0000726514-14-000009.txt : 20140226 0000726514-14-000009.hdr.sgml : 20140226 20140226185909 ACCESSION NUMBER: 0000726514-14-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140223 FILED AS OF DATE: 20140226 DATE AS OF CHANGE: 20140226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0329 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRADY EDWARD C CENTRAL INDEX KEY: 0001234453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 14646293 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-02-23 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001234453 GRADY EDWARD C 13900 NW SCIENCE PARK DR. PORTLAND OR 97229 1 1 0 0 President & CEO Stock Appreciation Rights 9.24 2014-02-23 4 M 0 63853 0 A 2015-02-23 2024-02-23 Common Stock 63853 63853 D Effective February 23, 2014, the Reporting Person was appointed the President and Chief Executive Officer of the Issuer. The SOSAR shall vest with respect to one-third of the total granted on each of the first three anniversaries of the date of grant. By: Kerry L. Mustoe, Attorney-in-Fact For: Edward C. Grady 2014-02-26