0001144204-15-017614.txt : 20150323
0001144204-15-017614.hdr.sgml : 20150323
20150323063036
ACCESSION NUMBER: 0001144204-15-017614
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150319
FILED AS OF DATE: 20150323
DATE AS OF CHANGE: 20150323
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CADIZ INC
CENTRAL INDEX KEY: 0000727273
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 770313235
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-271-1600
MAIL ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CADIZ LAND CO INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC
DATE OF NAME CHANGE: 19920602
FORMER COMPANY:
FORMER CONFORMED NAME: ARIDTECH INC
DATE OF NAME CHANGE: 19880523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Water Asset Management LLC
CENTRAL INDEX KEY: 0001423875
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12114
FILM NUMBER: 15717637
BUSINESS ADDRESS:
STREET 1: 509 MADISON AVENUE
STREET 2: SUITE 804
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-754-5132
MAIL ADDRESS:
STREET 1: 509 MADISON AVENUE
STREET 2: SUITE 804
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
v405176_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-03-19
0
0000727273
CADIZ INC
CDZI
0001423875
Water Asset Management LLC
509 MADISON AVENUE
SUITE 804
NEW YORK
NY
10022
0
0
1
0
Common Stock
2015-03-19
4
S
0
7000
9.88
D
2391060
I
See footnote
Common Stock
2015-03-20
4
S
0
7000
9.78
D
2384060
I
See footnote
The securities reported herein are directly held by investment funds and/or managed accounts for which the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein
/s/ Marc Robert
2015-03-23