<SEC-DOCUMENT>0001213900-16-019072-index.html : 20161201 <SEC-HEADER>0001213900-16-019072.hdr.sgml : 20161201 <ACCEPTANCE-DATETIME>20161201060043 ACCESSION NUMBER: 0001213900-16-019072 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 11 CONFORMED PERIOD OF REPORT: 20161129 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20161201 DATE AS OF CHANGE: 20161201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 162026645 BUSINESS ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-271-1600 MAIL ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>f8k112916_cadizinc.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: f8k112916_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>f8k112916ex4i_cadizinc.htm <DESCRIPTION>MSD CREDIT OPPORTUNITY MASTER FUND, L.P. WARRANT TO PURCHASE COMMON STOCK OF CADIZ INC. <TEXT> Document 2 - file: f8k112916ex4i_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>3 <FILENAME>f8k112916ex4ii_cadizinc.htm <DESCRIPTION>MILFAM II L.P. WARRANT TO PURCHASE COMMON STOCK OF CADIZ INC. <TEXT> Document 3 - file: f8k112916ex4ii_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.3 <SEQUENCE>4 <FILENAME>f8k112916ex4iii_cadizinc.htm <DESCRIPTION>WPI-CADIZ FARM CA, LLC WARRANT TO PURCHASE COMMON STOCK OF CADIZ INC. <TEXT> Document 4 - file: f8k112916ex4iii_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>5 <FILENAME>f8k112916ex5i_cadizinc.htm <DESCRIPTION>LEGAL OPINION OF MITCHELL SILBERBERG & KNUPP LLP <TEXT> Document 5 - file: f8k112916ex5i_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>6 <FILENAME>f8k112916ex10i_cadizinc.htm <DESCRIPTION>FIFTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT, DATED AS OF NOVEMBER 29, 2016, BY AND AMONG CADIZ INC. AND CADIZ REAL ESTATE LLC AS BORROWERS <TEXT> Document 6 - file: f8k112916ex10i_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>7 <FILENAME>f8k112916ex10ii_cadizinc.htm <DESCRIPTION>CLOSING SHARE AND WARRANT ISSUANCE AGREEMENT BY AND BETWEEN CADIZ INC. AND MSD CREDIT OPPORTUNITY MASTER FUND, L.P., DATED AS OF NOVEMBER 29, 2016 <TEXT> Document 7 - file: f8k112916ex10ii_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>8 <FILENAME>f8k112916ex10iii_cadizinc.htm <DESCRIPTION>CLOSING SHARE AND WARRANT ISSUANCE AGREEMENT BY AND BETWEEN CADIZ INC. AND MILFAM II L.P., DATED AS OF NOVEMBER 29, 2016 <TEXT> Document 8 - file: f8k112916ex10iii_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>9 <FILENAME>f8k112916ex10iv_cadizinc.htm <DESCRIPTION>CLOSING SHARE AND WARRANT ISSUANCE AGREEMENT BY AND BETWEEN CADIZ INC. AND WPI-CADIZ FARM CA, LLC, DATED AS OF NOVEMBER 29, 2016 <TEXT> Document 9 - file: f8k112916ex10iv_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>10 <FILENAME>f8k112916ex10v_cadizinc.htm <DESCRIPTION>FORM OF INTEREST SHARE ISSUANCE AGREEMENT <TEXT> Document 10 - file: f8k112916ex10v_cadizinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>ex5i_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: ex5i_001.jpg
</DOCUMENT> </SEC-DOCUMENT>