRAL BANK OF NORWAY)
(i) Sole power to vote or direct the vote: 771,982
(ii) Shared power to vote or direct the vote: 0
(iii) Sole power to dispose or direct the disposition of: 0
(iv) Shared power to dispose or direct the disposition of: 771,982
Item 5. Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as
of the date hereof the reporting person has ceased to be
the beneficial owner of more than five percent of the class
securities, check the following [ ].
Item 6. Ownership of More than Five Percent on Behalf of Another
Person:
This Item 6 is not applicable.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company:
This Item 7 is not applicable.
Item 8. Identification and Classification of Members of the Group:
This Item 8 is not applicable.
Item 9. Notice of Dissolution of Group:
This Item 9 is not applicable.
Item 10. Certification:
By signing below each of the Reporting Persons certifies that,
to the best of their knowledge and belief, the securities referred to above were
not acquired and are not held for the purpose of or with the effect of changing
or influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction
having that purpose or effect.
Page 5 of 5 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
NORGES BANK
Date: January 20,2012
By: /s/ Jeanette Ronne
----------------------
Name: Jeanette Ronne
Title: Analyst