0001191901-18-000002.txt : 20180208
0001191901-18-000002.hdr.sgml : 20180208
20180208165009
ACCESSION NUMBER: 0001191901-18-000002
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180208
DATE AS OF CHANGE: 20180208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRACKPOOL KEITH
CENTRAL INDEX KEY: 0000923876
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12114
FILM NUMBER: 18586351
MAIL ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CADIZ INC
CENTRAL INDEX KEY: 0000727273
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 770313235
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-271-1600
MAIL ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CADIZ LAND CO INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC
DATE OF NAME CHANGE: 19920602
FORMER COMPANY:
FORMER CONFORMED NAME: ARIDTECH INC
DATE OF NAME CHANGE: 19880523
5
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
5
2017-12-31
0
0
0
0000727273
CADIZ INC
CDZI
0000923876
BRACKPOOL KEITH
550 SOUTH HOPE STREET
SUITE 2850
LOS ANGELES
CA
90071
1
0
0
0
Common Stock
2017-06-07
5
M
0
100000
0
A
285000
D
Common Stock
2017-09-14
5
G
0
35000
0
D
250000
D
Common Stock
2017-10-11
5
G
0
40000
0
D
210000
D
Common Stock
2017-11-24
5
G
0
40000
0
D
170000
D
Employee Stock Options (right to buy)
11.5
2012-01-14
2020-01-14
Common Stock
200000
200000
D
Restricted Stock Units
2017-06-07
5
M
0
100000
0
D
Common Stock
100000
0
D
Represents vesting of 100,000 previously reported restricted stock units ("RSUs").
Previously reported.
Each previously reported RSU represented a contingent right to receive one share of Cadiz Inc. common stock, which right vested June 7, 2017.
Keith Brackpool
2017-02-08