-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G5J/lkWGceKCYFkZQn+GDcrhegMwg2tOPSy8sTLh8+y4RVQd/eLDcskCsNovw2Yp M2inJ48fVSKnCzaBFf7xaw== 0001005477-07-000209.txt : 20070108 0001005477-07-000209.hdr.sgml : 20070108 20070108152029 ACCESSION NUMBER: 0001005477-07-000209 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070105 FILED AS OF DATE: 20070108 DATE AS OF CHANGE: 20070108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIII OFFSHORE FUND LP CENTRAL INDEX KEY: 0001282684 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 07517455 BUSINESS ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 FORMER NAME: FORMER CONFORMED NAME: D3 OFFSHORE FUND LP DATE OF NAME CHANGE: 20040304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENVER CARA CENTRAL INDEX KEY: 0001363570 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 07517456 BUSINESS ADDRESS: BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 FORMER NAME: FORMER CONFORMED NAME: Denver Cara DATE OF NAME CHANGE: 20060519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOOPER HENRY E CENTRAL INDEX KEY: 0001279086 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 07517457 BUSINESS ADDRESS: BUSINESS PHONE: 3606048600 MAIL ADDRESS: STREET 1: 19605 N.E. 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIERENBERG DAVID CENTRAL INDEX KEY: 0001040899 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 07517458 BUSINESS ADDRESS: STREET 1: 19605 N E 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 3606048600 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D3 Family Bulldog Fund LP CENTRAL INDEX KEY: 0001365745 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 07517459 BUSINESS ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D3 FAMILY FUND LP CENTRAL INDEX KEY: 0001282685 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 07517460 MAIL ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nierenberg Investment Management Offshore Inc CENTRAL INDEX KEY: 0001365764 STATE OF INCORPORATION: C5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 07517461 BUSINESS ADDRESS: STREET 1: MONTAGUE STERLING CENTRE STREET 2: 3RD FLOOR CITY: NASSAU STATE: C5 ZIP: 00000 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIERENBERG INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0001282683 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 07517462 MAIL ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 3 1 edgar123.xml FORM 3 X0202 3 2007-01-05 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001282683 NIERENBERG INVESTMENT MANAGEMENT CO 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001365764 Nierenberg Investment Management Offshore Inc 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001282685 D3 FAMILY FUND LP 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001365745 D3 Family Bulldog Fund LP 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001040899 NIERENBERG DAVID 19605 SE 8TH STREET CAMAS WA 98607 0 0 1 0 0001279086 HOOPER HENRY E 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001363570 DENVER CARA 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001282684 DIII OFFSHORE FUND LP 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 Common Stock 547032 I By D3 Family Fund LP Common Stock 1885178 I By The D3 Family Bulldog Fund LP Common Stock 727274 I By The DIII Offshore Fund LP Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein. David Nierenberg, President, Nierenberg Investment Management Company, Inc. (NIMCO) 2007-01-08 David Nierenberg, President, Nierenberg Investment Management Offshore Inc. (NIMO) 2007-01-08 David Nierenberg, President, NIMCO, General Partner of The D3 Family Fund, LP 2007-01-08 David Nierenberg, President, NIMCO, General Partner of The D3 Family Bulldog Fund, LP 2007-01-08 David Nierenberg, President, NIMO, General Partner of The DIII Offshore Fund, LP 2007-01-08 David Nierenberg 2007-01-08 Henry Hooper 2007-01-08 Cara Denver 2007-01-08 -----END PRIVACY-ENHANCED MESSAGE-----