0000726514-13-000005.txt : 20130131
0000726514-13-000005.hdr.sgml : 20130131
20130131174745
ACCESSION NUMBER: 0000726514-13-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130130
FILED AS OF DATE: 20130131
DATE AS OF CHANGE: 20130131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALKER ROBERT R
CENTRAL INDEX KEY: 0001142628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12853
FILM NUMBER: 13563994
MAIL ADDRESS:
STREET 1: LIBERATE TECHNOLOGIES
STREET 2: 2655 CAMPUS DRIVE, SUITE 250
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC
CENTRAL INDEX KEY: 0000726514
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 930370304
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0329
BUSINESS ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DR
CITY: PORTLAND
STATE: OR
ZIP: 97229
BUSINESS PHONE: 5036414141
MAIL ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DRIVE
CITY: PORTLAND
STATE: OR
ZIP: 97229-5497
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-01-30
0
0000726514
ELECTRO SCIENTIFIC INDUSTRIES INC
ESIO
0001142628
WALKER ROBERT R
13900 NW SCIENCE PARK DRIVE
PORTLAND
OR
97229
1
0
0
0
Stock Option (right to buy)
24.02
2013-01-30
4
D
0
30000
D
2013-10-29
Common Stock
30000
25000
D
Stock Option (right to buy)
23.22
2013-01-30
4
A
0
30000
A
2013-10-29
Common Stock
30000
55000
D
Stock Option (right to buy)
25.75
2013-01-30
4
D
0
10000
D
2014-07-30
Common Stock
10000
45000
D
Stock Option (right to buy)
24.95
2013-01-30
4
A
0
10000
A
2014-07-30
Common Stock
10000
55000
D
Stock Option (right to buy)
19.42
2013-01-30
4
D
0
10000
D
2015-07-21
Common Stock
10000
45000
D
Stock Option (right to buy)
18.62
2013-01-30
4
A
0
10000
A
2015-07-21
Common Stock
10000
55000
D
Stock Option (right to buy)
19.92
2013-01-30
4
D
0
5000
D
2016-05-25
Common Stock
5000
50000
D
Stock Option (right to buy)
19.12
2013-01-30
4
A
0
5000
A
2016-05-25
Common Stock
5000
55000
D
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 30,2003 and provided for vesting in three equal installments commencing on October 30, 2004.
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 31, 2004 and provided for vesting in twelve equal installments commencing on August 31, 2004.
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 21, 2005 and provided for full vesting on May 26, 2006. There was a three-year sale restriction on the underlying shares which lapsed on July 20, 2008.
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on May 26, 2006 and provided for immediate vesting on May 26, 2006. There was a three-year sale restriction on the underlying shares which lapsed on May 25, 2009.
By: Kerry L Mustoe for Robert R Walker
2013-01-30