-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FUGMOoNvKWE5PAYwQfSQXKMXwSgQwnwdxV3Cw/rEEjHbxPj+AWzLQGCPA5YuWI5r lGP3YJDD5mHvYth5DdqUcA== 0000726514-08-000044.txt : 20080523 0000726514-08-000044.hdr.sgml : 20080523 20080523145311 ACCESSION NUMBER: 0000726514-08-000044 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080515 FILED AS OF DATE: 20080523 DATE AS OF CHANGE: 20080523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Steven L CENTRAL INDEX KEY: 0001435750 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 08857910 BUSINESS ADDRESS: BUSINESS PHONE: 503-671-7062 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229 3 1 edgardoc.xml PRIMARY DOCUMENT X0202 3 2008-05-15 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001435750 Harris Steven L 13900 NW SCIENCE PARK DR. PORTLAND OR 97229 0 1 0 0 VP of Research Dev & Eng Common Stock 37759 D Incentive Stock Option (right to buy) 16.58 2018-05-14 Common Stock 6886 D Incentive Stock Option (right to buy) 16.93 2013-08-14 Common Stock 23624 D Incentive Stock Option (right to buy) 22.83 2017-07-24 Common Stock 14000 D Non-Qualified Stock Option (right to buy) 16.58 2018-05-14 Common Stock 6114 D Non-Qualified Stock Option (right to buy) 16.93 2013-08-14 Common Stock 1376 D Non-Qualified Stock Option (right to buy) 19.84 2015-07-20 Common Stock 44000 D Non-Qualified Stock Option (right to buy) 20 2016-05-24 Common Stock 15000 D Non-Qualified Stock Option (right to buy) 24.52 2013-10-28 Common Stock 10000 D Non-Qualified Stock Option (right to buy) 25.5 2014-07-12 Common Stock 19608 D Non-Qualified Stock Option (right to buy) 27 2011-04-05 Common Stock 7085 D Non-Qualified Stock Option (right to buy) 34.57 2012-04-16 Common Stock 10190 D Non-Qualified Stock Option (right to buy) 52.75 2010-04-13 Common Stock 7800 D The ISO and NQ granted on this date vest together for 25% of the total shares on the first four anniversaries of the grant date. Option becomes exercisable for 25% of the shares on the first four anniversaries of the grant date. Option becomes 100% exercisable on 5/26/06. The shares underlying the option are restricted from being sold for a period of 3 years from the grant date. Shares under options granted on 5/24/06 become 100% exercisable on 5/26/06. Shares underlying the option are restricted from being sold for a period of 3 years from the grant date. The sale restriction lapses with regard to 1/3 of the total shares on each of the first three anniversaries of the grant date. Options become exercisable for 25% of the shares on the first four anniversaries of the grant date. Effective June 28, 2004 the vesting of the option was accelerated to be 100% vested on June 28, 2004. As a result of this vesting acceleration, the original ISO / NQ split of the total shares granted was adjusted if necessary to comply with the IRS limitation. The ISO and NQ granted on this date vest together for 25% of the total shares on the first four anniversaries of the grant date. Effective January 25,2005, the vesting of the option was accelerated to be 100% vested on January. As a result of this vesting acceleration, the original ISO / NQ split of the total shares granted was adjusted if necessary to comply with the IRS limitation. Steven L Harris 2008-05-23 -----END PRIVACY-ENHANCED MESSAGE-----