-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vd7WETNxeAnUvOvlFoixZysGoGY6qeabFCzp6iiL9EZ6/HBVQZj8jFrMW6Dv2YIB LFDFg1amIpHs+8u3ZBSR8A== 0001181431-06-009565.txt : 20060208 0001181431-06-009565.hdr.sgml : 20060208 20060208165756 ACCESSION NUMBER: 0001181431-06-009565 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060203 FILED AS OF DATE: 20060208 DATE AS OF CHANGE: 20060208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 SOUTH FIGUEROA STREET STREET 2: SUITE 4250 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-271-1600 MAIL ADDRESS: STREET 1: 777 SOUTH FIGUEROA STREET STREET 2: SUITE 4250 CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ING GROEP NV CENTRAL INDEX KEY: 0001039765 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 06589731 BUSINESS ADDRESS: STREET 1: AMSTELVEENSEWEG 500, 1081 KL AMSTERDAM STREET 2: PO BOX 810, 1000 AV CITY: AMSTERDAM STATE: P7 ZIP: 0000 BUSINESS PHONE: 01131205418534 MAIL ADDRESS: STREET 1: AMSTELVEENSEWEG 500, 1081 KL AMSTERDAM STREET 2: PO BOX 810, 1000 AV CITY: AMSTERDAM STATE: P7 ZIP: 0000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ING CAPITAL LLC CENTRAL INDEX KEY: 0001279842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 06589732 BUSINESS ADDRESS: STREET 1: 1325 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 6464246241 MAIL ADDRESS: STREET 1: 1325 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 4/A 1 rrd106938.xml X0202 4/A 2006-02-03 2006-02-07 0 0000727273 CADIZ INC CDZI 0001279842 ING CAPITAL LLC 1325 AVENUE OF THE AMERICAS NEW YORK NY 10019 0 0 1 0 0001039765 ING GROEP NV AMSTELVEENSEWEG 500, 1081 KL PO BOX 810, 1000 AV AMSTERDAM P7 0000 NETHERLANDS 0 0 1 0 Common Stock 2006-02-03 4 S 0 50000 19.65 D 1861665 I See footnote. This Amendment has been filed solely to include the necessary signatures for ING Groep N.V., which were not included in the original Form 4 filing made February 7, 2006. No other changes have been made to the filing. ING Groep N.V. sold 50,000 shares at a price of $19.65 a share, which equals a gross agreegate consideration of $982,500. ING Groep N.V. is the indirect parent company of ING Capital LLC through a chain of wholly-owned subsidiaries. Reporting Owner Name/Address: ING Capital LLC, 1325 Avenue of the Americas, New York, NY 10019. Holders of a majority-in-interest of Cadiz Inc.'s Series F Preferred Stock have the right to nominate and elect two directors to the Board of Directors of Cadiz Inc. ING Capital LLC has appointed Raymond Pacini and Gregory W. Preston to serve as directors of Cadiz Inc. /s/ Geoffrey W Arens 2006-02-07 /s/ C. Blokbergen 2006-02-08 /s/ H.J. Bruisten 2006-02-08 -----END PRIVACY-ENHANCED MESSAGE-----