0000726958-19-000058.txt : 20190614 0000726958-19-000058.hdr.sgml : 20190614 20190614170910 ACCESSION NUMBER: 0000726958-19-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190612 FILED AS OF DATE: 20190614 DATE AS OF CHANGE: 20190614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANDLEY TERRY W CENTRAL INDEX KEY: 0001197447 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34700 FILM NUMBER: 19899636 MAIL ADDRESS: STREET 1: 8661 N E 108TH AVE CITY: BONDURANT STATE: IA ZIP: 50035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASEYS GENERAL STORES INC CENTRAL INDEX KEY: 0000726958 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 420935283 STATE OF INCORPORATION: IA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: PO BOX 3001 CITY: ANKENY STATE: IA ZIP: 50021 BUSINESS PHONE: 515-965-6100 MAIL ADDRESS: STREET 1: PO BOX 3001 CITY: ANKENY STATE: IA ZIP: 50021 4 1 wf-form4_156054653506366.xml FORM 4 X0306 4 2019-06-12 0 0000726958 CASEYS GENERAL STORES INC CASY 0001197447 HANDLEY TERRY W ONE SE CONVENIENCE BLVD. ANKENY IA 50021 1 1 0 0 President and CEO Common Stock 2019-06-12 4 M 0 8106 44.39 A 43578 D Common Stock 2019-06-12 4 S 0 6700 149.55 D 36878 D Common Stock 2019-06-12 4 S 0 1406 150.25 D 35472 D Common Stock 12117 I Voting and tender rights under 401k plan Option - right to buy 44.39 2019-06-12 4 M 0 8106 0 D 2014-06-23 2021-06-23 Common Stock 8106.0 0 D Restricted stock units Common Stock 4000.0 4000 D Restricted stock units Common Stock 3308.0 3308 D Restricted stock units Common Stock 3590.0 3590 D The price reported is a weighted average price provided by the broker. These shares were sold in multiple transactions at prices ranging from $149.03 to $150.02. Mr. Handley undertakes to provide to Casey's General Store, Inc., any security holder thereof, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported is a weighted average price provided by the broker. These shares were sold in multiple transactions at prices ranging from $150.03 to $150.44. Allocated to Mr. Handley's 401k account as of April 30, 2019. Does not include any shares allocated by the plan trustee after that date. Pursuant to terms and conditions of 2009 Stock Incentive Plan. Pursuant to a Restricted Stock Units Agreement dated as of April 12, 2016, executed in conjunction with Mr. Handley's employment agreement of the same date. These units vest over a 5-year period, commencing on May 1, 2017 and thereafter on each May 1 of the following 4 years, at the rate of 2,000 units (20% of the total units awarded) per year. Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 15, 2020. Not included in the reported award amount is a target amount of performance-based restricted stock units that will vest on June 15, 2020, but which are subject to the satisfaction of certain performance criteria other than solely the price of Casey's Common Stock; the final amount of shares earned, if any, will be reported upon vest and satisfaction of those performance measures. Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 15, 2021. Not included in the reported award amount is a target amount of performance-based restricted stock units that will vest on June 15, 2021, but which are subject to the satisfaction of certain performance criteria other than solely the price of Casey's Common Stock; the final amount of shares earned, if any, will be reported upon vest and satisfaction of those performance measures. Scott Faber, under Power of Attorney dated March 3, 2017 2019-06-14