0001140361-12-034511.txt : 20120731
0001140361-12-034511.hdr.sgml : 20120731
20120731183610
ACCESSION NUMBER: 0001140361-12-034511
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120727
FILED AS OF DATE: 20120731
DATE AS OF CHANGE: 20120731
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC
CENTRAL INDEX KEY: 0000726514
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 930370304
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0329
BUSINESS ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DR
CITY: PORTLAND
STATE: OR
ZIP: 97229
BUSINESS PHONE: 5036414141
MAIL ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DRIVE
CITY: PORTLAND
STATE: OR
ZIP: 97229-5497
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nierenberg David
CENTRAL INDEX KEY: 0001040899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12853
FILM NUMBER: 12998044
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: NIERENBERG DAVID
DATE OF NAME CHANGE: 19970611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nierenberg Investment Management Company, Inc.
CENTRAL INDEX KEY: 0001282683
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12853
FILM NUMBER: 12998045
BUSINESS ADDRESS:
STREET 1: 19605 NE 8TH ST
CITY: CAMAS
STATE: WA
ZIP: 98607
BUSINESS PHONE: 360-604-8600
MAIL ADDRESS:
STREET 1: 19605 NE 8TH ST
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: NIERENBERG INVESTMENT MANAGEMENT CO
DATE OF NAME CHANGE: 20040304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D3 Family Bulldog Fund, LP
CENTRAL INDEX KEY: 0001365745
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12853
FILM NUMBER: 12998043
BUSINESS ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
BUSINESS PHONE: 360-604-8600
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: D3 Family Bulldog Fund LP
DATE OF NAME CHANGE: 20060612
4
1
doc1.xml
FORM 4
X0306
4
2012-07-27
0
0000726514
ELECTRO SCIENTIFIC INDUSTRIES INC
ESIO
0001282683
Nierenberg Investment Management Company, Inc.
19605 NE 8TH STREET
CAMAS
WA
98607
1
0
1
0
0001040899
Nierenberg David
19605 NE 8TH STREET
CAMAS
WA
98607
0
0
1
0
0001365745
D3 Family Bulldog Fund, LP
19605 NE 8TH STREET
CAMAS
WA
98607
0
0
1
0
Common Stock
2012-07-27
4
S
0
27225
12.75
D
2162381
I
By The D3 Family Bulldog Fund, LP
Common Stock
2012-07-30
4
S
0
2288
12.65
D
2160093
I
By The D3 Family Bulldog Fund, LP
Common Stock
2012-07-31
4
S
0
19252
12.53
D
2140841
I
By The D3 Family Bulldog Fund, LP
Common Stock
182394
I
By The D3 Family Canadian Fund, LP
Common Stock
403289
I
By The DIII Offshore Fund, LP
Common Stock
554690
I
By The D3 Family Fund, LP
Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
David Nierenberg
2012-07-31
David Nierenberg, President, Nierenberg Investment Management Company, Inc. (NIMCO)
2012-07-31
David Nierenberg, President, NIMCO, General Partner of The D3 Family Bulldog Fund, LP
2012-07-31