0001213900-24-020305.txt : 20240306 0001213900-24-020305.hdr.sgml : 20240306 20240306091111 ACCESSION NUMBER: 0001213900-24-020305 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240306 FILED AS OF DATE: 20240306 DATE AS OF CHANGE: 20240306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heerema International Group Services SA CENTRAL INDEX KEY: 0001893146 ORGANIZATION NAME: STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40579 FILM NUMBER: 24724513 BUSINESS ADDRESS: STREET 1: ROUTE DE FLORISSANT 81 CITY: GENEVE STATE: V8 ZIP: 1206 BUSINESS PHONE: 0041227041350 MAIL ADDRESS: STREET 1: ROUTE DE FLORISSANT 81 CITY: GENEVE STATE: V8 ZIP: 1206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-271-1600 MAIL ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 4 1 ownership.xml OWNERSHIP DOCUMENT X0508 4 2024-03-06 0 0000727273 CADIZ INC CDZI 0001893146 Heerema International Group Services SA ROUTE DE FLORISSANT 81 GENEVE V8 1206 SWITZERLAND 0 0 1 0 0 Common Stock 20713965 I HHC $ Fund 2012 Common Stock 2911335 I HHC Fund 2012 Convertible Loan 5.30 2024-03-06 4 P 0 20000000 A 2024-03-06 2027-06-30 Common Stock 3773585 20000000 I HHC $ Fund 2012 Warrants to Purchase Common Stock 5.00 2024-03-06 4 P 0 1000000 A 2024-03-06 2027-06-30 Common Stock 1000000 1000000 I HHC $ Fund 2012 Pursuant to an amendment to Credit Agreement, dated as of March 6, 2024, HHC $ Fund 2012, an affiliate of the Reporting Person, invested a sum of $20 million in the form of a convertible loan, the terms of which are set forth in the Issuer's Form 8-K, filed with the SEC on March 6, 2024. If the convertible loan is held to maturity, an aggregate of 5,119,067 shares of common stock are issuable upon conversion, calculated based on 7% PIK interest through maturity, payable quarterly in arrears, and assuming no event of default. In connection with the convertible loan, Cadiz issued 1,000,000 warrants to purchase common stock to an affiliate of the Reporting Person. /s/ Jacobus Muller, Director 2024-03-06