0000923876-16-000004.txt : 20161004
0000923876-16-000004.hdr.sgml : 20161004
20161004153925
ACCESSION NUMBER: 0000923876-16-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161001
FILED AS OF DATE: 20161004
DATE AS OF CHANGE: 20161004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CADIZ INC
CENTRAL INDEX KEY: 0000727273
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 770313235
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-271-1600
MAIL ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CADIZ LAND CO INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC
DATE OF NAME CHANGE: 19920602
FORMER COMPANY:
FORMER CONFORMED NAME: ARIDTECH INC
DATE OF NAME CHANGE: 19880523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hickox Winston H
CENTRAL INDEX KEY: 0001299311
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12114
FILM NUMBER: 161918627
MAIL ADDRESS:
STREET 1: C/O THOMAS PROPERTIES GROUP, INC.
STREET 2: 515 SOUTH FLOWER STREET, 6TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-10-01
0
0000727273
CADIZ INC
CDZI
0001299311
Hickox Winston H
C/O CADIZ INC.
550 S HOPES ST, SUITE 2850
LOS ANGELES
CA
90071
1
0
0
0
Common Stock
2016-10-01
4
A
0
1006
7.4575
A
67133
D
Common Stock
15000
I
By Spouse
These shares were allocated to the Reporting Person under the 2014 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning October 1, 2016.
Includes 3,473 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2016, which shares will vest on January 31, 2017.
Winston H. Hickox
2016-10-04