-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RgEEXJNCOoJIg5g5jGA4Co4KXQ+x6hTrX6qSZJ1yX+gM94Ydw4OLNRWZDQ3Y3KE1 DB+EtxmfY7tlj/ZNDOEUQQ== 0000726514-05-000032.txt : 20050722 0000726514-05-000032.hdr.sgml : 20050722 20050722194553 ACCESSION NUMBER: 0000726514-05-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050720 FILED AS OF DATE: 20050722 DATE AS OF CHANGE: 20050722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DODSON J MICHAEL CENTRAL INDEX KEY: 0001231559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 05970038 BUSINESS ADDRESS: BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-07-20 0 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001231559 DODSON J MICHAEL 13900 NW SCIENCE PARK DR. PORTLAND OR 97229 0 1 0 0 Senior VP, CFO & Secretary Common Stock 2327 D Non-Qualified Stock Option (right to buy) 19.84 2005-07-20 4 A 0 51000 A 2006-05-26 2015-07-20 Common Stock 51000 51000 D Incentive Stock Option (right to buy) 13.91 2004-05-05 2013-05-04 Common Stock 28756 28756 D Non-Qualified Stock Option (right to buy) 13.91 2004-05-05 2013-05-04 Common Stock 41244 41244 D Non-Qualified Stock Option (right to buy) 24.52 2004-10-29 2013-10-28 Common Stock 10000 10000 D Non-Qualified Stock Option (right to buy) 25.5 2014-07-12 Common Stock 16176 16176 D Performance Restricted Stock Units Grant 0 2007-07-12 2007-07-12 Common Stock 8403 8403 D Option becomes 100% exercisable on 5/26/06. The shares underlying the option are restricted from being sold for a period of 3 years from the grant date. No purchase price is paid upon grant of option. Options become exercisable for 25% of the shares on the first four anniversaries of the grant date. Options become exercisable for 25% of the shares on the first four anniversaries of the grant date. Effective June 28, 2004 the vesting of the option was accelerated to be 100% vested on June 28, 2004. As a result of this vesting acceleration, the original ISO / NQ split of the total shares granted was adjusted if necessary to comply with the IRS limitation. Performance-Based Restricted Stock Units cliff vest after three years following grant date if certain levels of performance are achieved vs. a peer group of companies. J. Michael Dodson 2005-07-22 -----END PRIVACY-ENHANCED MESSAGE-----