-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S7e8o+WEaqcJTQ3oiFyAK2lYEWTM6BtH3muNnMFyAsKT8wprm1Lr9sqGwnzqseJc cLIu/+qSDabPQpLDLQYJUg== 0001039765-04-000004.txt : 20041206 0001039765-04-000004.hdr.sgml : 20041206 20041206193517 ACCESSION NUMBER: 0001039765-04-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041202 FILED AS OF DATE: 20041206 DATE AS OF CHANGE: 20041206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 SOUTH FIGUEROA STREET STREET 2: SUITE 4250 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-271-1600 MAIL ADDRESS: STREET 1: 777 SOUTH FIGUEROA STREET STREET 2: SUITE 4250 CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ING GROEP NV CENTRAL INDEX KEY: 0001039765 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 041187201 BUSINESS ADDRESS: STREET 1: AMSTELVEENSEWEG 500, 1081 KL AMSTERDAM STREET 2: PO BOX 810, 1000 AV CITY: AMSTERDAM STATE: P7 ZIP: 0000 BUSINESS PHONE: 01131205418534 MAIL ADDRESS: STREET 1: AMSTELVEENSEWEG 500, 1081 KL AMSTERDAM STREET 2: PO BOX 810, 1000 AV CITY: AMSTERDAM STATE: P7 ZIP: 0000 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-12-02 0 0000727273 CADIZ INC CDZI.OTCBB 0001039765 ING GROEP NV AMSTELVEENSEWEG 500, 1081 KL AMSTERDAM PO BOX 810, 1000 AV AMSTERDAM P7 0000 NETHERLANDS 0 0 1 0 Common Stock 2004-12-02 4 P 0 200000 A 299474 I (2) Common Stock 2004-12-02 4 C 0 1711665 A 2011139 I (4) Series F Preferred Stock 0 2004-12-02 4 C 0 99000 0 D Common Stock 1711665 1000 I (8) Warrants 15 2004-12-02 4 P 0 40000 A Common Stock 40000 40000 I (12) ING Groep N.V. purchased 40,000 units for $2,400,000. The units consist of 200,000 shares of common stock and 40,000 warrants. ING Groep N.V. is the indirect parent company of ING Capital LLC through a chain of wholly-owned subsidiaries. Holders of a majority-in-interest of Cadiz Inc.'s Series F Preferred Stock have the right to nominate and elect two directors to the Board of Directors of Cadiz Inc. ING Capital LLC, as the sole holder of Cadiz Inc.'s Series F Preferred Stock, currently has the right to nominate and elect two directors to the Board of Directors of Cadiz Inc. ING Capital LLC has appointed Geoffrey W. Arens and Gregory Ritchie to serve as directors of Cadiz Inc. 99,000 shares of Series F Preferred Stock were converted into 1,711,665 shares of common stock. ING Groep N.V. is the indirect parent company of ING Capital LLC through a chain of wholly-owned subsidiaries. Holders of a majority-in-interest of Cadiz Inc.'s Series F Preferred Stock have the right to nominate and elect two directors to the Board of Directors of Cadiz Inc. ING Capital LLC, as the sole holder of Cadiz Inc.'s Series F Preferred Stock, currently has the right to nominate and elect two directors to the Board of Directors of Cadiz Inc. ING Capital LLC has appointed Geoffrey W. Arens and Gregory Ritchie to serve as directors of Cadiz Inc. Immediately. The Series F Preferred Stock does not have an expiration date and shall remain in existence until such time as it is converted into shares of common stock. 99,000 shares of Series F Preferred Stock were converted into 1,711,665 shares of common stock. ING Groep N.V. is the indirect parent company of ING Capital LLC through a chain of wholly-owned subsidiaries. Holders of a majority-in-interest of Cadiz Inc.'s Series F Preferred Stock have the right to nominate and elect two directors to the Board of Directors of Cadiz Inc. ING Capital LLC, as the sole holder of Cadiz Inc.'s Series F Preferred Stock, currently has the right to nominate and elect two directors to the Board of Directors of Cadiz Inc. ING Capital LLC has appointed Geoffrey W. Arens and Gregory Ritchie to serve as directors of Cadiz Inc. 180 days 3 years ING Groep N.V. purchased 40,000 units for $2,400,000. The units consist of 200,000 shares of common stock and 40,000 warrants. ING Groep N.V. is the indirect parent company of ING Capital LLC through a chain of wholly-owned subsidiaries. Holders of a majority-in-interest of Cadiz Inc.'s Series F Preferred Stock have the right to nominate and elect two directors to the Board of Directors of Cadiz Inc. ING Capital LLC, as the sole holder of Cadiz Inc.'s Series F Preferred Stock, currently has the right to nominate and elect two directors to the Board of Directors of Cadiz Inc. ING Capital LLC has appointed Geoffrey W. Arens and Gregory Ritchie to serve as directors of Cadiz Inc. Reporting Owner Name/Address: ING Capital LLC, 1325 Avenue of the Americas, New York, NY 10019. Kees Drabbe 2004-12-06 -----END PRIVACY-ENHANCED MESSAGE-----