0000726514-14-000038.txt : 20140516 0000726514-14-000038.hdr.sgml : 20140516 20140516185614 ACCESSION NUMBER: 0000726514-14-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140514 FILED AS OF DATE: 20140516 DATE AS OF CHANGE: 20140516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0329 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oldham Paul R CENTRAL INDEX KEY: 0001421764 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 14852899 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229-5497 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-05-14 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001421764 Oldham Paul R 13900 NW SCIENCE PARK DR. PORTLAND OR 97229 0 1 0 0 Chief Financial Officer Common Stock 2014-05-14 4 F 0 4665 7.14 D 129494.4201 D Common Stock 2014-05-15 4 A 0 22500 0 A 151994.4201 D Common Stock 2014-05-15 4 A 0 11250 0 A 163244.4201 D Stock Appreciation Rights 6.71 2014-05-15 4 A 0 45000 0 A 2015-05-15 2024-05-15 Common Stock 45000 45000 D Payment of tax liability by delivering shares incident to the vesting of restricted stock units in accordance with Rule 16b-3. The directly owned Common Stock holdings reflected in Table I of this form include 500 shares acquired under the ESI employee stock purchase plan on May 14, 2014. SOSAR becomes exercisable for 25% of the shares on the first four anniversaries of the grant date. By: Kerry L. Mustoe, Attorney-in-Fact For: Paul R. Oldham 2014-05-16