0000726514-13-000004.txt : 20130131
0000726514-13-000004.hdr.sgml : 20130131
20130131170815
ACCESSION NUMBER: 0000726514-13-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130130
FILED AS OF DATE: 20130131
DATE AS OF CHANGE: 20130131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TOMPKINS JON D
CENTRAL INDEX KEY: 0001196899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12853
FILM NUMBER: 13563427
MAIL ADDRESS:
STREET 1: 17075 THORNMINT COURT
CITY: SAN DIEGO
STATE: CA
ZIP: 92127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC
CENTRAL INDEX KEY: 0000726514
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 930370304
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0329
BUSINESS ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DR
CITY: PORTLAND
STATE: OR
ZIP: 97229
BUSINESS PHONE: 5036414141
MAIL ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DRIVE
CITY: PORTLAND
STATE: OR
ZIP: 97229-5497
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-01-30
0
0000726514
ELECTRO SCIENTIFIC INDUSTRIES INC
ESIO
0001196899
TOMPKINS JON D
13900 NW SCIENCE PARK DRIVE
PORTLAND
OR
97229
1
0
0
0
Stock Option (right to buy)
17.17
2013-01-30
4
D
0
6000
D
2013-07-30
Common Stock
6000
45000
D
Stock Option (right to buy)
16.37
2013-01-30
4
A
0
6000
A
2013-07-30
Common Stock
6000
51000
D
Stock Option (right to buy)
24.02
2013-01-30
4
D
0
20000
D
2013-10-29
Common Stock
20000
31000
D
Stock Option (right to buy)
23.22
2013-01-30
4
A
0
20000
A
2013-10-29
Common Stock
20000
51000
D
Stock Option (right to buy)
25.75
2013-01-30
4
D
0
10000
D
2014-07-30
Common Stock
10000
41000
D
Stock Option (right to buy)
24.95
2013-01-30
4
A
0
10000
A
2014-07-30
Common Stock
10000
51000
D
Stock Option (right to buy)
19.42
2013-01-30
4
D
0
10000
D
2015-07-21
Common Stock
10000
41000
D
Stock Option (right to buy)
18.62
2013-01-30
4
A
0
10000
A
2015-07-21
Common Stock
10000
51000
D
Stock Option (right to buy)
19.92
2013-01-30
4
D
0
5000
D
2016-05-25
Common Stock
5000
46000
D
Stock Option (right to buy)
19.12
2013-01-30
4
A
0
5000
A
2016-05-25
Common Stock
5000
51000
D
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 31, 2003 and provided for vesting in four equal annual installments commencing on July 31, 2004.
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 30, 2003 and provided for full vesting on October 30, 2004.
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 31, 2004 and provided for vesting in twelve equal monthly installments commencing on August 31, 2004.
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 21, 2005 and provided for full vesting on May 26, 2006. There was a three-year sale restriction on the underlying shares which lapsed on July 20, 2008.
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on May 26, 2006 and provided for immediate vesting on May 26, 2006. There was a three-year sale restriction on the underlying shares which lapsed on May 25, 2009.
By: Kerry L Mustoe for Jon D Tompkins
2013-01-30