S-8 POS 1 s8june2001amend.txt POST EFFECTIVE AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on July 6, 2001 Registration No. 333-63990 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to FORM S-8 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 CADIZ INC. (Exact name of registrant as specified in its charter) Delaware 77-0313235 (State or other jurisdiction of (IRS Employer incorporation or organization) Identification No.) 100 Wilshire Boulevard, Suite 1600 Santa Monica, California 90401 (Address of principal executive offices) 2000 Stock Award Plan (Full title of the plan) STANLEY E. SPEER 100 Wilshire Boulevard, Suite 1600 Santa Monica, California 90401 (Name and address of agent for service) (310) 899-4700 (Telephone number, including area code, of agent for service) Copies of communications to: HOWARD UNTERBERGER, ESQ. TORRIE BYERS, ESQ. Miller & Holguin 1801 Century Park East, Seventh Floor Los Angeles, California 90067 310) 556-1990 Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this Registration Statement Description of Amendments This Post-Effective Amendment No. 1 to Form S-8 is being made to amend Item 3 to include four additional documents incorporated by reference. Item 3. Incorporation of Documents by Reference. The following additional documents are incorporated by reference in this Registration Statement: (a) The Company's current report on Form 8-K filed March 14, 2001. (b) The Company's current report on Form 8-K filed January 16, 2001. (c) The Company's current report on Form 8-K filed January 8, 2001. (d) The Company's current report on Form 8-K filed January 3, 2001. SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Post-Effective Amendment No. 1 to the S-8 Registration Statement filed June 27, 2001 (Registration No. 333-63990) to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Santa Monica, State of California, on the 6th day of July, 2001. CADIZ INC. By: /s/ Keith Brackpool ----------------------------- Keith Brackpool Chief Executive Officer Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to the S-8 Registration Statement filed June 27, 2001 (Registration No. 333-63990) has been signed by the following persons in the capacities and on the dates indicated. Signature Title Date --------- ----- ---- /s/ Keith Brackpool Chairman of the Board, July 6, 2001 --------------------- Chief Executive Officer Keith Brackpool and Director (Principal Executive Officer) /s/ Dwight W. Makins July 6, 2001 ----------------------- Dwight W. Makins Director /s/Murray H. Hutchison Director July 6, 2001 ---------------------- Murray H. Hutchison /s/ Mitt Parker Director July 6, 2001 ------------------- Mitt Parker /s/ Stanley E. Speer Chief Financial Officer July 6, 2001 ----------------------- and Secretary Stanley E. Speer (Principal Financial and Accounting Officer) /s/ Timothy J. Shaheen Director July 6, 2001 ---------------------- Timothy J. Shaheen /s/ Anthony L. Coelho Director July 6, 2001 ------------------------- Anthony L. Coelho