-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HusSLAyP4+7stK8IS9TKTRQTsR3bat0F2bJ3oVQTE5VrCuEJG7BXn1aGW+cS1WT4 lmnKowuEYYOtobUphiMCcw== 0000950103-06-000169.txt : 20060125 0000950103-06-000169.hdr.sgml : 20060125 20060125212613 ACCESSION NUMBER: 0000950103-06-000169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050415 FILED AS OF DATE: 20060125 DATE AS OF CHANGE: 20060125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 SOUTH FIGUEROA STREET STREET 2: SUITE 4250 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-271-1600 MAIL ADDRESS: STREET 1: 777 SOUTH FIGUEROA STREET STREET 2: SUITE 4250 CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 06551265 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER NAME: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 4 1 jan2506_4cadiz-1ex.xml X0202 4 2005-04-15 0 0000727273 CADIZ INC CDZI 0000895421 MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 0 0 1 0 Common Stock 2005-04-15 4 P 0 54000 14.99 A 1099742 D Common Stock 2005-04-18 4 P 0 21200 14.79 A 1120942 D Common Stock 2005-04-19 4 P 0 21585 14.52 A 1142527 D Common Stock 2005-04-19 4 P 0 3300 14.54 A 1145827 D Common Stock 2005-04-29 4 P 0 5000 15.79 A 1150827 D Common Stock 2005-05-03 4 P 0 2700 15.39 A 1153527 D Common Stock 2005-05-04 4 P 0 1500 15.52 A 1155027 D Common Stock 2005-05-04 4 P 0 500 15.30 A 1155527 D Common Stock 2005-05-05 4 P 0 50000 14.05 A 1205527 D Common Stock 2005-05-05 4 P 0 2000 15.48 A 1207527 D Common Stock 2005-05-05 4 P 0 2800 15.30 A 1210327 D Common Stock 2005-05-06 4 P 0 1000 15.68 A 1211327 D Common Stock 2005-05-06 4 P 0 1500 15.45 A 1212827 D Common Stock 2005-05-09 4 P 0 500 16.05 A 1213327 D Common Stock 2005-05-13 4 P 0 3000 16.05 A 1216327 D Common Stock 2005-05-16 4 S 0 10000 15.70 D 1206327 D Common Stock 2005-05-17 4 P 0 800 15.80 A 1207127 D Common Stock 2005-05-18 4 P 0 5500 16.26 A 1212627 D Common Stock 2005-05-19 4 P 0 500 16.50 A 1213127 D Common Stock 2005-05-20 4 P 0 1060 16.27 A 1214187 D Common Stock 2005-05-23 4 P 0 5000 16.06 A 1219187 D Common Stock 2005-05-23 4 P 0 10000 16.30 A 1229187 D Common Stock 2005-05-24 4 P 0 4000 16.05 A 1233187 D Common Stock 2005-05-25 4 P 0 2500 15.55 A 1235687 D Common Stock 2005-05-25 4 P 0 6000 15.33 A 1241687 D Common Stock 2005-05-25 4 P 0 20000 15.52 A 1261687 D Common Stock 2005-05-26 4 P 0 2000 15.05 A 1263687 D Common Stock 2005-05-26 4 P 0 3000 15.08 A 1266687 D Common Stock 2005-05-31 4 P 0 500 17.04 A 1267187 D Common Stock 2005-06-01 4 P 0 200 16.75 A 1267387 D This Form 4 is being filed by more than one reporting person. Morgan Stanley & Co. International Limited is a wholly owned subsidiary of Morgan Stanley. All shares held directly by Morgan Stanley & Co. International Limited are held indirectly by Morgan Stanley. The reporting persons have disgorged to the issuer $114,358.20 in short-swing profits as a consequence of the transactions reported on the Form 4s dated 1/25/2006 pursuant to section 16(b) of the Exchange Act of 1934. Morgan Stanley, By: /s/ Dennine Bullard, Executive Director 2006-01-25 Morgan Stanley & Co. International Limited, By: /s/ R. Derek Bandeen, Managing Director 2006-01-25 -----END PRIVACY-ENHANCED MESSAGE-----