0000726514-15-000043.txt : 20150518 0000726514-15-000043.hdr.sgml : 20150518 20150518185126 ACCESSION NUMBER: 0000726514-15-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150514 FILED AS OF DATE: 20150518 DATE AS OF CHANGE: 20150518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MUSTOE KERRY L CENTRAL INDEX KEY: 0001270988 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 15874630 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-05-14 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001270988 MUSTOE KERRY L 13900 NW SCIENCE PARK DR. PORTLAND OR 97229 0 1 0 0 VP, Corporate Controller & CAO Common Stock 2015-05-14 4 A 0 10000.0 0.0 A 75631.6471 D Common Stock 2015-05-15 4 F 0 763.0 5.53 D 74868.6471 D Stock Appreciation Rights 5.63 2015-05-14 4 A 0 20000.0 0.0 A 2016-05-14 2025-05-14 Common Stock 20000 20000 D Payment of tax liability by delivering shares incident to the vesting of restricted stock units in accordance with Rule 16b-3. SOSAR becomes exercisable for 25% of the shares on the first four anniversaries of the grant date. By: Paul R. Oldham, Attorney-in-Fact For: Kerry L. Mustoe 2015-05-18