0001140361-12-023092.txt : 20120504 0001140361-12-023092.hdr.sgml : 20120504 20120504163822 ACCESSION NUMBER: 0001140361-12-023092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120502 FILED AS OF DATE: 20120504 DATE AS OF CHANGE: 20120504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Redfern Dominic CENTRAL INDEX KEY: 0001536904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 12814855 MAIL ADDRESS: STREET 1: C/O ALTIMA PARTNERS LLP STREET 2: 23 SAVILE ROW, 6TH FLOOR CITY: LONDON STATE: X0 ZIP: W1S 2ET ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-271-1600 MAIL ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 4 1 doc1.xml FORM 4 X0305 4 2012-05-02 0 0000727273 CADIZ INC CDZI 0001536904 Redfern Dominic C/O ALTIMA PARTNERS LLP 23 SAVILE ROW, 6TH FLOOR LONDON, UNITED KINGDOM X0 W1S 2ET UNITED KINGDOM 0 0 1 0 Common Stock, Par Value $0.01 per share 2012-05-02 4 P 0 60500 8.96 A 560500 I By Altima Global Special Situations Master Fund Common Stock, Par Value $0.01 per share 746651 I By Altima Global Special Opportunities Fund Common Stock, Par Value $0.01 per share 201467 I By Altima Services UK Limited The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion, and the inclusion of these shares. /s/ Malcolm Goddard, Attorney in Fact for Dominic Redfern 2012-05-04