0001140361-15-003305.txt : 20150130
0001140361-15-003305.hdr.sgml : 20150130
20150130162246
ACCESSION NUMBER: 0001140361-15-003305
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150130
FILED AS OF DATE: 20150130
DATE AS OF CHANGE: 20150130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC
CENTRAL INDEX KEY: 0000726514
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 930370304
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0329
BUSINESS ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DR
CITY: PORTLAND
STATE: OR
ZIP: 97229
BUSINESS PHONE: 5036414141
MAIL ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DRIVE
CITY: PORTLAND
STATE: OR
ZIP: 97229-5497
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nierenberg David
CENTRAL INDEX KEY: 0001040899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12853
FILM NUMBER: 15563354
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: NIERENBERG DAVID
DATE OF NAME CHANGE: 19970611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nierenberg Investment Management Offshore Inc.
CENTRAL INDEX KEY: 0001365764
STATE OF INCORPORATION: C5
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12853
FILM NUMBER: 15563355
BUSINESS ADDRESS:
STREET 1: TRADEWINDS BUILDING, 4TH FLOOR
STREET 2: BAY STREET
CITY: NASSAU
STATE: C5
ZIP: 00000
BUSINESS PHONE: 360-604-8600
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: Nierenberg Investment Management Offshore Inc
DATE OF NAME CHANGE: 20060612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DIII Offshore Fund, LP
CENTRAL INDEX KEY: 0001282684
STATE OF INCORPORATION: C5
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12853
FILM NUMBER: 15563356
BUSINESS ADDRESS:
STREET 1: 19605 NE 8TH ST
CITY: CAMAS
STATE: WA
ZIP: 98607
BUSINESS PHONE: 360-604-8600
MAIL ADDRESS:
STREET 1: 19605 NE 8TH ST
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: DIII OFFSHORE FUND LP
DATE OF NAME CHANGE: 20070108
FORMER NAME:
FORMER CONFORMED NAME: D3 OFFSHORE FUND LP
DATE OF NAME CHANGE: 20040304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D3 Family Canadian Fund, LP
CENTRAL INDEX KEY: 0001405824
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12853
FILM NUMBER: 15563357
BUSINESS ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
BUSINESS PHONE: 360-604-8600
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: D3 Family Canadian Fund, L.P.
DATE OF NAME CHANGE: 20070706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nierenberg Investment Management Company, Inc.
CENTRAL INDEX KEY: 0001282683
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12853
FILM NUMBER: 15563358
BUSINESS ADDRESS:
STREET 1: 19605 NE 8TH ST
CITY: CAMAS
STATE: WA
ZIP: 98607
BUSINESS PHONE: 360-604-8600
MAIL ADDRESS:
STREET 1: 19605 NE 8TH ST
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: NIERENBERG INVESTMENT MANAGEMENT CO
DATE OF NAME CHANGE: 20040304
4
1
doc1.xml
FORM 4
X0306
4
2015-01-30
0
0000726514
ELECTRO SCIENTIFIC INDUSTRIES INC
ESIO
0001282683
Nierenberg Investment Management Company, Inc.
19605 NE 8TH STREET
CAMAS
WA
98607
1
0
0
0
0001405824
D3 Family Canadian Fund, LP
19605 NE 8TH STREET
CAMAS
WA
98607
0
0
1
0
0001282684
DIII Offshore Fund, LP
19605 NE 8TH STREET
CAMAS
WA
98607
0
0
1
0
0001365764
Nierenberg Investment Management Offshore Inc.
19605 NE 8TH STREET
CAMAS
WA
98607
0
0
1
0
0001040899
Nierenberg David
19605 NE 8TH STREET
CAMAS
WA
98607
0
0
1
0
Common Stock
2015-01-30
4
J
0
3612
0.0
D
0
I
By The D3 Family Canadian Fund, LP
Common Stock
2015-01-30
4
J
0
249472
0
D
152903
I
By the DIII Offshore Fund, LP
Common Stock
559683
I
By The D3 Family Fund, LP
Common Stock
2048494
I
By The D3 Family Bulldog Fund, LP
Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
Represents a pro-rata, in-kind distribution by the reporting person to limited partners of the reporting person in connection with the liquidation of such limited partners' interest in the reporting person.
David Nierenberg
2015-01-30
David Nierenberg, President, Nierenberg Investment Management Company, Inc. (NIMCO)
2015-01-30
David Nierenberg, President, NIMCO, General Partner of The D3 Family Canadian Fund, LP
2015-01-30
David Nierenberg, President, NIMO, General Partner of The DIII Offshore Fund, LP
2015-01-30
David Nierenberg, President, Nierenberg Investment Management Offshore Inc. (NIMO)
2015-01-30