0000929638-23-002013.txt : 20230714 0000929638-23-002013.hdr.sgml : 20230714 20230714131002 ACCESSION NUMBER: 0000929638-23-002013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230612 FILED AS OF DATE: 20230714 DATE AS OF CHANGE: 20230714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Odey Asset Management LLP CENTRAL INDEX KEY: 0001512842 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0405 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40579 FILM NUMBER: 231088633 BUSINESS ADDRESS: STREET 1: 18 UPPER BROOK STREET CITY: LONDON, UNITED KINGDOM STATE: X0 ZIP: W1K 7PU BUSINESS PHONE: 44 020 7208 1400 MAIL ADDRESS: STREET 1: 18 UPPER BROOK STREET CITY: LONDON, UNITED KINGDOM STATE: X0 ZIP: W1K 7PU ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-271-1600 MAIL ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 4 1 form4.xml X0407 4 2023-06-12 true 0000727273 CADIZ INC CDZI 0001512842 Odey Asset Management LLP 18 UPPER BROOK STREET LONDON X0 W1K 7PU UNITED KINGDOM true false Common Stock 2023-06-13 4 S 0 340883 3.95 D 0 I See Footnotes Common Stock 2165149 I See Footnotes Common Stock 3682219 I See Footnotes Common Stock 2023-06-12 4 S 0 1201 4.367 D 338623 I See Footnotes Common Stock 2023-06-13 4 S 0 338623 3.95 D 0 I See Footnotes Common Stock 2023-06-12 4 S 0 3773 4.367 D 1063820 I See Footnotes Common Stock 2023-06-13 4 S 0 1063820 3.95 D 0 I See Footnotes Shares reported are held for the benefit of investment advisory clients of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose. Shares held for the benefit of a pension trust for which the Reporting Person serves as investment adviser. Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser. Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser. Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser. Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser. ODEY ASSET MANAGEMENT LLP By: /s/ Neil Cowhig, Head of Compliance 2023-07-14