0000726514-17-000079.txt : 20171113
0000726514-17-000079.hdr.sgml : 20171110
20171113200456
ACCESSION NUMBER: 0000726514-17-000079
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171109
FILED AS OF DATE: 20171113
DATE AS OF CHANGE: 20171113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oldham Paul R
CENTRAL INDEX KEY: 0001421764
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12853
FILM NUMBER: 171197956
MAIL ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DR
CITY: PORTLAND
STATE: OR
ZIP: 97229-5497
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC
CENTRAL INDEX KEY: 0000726514
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 930370304
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0328
BUSINESS ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DR
CITY: PORTLAND
STATE: OR
ZIP: 97229
BUSINESS PHONE: 5036414141
MAIL ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DRIVE
CITY: PORTLAND
STATE: OR
ZIP: 97229-5497
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-11-09
0
0000726514
ELECTRO SCIENTIFIC INDUSTRIES INC
ESIO
0001421764
Oldham Paul R
13900 NW SCIENCE PARK DR.
PORTLAND
OR
97229
0
1
0
0
CFO, Sr. VP of Finance
Common Stock
2017-11-09
4
M
0
10000
15.78
A
237665.22
D
Common Stock
2017-11-09
4
S
0
10000
23.4763
D
227665.22
D
Common Stock
2017-11-09
4
M
0
20000
18.11
A
247665.22
D
Common Stock
2017-11-09
4
S
0
20000
23.4907
D
227665.22
D
Common Stock
2017-11-09
4
M
0
90000
7.26
A
317665.22
D
Common Stock
2017-11-09
4
S
0
90000
23.4871
D
227665.22
D
Incentive Stock Option (right to buy)
15.78
2017-11-09
4
M
0
10000
0.0
D
2009-05-15
2018-05-14
Common Stock
10000
5000
D
Non-Qualified Stock Option (right to buy)
18.11
2017-11-09
4
M
0
20000
0.0
D
2009-01-07
2018-01-06
Common Stock
20000
60000
D
Stock Appreciation Rights
7.26
2017-11-09
4
M
0
90000
0.0
D
2010-05-14
2019-05-13
Common Stock
90000
0
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Option originally granted on May 15, 2008 and provided for vesting in four equal annual installments commencing on May 15, 2009.
Option originally granted on January 7, 2008 and provided for vesting in four equal annual installments commencing on January 7, 2009.
The SOSAR was originally granted on May 14, 2009 and provided for vesting in four equal annual installments commencing on May 14, 2010.
By: Aric McKinnis, Attorney-in-Fact For: Paul R. Oldham
2017-11-13