0001140361-12-023092.txt : 20120504
0001140361-12-023092.hdr.sgml : 20120504
20120504163822
ACCESSION NUMBER: 0001140361-12-023092
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120502
FILED AS OF DATE: 20120504
DATE AS OF CHANGE: 20120504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Redfern Dominic
CENTRAL INDEX KEY: 0001536904
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12114
FILM NUMBER: 12814855
MAIL ADDRESS:
STREET 1: C/O ALTIMA PARTNERS LLP
STREET 2: 23 SAVILE ROW, 6TH FLOOR
CITY: LONDON
STATE: X0
ZIP: W1S 2ET
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CADIZ INC
CENTRAL INDEX KEY: 0000727273
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 770313235
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-271-1600
MAIL ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CADIZ LAND CO INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC
DATE OF NAME CHANGE: 19920602
FORMER COMPANY:
FORMER CONFORMED NAME: ARIDTECH INC
DATE OF NAME CHANGE: 19880523
4
1
doc1.xml
FORM 4
X0305
4
2012-05-02
0
0000727273
CADIZ INC
CDZI
0001536904
Redfern Dominic
C/O ALTIMA PARTNERS LLP
23 SAVILE ROW, 6TH FLOOR
LONDON, UNITED KINGDOM
X0
W1S 2ET
UNITED KINGDOM
0
0
1
0
Common Stock, Par Value $0.01 per share
2012-05-02
4
P
0
60500
8.96
A
560500
I
By Altima Global Special Situations Master Fund
Common Stock, Par Value $0.01 per share
746651
I
By Altima Global Special Opportunities Fund
Common Stock, Par Value $0.01 per share
201467
I
By Altima Services UK Limited
The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion, and the inclusion of these shares.
/s/ Malcolm Goddard, Attorney in Fact for Dominic Redfern
2012-05-04