0000726514-14-000038.txt : 20140516
0000726514-14-000038.hdr.sgml : 20140516
20140516185614
ACCESSION NUMBER: 0000726514-14-000038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140514
FILED AS OF DATE: 20140516
DATE AS OF CHANGE: 20140516
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC
CENTRAL INDEX KEY: 0000726514
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 930370304
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0329
BUSINESS ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DR
CITY: PORTLAND
STATE: OR
ZIP: 97229
BUSINESS PHONE: 5036414141
MAIL ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DRIVE
CITY: PORTLAND
STATE: OR
ZIP: 97229-5497
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oldham Paul R
CENTRAL INDEX KEY: 0001421764
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12853
FILM NUMBER: 14852899
MAIL ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DR
CITY: PORTLAND
STATE: OR
ZIP: 97229-5497
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-05-14
0
0000726514
ELECTRO SCIENTIFIC INDUSTRIES INC
ESIO
0001421764
Oldham Paul R
13900 NW SCIENCE PARK DR.
PORTLAND
OR
97229
0
1
0
0
Chief Financial Officer
Common Stock
2014-05-14
4
F
0
4665
7.14
D
129494.4201
D
Common Stock
2014-05-15
4
A
0
22500
0
A
151994.4201
D
Common Stock
2014-05-15
4
A
0
11250
0
A
163244.4201
D
Stock Appreciation Rights
6.71
2014-05-15
4
A
0
45000
0
A
2015-05-15
2024-05-15
Common Stock
45000
45000
D
Payment of tax liability by delivering shares incident to the vesting of restricted stock units in accordance with Rule 16b-3.
The directly owned Common Stock holdings reflected in Table I of this form include 500 shares acquired under the ESI employee stock purchase plan on May 14, 2014.
SOSAR becomes exercisable for 25% of the shares on the first four anniversaries of the grant date.
By: Kerry L. Mustoe, Attorney-in-Fact For: Paul R. Oldham
2014-05-16