0001213900-24-020305.txt : 20240306
0001213900-24-020305.hdr.sgml : 20240306
20240306091111
ACCESSION NUMBER: 0001213900-24-020305
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240306
FILED AS OF DATE: 20240306
DATE AS OF CHANGE: 20240306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Heerema International Group Services SA
CENTRAL INDEX KEY: 0001893146
ORGANIZATION NAME:
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40579
FILM NUMBER: 24724513
BUSINESS ADDRESS:
STREET 1: ROUTE DE FLORISSANT 81
CITY: GENEVE
STATE: V8
ZIP: 1206
BUSINESS PHONE: 0041227041350
MAIL ADDRESS:
STREET 1: ROUTE DE FLORISSANT 81
CITY: GENEVE
STATE: V8
ZIP: 1206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CADIZ INC
CENTRAL INDEX KEY: 0000727273
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
ORGANIZATION NAME: 01 Energy & Transportation
IRS NUMBER: 770313235
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-271-1600
MAIL ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CADIZ LAND CO INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC
DATE OF NAME CHANGE: 19920602
FORMER COMPANY:
FORMER CONFORMED NAME: ARIDTECH INC
DATE OF NAME CHANGE: 19880523
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0508
4
2024-03-06
0
0000727273
CADIZ INC
CDZI
0001893146
Heerema International Group Services SA
ROUTE DE FLORISSANT 81
GENEVE
V8
1206
SWITZERLAND
0
0
1
0
0
Common Stock
20713965
I
HHC $ Fund 2012
Common Stock
2911335
I
HHC Fund 2012
Convertible Loan
5.30
2024-03-06
4
P
0
20000000
A
2024-03-06
2027-06-30
Common Stock
3773585
20000000
I
HHC $ Fund 2012
Warrants to Purchase Common Stock
5.00
2024-03-06
4
P
0
1000000
A
2024-03-06
2027-06-30
Common Stock
1000000
1000000
I
HHC $ Fund 2012
Pursuant to an amendment to Credit Agreement, dated as of March 6, 2024, HHC $ Fund 2012, an affiliate of the Reporting Person, invested a sum of $20 million in the form of a convertible loan, the terms of which are set forth in the Issuer's Form 8-K, filed with the SEC on March 6, 2024. If the convertible loan is held to maturity, an aggregate of 5,119,067 shares of common stock are issuable upon conversion, calculated based on 7% PIK interest through maturity, payable quarterly in arrears, and assuming no event of default.
In connection with the convertible loan, Cadiz issued 1,000,000 warrants to purchase common stock to an affiliate of the Reporting Person.
/s/ Jacobus Muller, Director
2024-03-06