0000726514-13-000007.txt : 20130201
0000726514-13-000007.hdr.sgml : 20130201
20130201103031
ACCESSION NUMBER: 0000726514-13-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130130
FILED AS OF DATE: 20130201
DATE AS OF CHANGE: 20130201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oldham Paul R
CENTRAL INDEX KEY: 0001421764
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12853
FILM NUMBER: 13565080
MAIL ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DR
CITY: PORTLAND
STATE: OR
ZIP: 97229-5497
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC
CENTRAL INDEX KEY: 0000726514
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 930370304
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0329
BUSINESS ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DR
CITY: PORTLAND
STATE: OR
ZIP: 97229
BUSINESS PHONE: 5036414141
MAIL ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DRIVE
CITY: PORTLAND
STATE: OR
ZIP: 97229-5497
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-01-30
0
0000726514
ELECTRO SCIENTIFIC INDUSTRIES INC
ESIO
0001421764
Oldham Paul R
13900 NW SCIENCE PARK DR
PORTLAND
OR
97229-5497
0
1
0
0
VP Admin, CFO & Corp Sec
Emp Stock Option (right to buy)
18.91
2013-01-30
4
D
0
80000
D
2018-01-06
Common Stock
80000
140000
D
Emp Stock Option (right to buy)
18.11
2013-01-30
4
A
0
80000
A
2018-01-06
Common Stock
80000
220000
D
Emp Stock Option (right to buy)
16.58
2013-01-30
4
D
0
15000
D
2018-05-14
Common Stock
15000
205000
D
Emp Stock Option (right to buy)
15.78
2013-01-30
4
A
0
15000
A
2018-05-14
Common Stock
15000
220000
D
Stock Apprec Rights
8.26
2013-01-30
4
D
0
90000
D
2019-05-13
Common Stock
90000
130000
D
Stock Apprec Rights
7.26
2013-01-30
4
A
0
90000
A
2019-05-13
Common Stock
90000
220000
D
Stock Apprec Rights
14.64
2013-01-30
4
D
0
17000
D
2020-05-12
Common Stock
17000
203000
D
Stock Apprec Rights
13.84
2013-01-30
4
A
0
17000
A
2020-05-12
Common Stock
17000
220000
D
Stock Apprec Rights
18.82
2013-01-30
4
D
0
18000
D
2021-05-11
Common Stock
18000
202000
D
Stock Apprec Rights
18.02
2013-01-30
4
A
0
18000
A
2021-05-11
Common Stock
18000
220000
D
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on January 7, 2008 and provided for vesting in four equal annual installments commencing on January 7, 2009.
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on May 15, 2008 and provided for vesting in four equal annual installments commencing on May 15, 2009.
The two reported transactions involved an amendment of an outstanding SOSAR, resulting in the deemed cancellation of the "old" SOSAR and the grant of a replacement SOSAR. The SOSAR was originally granted on May 14, 2009 and provides for vesting in four equal annual installments commencing on May 14, 2010.
The two reported transactions involved an amendment of an outstanding SOSAR, resulting in the deemed cancellation of the "old" SOSAR and the grant of a replacement SOSAR. The SOSAR was originally granted on May 13, 2010 and provides for vesting in four equal annual installments commencing on May 13, 2011.
The two reported transactions involved an amendment of an outstanding SOSAR, resulting in the deemed cancellation of the "old" SOSAR and the grant of a replacement SOSAR. The SOSAR was originally granted on May 12, 2011 and provides for vesting in four equal annual installments commencing on May 12, 2012.
By: Kerry L Mustoe for Paul Oldham
2013-01-30