-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SwMyHO4l02ffFrYDkBfUrWsAF5tilLJ7NHYUGTyKxs7fPZpr6oHDXxO7nVTJYNl/ pPNWpo9f0VW5xUjVoSVz+g== 0001005477-08-005083.txt : 20080723 0001005477-08-005083.hdr.sgml : 20080723 20080723194329 ACCESSION NUMBER: 0001005477-08-005083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080721 FILED AS OF DATE: 20080723 DATE AS OF CHANGE: 20080723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIERENBERG INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0001282683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 08966759 MAIL ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIERENBERG DAVID CENTRAL INDEX KEY: 0001040899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 08966757 BUSINESS ADDRESS: STREET 1: 19605 N E 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 3606048600 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D3 Family Canadian Fund, L.P. CENTRAL INDEX KEY: 0001405824 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 08966758 BUSINESS ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 4 1 edgar123.xml FORM 4 X0303 4 2008-07-21 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001282683 NIERENBERG INVESTMENT MANAGEMENT CO 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001405824 D3 Family Canadian Fund, L.P. 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001040899 NIERENBERG DAVID 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 Common Stock 2008-07-21 4 P 0 1900 15.28 A 122243 I By The D3 Family Canadian Fund, LP Common Stock 2008-07-22 4 P 0 56232 15.74 A 178475 I By The D3 Family Canadian Fund, LP Common Stock 593762 I By The D3 Family Fund, LP Common Stock 814414 I By The DIII Offshore Fund, LP Common Stock 2008-07-23 4 P 0 54000 16.05 A 232475 I By The D3 Family Canadian Fund, LP Common Stock 2008-07-23 4 P 0 10417 16.05 A 2355025 I By The D3 Family Bulldog Fund, LP Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein. David Nierenberg, President, Nierenberg Investment Management Company, Inc. (NIMCO) 2008-07-23 David Nierenberg, President, NIMCO, General Partner of the D3 Family Canadian Fund, LP 2008-07-23 David Nierenberg 2008-07-23 David Nierenberg, President, NIMCO, General Partner of the D3 Family Bulldog Fund, LP 2008-07-23 -----END PRIVACY-ENHANCED MESSAGE-----