-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G5rfh0y5j1PH0UBbgXKAl5l06lAKvj3KJOqJNyYXHrPkdLnFauM7RgmROXLRKHsP foAUFj4Ld53Q2tj4DCwx/g== 0000902664-07-002309.txt : 20070719 0000902664-07-002309.hdr.sgml : 20070719 20070719185838 ACCESSION NUMBER: 0000902664-07-002309 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070711 FILED AS OF DATE: 20070719 DATE AS OF CHANGE: 20070719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 SOUTH FIGUEROA STREET STREET 2: SUITE 4250 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-271-1600 MAIL ADDRESS: STREET 1: 777 SOUTH FIGUEROA STREET STREET 2: SUITE 4250 CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grant Geoffrey T CENTRAL INDEX KEY: 0001387874 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 07989951 BUSINESS ADDRESS: BUSINESS PHONE: 805-695-7340 MAIL ADDRESS: STREET 1: 1482 E. VALLEY ROAD STREET 2: SUITE 555 CITY: SANTA BARBARA STATE: CA ZIP: 93108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peloton Partners, LLP CENTRAL INDEX KEY: 0001352852 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 07989952 BUSINESS ADDRESS: STREET 1: 17 BROADWICK STREET CITY: LONDON STATE: X0 ZIP: W1F 0DJ BUSINESS PHONE: 011 44 20 7317 9500 MAIL ADDRESS: STREET 1: 17 BROADWICK STREET CITY: LONDON STATE: X0 ZIP: W1F 0DJ 4/A 1 form4a_ex.xml X0202 4/A 2007-07-11 2007-07-13 0 0000727273 CADIZ INC CDZI 0001352852 Peloton Partners, LLP 17 BROADWICK STREET LONDON X0 W1F 0DJ UNITED KINGDOM 0 0 1 0 0001387874 Grant Geoffrey T C/O PELOTON PARTNERS LLP 17 BROADWICK STREET LONDON X0 W1F 0DJ UNITED KINGDOM 0 0 1 0 Common Stock, par value $0.01 per share ("Common Stock") 2007-07-11 2007-07-11 4 P 0 1500 19.20 A 1338104 I See Footnotes Peloton Partners LLP ("Peloton Partners"), as investment manager to Peloton Partners LP and Peloton Multi-Strategy Master Fund, Ltd. (the "Investment Entities") may be deemed to be the beneficial owner of the Issuer's securities held by the Investment Entities. Peloton Partners disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Peloton Partners is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein. Geoffrey Grant, as Chief Investment Officer of Peloton Partners, may be deemed to be the beneficial owner of the Issuer's securities held by the Investment Entities. Mr. Grant disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Grant is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein. /s/ Geoffrey Grant, Chief Investment Officer of Peloton Partners LLP 2007-07-19 -----END PRIVACY-ENHANCED MESSAGE-----