0001189957-18-000005.txt : 20180702
0001189957-18-000005.hdr.sgml : 20180702
20180702175653
ACCESSION NUMBER: 0001189957-18-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180702
DATE AS OF CHANGE: 20180702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grant Geoffrey T
CENTRAL INDEX KEY: 0001387874
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12114
FILM NUMBER: 18934205
MAIL ADDRESS:
STREET 1: 1482 E. VALLEY ROAD
STREET 2: SUITE 555
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CADIZ INC
CENTRAL INDEX KEY: 0000727273
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 770313235
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-271-1600
MAIL ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CADIZ LAND CO INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC
DATE OF NAME CHANGE: 19920602
FORMER COMPANY:
FORMER CONFORMED NAME: ARIDTECH INC
DATE OF NAME CHANGE: 19880523
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-06-30
0
0000727273
CADIZ INC
CDZI
0001387874
Grant Geoffrey T
C/O CADIZ INC.
550 S HOPE ST, STE 2850
LOS ANGELES
CA
90071
1
0
0
0
Common Stock
2018-06-30
4
A
0
1573
12.71
A
132980
D
Common Stock
2018-07-01
4
A
0
574
13.075
A
133554
D
Common Stock
30500
I
By Trust
These shares were allocated to the Reporting Person under the 2014 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning July 1, 2018.
Includes 1,573 shares allocated to the Report Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2018, which shares will vest on January 31, 2019.
These shares are held in five separate trusts, each holding 6,100 shares for the benefit of a child of the Reporting Person. The trustee of these trusts is not a member of the Reporting Person's immediate family. The Reporting Person disclaims beneficial ownership for the securities held by these trusts.
Geoffrey T. Grant
2018-07-02