0000726514-13-000006.txt : 20130201
0000726514-13-000006.hdr.sgml : 20130201
20130201100703
ACCESSION NUMBER: 0000726514-13-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130130
FILED AS OF DATE: 20130201
DATE AS OF CHANGE: 20130201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DeBakker Robert
CENTRAL INDEX KEY: 0001306671
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12853
FILM NUMBER: 13565000
MAIL ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DR.
CITY: PORTLAND
STATE: OR
ZIP: 97229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC
CENTRAL INDEX KEY: 0000726514
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 930370304
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0329
BUSINESS ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DR
CITY: PORTLAND
STATE: OR
ZIP: 97229
BUSINESS PHONE: 5036414141
MAIL ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DRIVE
CITY: PORTLAND
STATE: OR
ZIP: 97229-5497
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-01-30
0
0000726514
ELECTRO SCIENTIFIC INDUSTRIES INC
ESIO
0001306671
DeBakker Robert
13900 NW SCIENCE PARK DR.
PORTLAND
OR
97229
0
1
0
0
VP Worldwide Operations
Emp Stock Option (right to buy)
17.32
2013-01-30
4
D
0
50000
D
2014-09-26
Common Stock
50000
168000
D
Emp Stock Option (right to buy)
16.52
2013-01-30
4
A
0
50000
A
2014-09-26
Common Stock
50000
218000
D
Emp Stock Option (right to buy)
19.84
2013-01-30
4
D
0
38000
D
2015-07-20
Common Stock
38000
180000
D
Emp Stock Option (right to buy)
19.04
2013-01-30
4
A
0
38000
A
2015-07-20
Common Stock
38000
218000
D
Emp Stock Option (right to buy)
20
2013-01-30
4
D
0
35000
D
2016-05-24
Common Stock
35000
183000
D
Emp Stock Option (right to buy)
19.2
2013-01-30
4
A
0
35000
A
2016-05-24
Common Stock
35000
218000
D
Emp Stock Option (right to buy)
22.83
2013-01-30
4
D
0
14000
D
2017-07-24
Common Stock
14000
204000
D
Emp Stock Option (right to buy)
22.03
2013-01-30
4
A
0
14000
A
2017-07-24
Common Stock
14000
218000
D
Emp Stock Option (right to buy)
16.58
2013-01-30
4
D
0
12000
D
2018-05-14
Common Stock
12000
206000
D
Emp Stock Option (right to buy)
15.78
2013-01-30
4
A
0
12000
A
2018-05-14
Common Stock
12000
218000
D
Stock Apprec Rights
8.26
2013-01-30
4
D
0
50000
D
2019-05-13
Common Stock
50000
168000
D
Stock Apprec Rights
7.26
2013-01-30
4
A
0
50000
A
2019-05-13
Common Stock
50000
218000
D
Stock Apprec Rights
14.64
2013-01-30
4
D
0
11000
D
2020-05-12
Common Stock
11000
207000
D
Stock Apprec Rights
13.84
2013-01-30
4
A
0
11000
A
2020-05-12
Common Stock
11000
218000
D
Stock Apprec Rights
18.82
2013-01-30
4
D
0
8000
D
2021-05-11
Common Stock
8000
210000
D
Stock Apprec Rights
18.02
2013-01-30
4
A
0
8000
A
2021-05-11
Common Stock
8000
218000
D
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 27, 2004 and provided for vesting in four equal annual installments commencing on September 27, 2005.
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 20, 2005 and provided for full vesting on May 26, 2006. There was a three-year sale restriction on the underlying shares which lapsed on July 19, 2008.
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on May 24, 2006 and provided for full vesting on May 26, 2006. There was a three-year sale restriction on the underlying shares which lapsed one third each year for the first three years.
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 25, 2007 and provided for vesting in four equal annual installments commencing on July 25, 2008.
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on May 15, 2008 and provided for vesting in four equal annual installments commencing on May 15, 2009.
The two reported transactions involved an amendment of an outstanding SOSAR, resulting in the deemed cancellation of the "old" SOSAR and the grant of a replacement SOSAR. The SOSAR was originally granted on May 14, 2009 and provides for vesting in four equal annual installments commencing on May 14, 2010.
The two reported transactions involved an amendment of an outstanding SOSAR, resulting in the deemed cancellation of the "old" SOSAR and the grant of a replacement SOSAR. The SOSAR was originally granted on May 13, 2010 and provides for vesting in four equal annual installments commencing on May 13, 2011.
The two reported transactions involved an amendment of an outstanding SOSAR, resulting in the deemed cancellation of the "old" SOSAR and the grant of a replacement SOSAR. The SOSAR was originally granted on May 12, 2011 and provides for vesting in four equal annual installments commencing on May 12, 2012.
By: Kerry L Mustoe for Robert DeBakker
2013-01-30