0001189957-17-000005.txt : 20170703
0001189957-17-000005.hdr.sgml : 20170703
20170703174809
ACCESSION NUMBER: 0001189957-17-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170703
DATE AS OF CHANGE: 20170703
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CADIZ INC
CENTRAL INDEX KEY: 0000727273
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 770313235
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-271-1600
MAIL ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CADIZ LAND CO INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC
DATE OF NAME CHANGE: 19920602
FORMER COMPANY:
FORMER CONFORMED NAME: ARIDTECH INC
DATE OF NAME CHANGE: 19880523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nevins Richard
CENTRAL INDEX KEY: 0001408441
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12114
FILM NUMBER: 17945919
MAIL ADDRESS:
STREET 1: 20580 PALMER AVENUE
CITY: SONOMA
STATE: CA
ZIP: 95476
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-06-30
0
0000727273
CADIZ INC
CDZI
0001408441
Nevins Richard
C/O CADIZ INC.
550 SOUTH HOPE STREET, SUITE 2850
LOS ANGELES
CA
90071
1
0
0
0
Common Stock
2017-06-30
4
A
0
1449
0
A
4840
D
Common Stock
2017-07-01
4
A
0
559
13.425
A
5399
D
These shares were allocated to the Reporting Person under the 2014 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning July 1, 2017.
Includes 1,449 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2017, which shares will vest on January 31, 2018.
Richard Nevins
2017-07-03