0000923876-21-000003.txt : 20210428
0000923876-21-000003.hdr.sgml : 20210428
20210428204145
ACCESSION NUMBER: 0000923876-21-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210426
FILED AS OF DATE: 20210428
DATE AS OF CHANGE: 20210428
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Slater Scott S
CENTRAL INDEX KEY: 0001519037
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12114
FILM NUMBER: 21866602
MAIL ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CADIZ INC
CENTRAL INDEX KEY: 0000727273
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 770313235
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-271-1600
MAIL ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CADIZ LAND CO INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC
DATE OF NAME CHANGE: 19920602
FORMER COMPANY:
FORMER CONFORMED NAME: ARIDTECH INC
DATE OF NAME CHANGE: 19880523
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-04-26
0
0000727273
CADIZ INC
CDZI
0001519037
Slater Scott S
550 SOUTH HOPE STREET
SUITE 2850
LOS ANGELES
CA
90071
0
1
0
0
Chief Executive Officer
Common Stock
29387
D
Restricted Stock Units
2021-04-26
4
A
0
255000
0
A
Common Stock
255000
255000
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Cadiz Inc. common stock.
85,000 of these RSUs will vest upon obtaining a new senior secured loan in an amount sufficient to repay the Company's senior secured debt as well as obtaining funding to complete the purchase of the northern pipeline; 85,000 of these RSUs will vest upon the Company's entering into final binding water supply agreements for delivery of at least 9,500 acre-feet per year; and, 85,000 of these RSUs will vest on March 1, 2023, subject to the Reporting Person's continuing employment as of such vesting date.
The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of these securities has vested.
Scott S. Slater
2021-04-28