0001191901-18-000002.txt : 20180208 0001191901-18-000002.hdr.sgml : 20180208 20180208165009 ACCESSION NUMBER: 0001191901-18-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180208 DATE AS OF CHANGE: 20180208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRACKPOOL KEITH CENTRAL INDEX KEY: 0000923876 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 18586351 MAIL ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-271-1600 MAIL ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 5 1 primary_doc.xml PRIMARY DOCUMENT X0306 5 2017-12-31 0 0 0 0000727273 CADIZ INC CDZI 0000923876 BRACKPOOL KEITH 550 SOUTH HOPE STREET SUITE 2850 LOS ANGELES CA 90071 1 0 0 0 Common Stock 2017-06-07 5 M 0 100000 0 A 285000 D Common Stock 2017-09-14 5 G 0 35000 0 D 250000 D Common Stock 2017-10-11 5 G 0 40000 0 D 210000 D Common Stock 2017-11-24 5 G 0 40000 0 D 170000 D Employee Stock Options (right to buy) 11.5 2012-01-14 2020-01-14 Common Stock 200000 200000 D Restricted Stock Units 2017-06-07 5 M 0 100000 0 D Common Stock 100000 0 D Represents vesting of 100,000 previously reported restricted stock units ("RSUs"). Previously reported. Each previously reported RSU represented a contingent right to receive one share of Cadiz Inc. common stock, which right vested June 7, 2017. Keith Brackpool 2017-02-08