0000727273-21-000005.txt : 20211025 0000727273-21-000005.hdr.sgml : 20211025 20211025165721 ACCESSION NUMBER: 0000727273-21-000005 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20211025 DATE AS OF CHANGE: 20211025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hickox Winston H CENTRAL INDEX KEY: 0001299311 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40579 FILM NUMBER: 211344772 MAIL ADDRESS: STREET 1: C/O THOMAS PROPERTIES GROUP, INC. STREET 2: 515 SOUTH FLOWER STREET, 6TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-271-1600 MAIL ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2021-06-30 2021-07-01 0 0000727273 CADIZ INC CDZI 0001299311 Hickox Winston H C/O CADIZ INC. 550 SOUTH HOPE STREET, SUITE 2850 LOS ANGELES CA 90071 1 0 0 0 Common Stock 2021-06-30 4 A 0 1899 13.1623 A 76915 D Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2021, which shares will vest on January 31, 2022. The Reporting Person is amending the Form 4 originally filed on July 1, 2021 solely for the purpose of correcting a typographical error in the number of shares shown as beneficially owned by the Reporting Person following the reported transaction. Winston H. Hickox 2021-10-25