0000726514-11-000010.txt : 20110516 0000726514-11-000010.hdr.sgml : 20110516 20110516164355 ACCESSION NUMBER: 0000726514-11-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110512 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeBakker Robert CENTRAL INDEX KEY: 0001306671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 11847752 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR. CITY: PORTLAND STATE: OR ZIP: 97229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0329 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-05-12 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001306671 DeBakker Robert 13900 NW SCIENCE PARK DR. PORTLAND OR 97229 0 1 0 0 VP Operations Common Stock 2011-05-12 4 D 0 1430 0 D 72011 D Common Stock 2011-05-12 4 F 0 1291 18.82 D 70720 D Common Stock 2011-05-12 4 A 0 8000 0 A 78720 D Common Stock 2011-05-15 4 F 0 709 18.2 D 78011 D Stock Appreciation Rights 18.82 2011-05-12 4 A 0 8000 0 A 2021-05-11 Common Stock 8000 8000 D Payment of tax liability by delivering shares incident to the vesting of restricted stock units in accordance with Rule 16b-3. SOSAR becomes exercisable for 25% of the shares on the first four anniversaries of the grant date. Robert DeBakker 2011-05-16