0000726514-16-000134.txt : 20160516 0000726514-16-000134.hdr.sgml : 20160516 20160516165721 ACCESSION NUMBER: 0000726514-16-000134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160512 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wong Bing-Fai CENTRAL INDEX KEY: 0001435872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 161654791 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-05-12 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001435872 Wong Bing-Fai 13900 NW SCIENCE PARK DR. PORTLAND OR 97229 0 1 0 0 VP, Customer Operations Common Stock 2016-05-12 4 S 0 10000.0 7.1146 D 97674.4803 D Common Stock 2016-05-12 4 A 0 18000.0 0.0 A 115674.4803 D Common Stock 2016-05-14 4 F 0 1813.0 7.01 D 114361.4803 D Common Stock 2016-05-15 4 F 0 1956.0 7.01 D 112405.4803 D The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $7.10 to $7.15. The directly owned Common Stock holdings reflected in Table I of this form include 500 shares acquired under the ESI employee stock purchase plan on May 14, 2016. Payment of tax liability by delivering shares incident to the vesting of restricted stock units in accordance with Rule 16b-3. By: Aric McKinnis, Attorney-in-Fact For: Bing-Fai Wong 2016-05-16