-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T6DMvxuGJrmCrfdhTH5UzND7Vsy5/G7AYFkr/wwXM/Xoqic6lQq81X/0kwh9npbT r8xG90yclYKvpyxcro9uaw== 0000893877-97-000611.txt : 19971103 0000893877-97-000611.hdr.sgml : 19971103 ACCESSION NUMBER: 0000893877-97-000611 CONFORMED SUBMISSION TYPE: S-4 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971031 EFFECTIVENESS DATE: 19971031 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: S-4 POS SEC ACT: SEC FILE NUMBER: 333-20847 FILM NUMBER: 97706029 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 S-4 POS 1 POST EFFECTIVE AMENDMENT NO. 1 As filed with the Securities and Exchange Commission on October 31, 1997 Registration No. 333-20847 ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 To FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ELECTRO SCIENTIFIC INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Oregon 3630 93-0370304 (State or other (Primary Standard (IRS Employer jurisdiction of Industrial Identification No.) incorporation or Classification organization) Number) 13900 NW Science Park Drive Portland, Oregon 97229 (503) 641-4141 (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) ------------------- Donald R. VanLuvanee President and Chief Executive Officer Electro Scientific Industries, Inc. 13900 NW Science Park Drive Portland, OR 97229-5497 (503) 641-4141 (Name, address, including ZIP code, and telephone number, including area code, of agent for service for Registrant) ------------------- Copies to: Annette M. Mulee Scott N. Leslie Stoel Rives LLP Paul, Hastings, Janofsky & Walker LLP 900 SW Fifth Avenue 695 Town Center Drive Portland, OR 97204-1268 Costa Mesa, CA 92626-1924 (503) 224-3380 (714) 668-6200 Approximate date of commencement of proposed sale to the public: As soon as practicable after this registration statement becomes effective and all other conditions to the merger (the "Merger") of Dynamotion/ATI Corp. ("Dynamotion") with and into a subsidiary of the Registrant pursuant to the Agreement of Reorganization and Merger described in the enclosed Proxy Statement/Prospectus have been satisfied or waived. If the securities being registered on this form are being offered in connection with the formation of a holding company and there is compliance with General Instruction G, check the following box. [ ] The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine. ELECTRO SCIENTIFIC INDUSTRIES, INC. Deregistration of Unissued Common Stock Pursuant to its Registration Statement on Form S-4 (Registration No. 333-20847), Electro Scientific Industries, Inc., an Oregon corporation ("ESI") registered 577,778 shares of its Common Stock, no par value for issuance in connection with the merger of Dynamotion/ATI Corp., a New York corporation, with and into Dynamotion Merger Corp., a New York corporation and a wholly owned subsidiary of ESI formed for this purpose, with Dynamotion Merger Corp. continuing as the surviving corporation. At the date of this Post-Effective Amendment and as a result of the issuance of 347,072 shares pursuant to the merger, 230,706 shares of ESI Common Stock remain unissued. ESI hereby deregisters the 230,706 shares of ESI Common Stock not issued pursuant to such Registration Statement. 2 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Post Effective Amendment No. 1 to the registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Portland, State of Oregon, on October 31, 1997. ELECTRO SCIENTIFIC INDUSTRIES, INC. By: BARRY L. HARMON ------------------------------------- Barry L. Harmon Senior Vice President and Chief Financial Officer Pursuant to the requirements of the Securities Act of 1933, this Post Effective Amendment No. 1 to the registration statement has been signed by the following persons in the capacities indicated on this 31st day of October, 1997. Signature Title --------- ----- (1) Principal Executive, Financial and Accounting Officer: *DONALD R. VANLUVANEE President and Chief - ---------------------------------- Executive Officer Donald R. VanLuvanee BARRY L. HARMON Senior Vice President - ---------------------------------- and Chief Financial Officer Barry L. Harmon (2) Directors: *DAVID F. BOLENDER Chairman of the Board - ---------------------------------- David F. Bolender *DOUGLAS C. STRAIN Vice-Chairman of the Board - ---------------------------------- Douglas C. Strain *LARRY L. HANSEN Director - ---------------------------------- Larry L. Hansen *W. ARTHUR PORTER Director - ---------------------------------- W. Arthur Porter II - 1 *VERNON B. RYLES. JR. Director - ---------------------------------- Vernon B. Ryles, Jr. *KEITH L. THOMSON Director - ---------------------------------- Keith L. Thomson *DONALD R. VANLUVANEE Director - ---------------------------------- Donald R. VanLuvanee *By: BARRY L. HARMON ---------------------------- Barry L. Harmon Attorney-in-Fact II - 2 -----END PRIVACY-ENHANCED MESSAGE-----