0000726514-11-000011.txt : 20110516 0000726514-11-000011.hdr.sgml : 20110516 20110516170150 ACCESSION NUMBER: 0000726514-11-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110512 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oldham Paul R CENTRAL INDEX KEY: 0001421764 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 11848179 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229-5497 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0329 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-05-12 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001421764 Oldham Paul R 13900 NW SCIENCE PARK DR PORTLAND OR 97229-5497 0 1 0 0 VP Admin, CFO & Corp Sec Common Stock 2011-05-12 4 D 0 2288 0 D 63998 D Common Stock 2011-05-12 4 F 0 2025 18.82 D 61973 D Common Stock 2011-05-12 4 A 0 18000 0 A 79973 D Common Stock 2011-05-15 4 F 0 1418 18.2 D 78555 D Stock Appreciation Rights 18.82 2011-05-12 4 A 0 18000 0 A 2021-05-11 Common Stock 18000 18000 D Payment of tax liability by delivering shares incident to the vesting of restricted stock units in accordance with Rule 16b-3. SOSAR becomes exercisable for 25% of the shares on the first four anniversaries of the grant date. Paul R Oldham 2011-05-16