0000726514-16-000138.txt : 20160516 0000726514-16-000138.hdr.sgml : 20160516 20160516180807 ACCESSION NUMBER: 0000726514-16-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160512 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oldham Paul R CENTRAL INDEX KEY: 0001421764 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 161655596 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229-5497 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-05-12 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001421764 Oldham Paul R 13900 NW SCIENCE PARK DR. PORTLAND OR 97229 0 1 0 0 CFO, Sr. VP of Finance Common Stock 2016-05-12 4 A 0 35000.0 0.0 A 217706.22 D Common Stock 2016-05-14 4 F 0 3817.0 7.01 D 213889.22 D Common Stock 2016-05-15 4 F 0 3522.0 7.01 D 210367.22 D Common Stock 2016-05-16 4 S 0 5082.0 6.9152 D 205285.22 D Payment of tax liability by delivering shares incident to the vesting of restricted stock units in accordance with Rule 16b-3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2016. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $6.88 to $6.98. By: AricMcKinnis, Attorney-in-Fact For: Paul R. Oldham 2016-05-16