0000726514-14-000040.txt : 20140516 0000726514-14-000040.hdr.sgml : 20140516 20140516185645 ACCESSION NUMBER: 0000726514-14-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140515 FILED AS OF DATE: 20140516 DATE AS OF CHANGE: 20140516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0329 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wong Bing-Fai CENTRAL INDEX KEY: 0001435872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 14852904 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-05-15 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001435872 Wong Bing-Fai 13900 NW SCIENCE PARK DR. PORTLAND OR 97229 0 1 0 0 VP, Customer Operations Common Stock 2014-05-15 4 A 0 12500 0 A 90979.3556 D Common Stock 2014-05-15 4 A 0 6250 0 A 97229.3556 D Stock Appreciation Rights 6.71 2014-05-15 4 A 0 25000 0 A 2015-05-15 2024-05-15 Common Stock 25000 25000 D The directly owned Common Stock holdings reflected in Table I of this form include 328 shares acquired under the ESI employee stock purchase plan on May 14, 2014. SOSAR becomes exercisable for 25% of the shares on the first four anniversaries of the grant date. By: Kerry L. Mustoe, Attorney-in-Fact For: Bing-Fai Wong 2014-05-16